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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.2B
AUM Growth
+$11B
Cap. Flow
+$5.37B
Cap. Flow %
16.16%
Top 10 Hldgs %
42.14%
Holding
2,491
New
406
Increased
1,004
Reduced
483
Closed
418

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16B
2
AMZN icon
Amazon
AMZN
+$299M
3
O icon
Realty Income
O
+$80.3M
4
ARM icon
Arm
ARM
+$41.3M
5
HDB icon
HDFC Bank
HDB
+$32.6M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$53.5M
2
GLD icon
SPDR Gold Trust
GLD
+$35.9M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$34.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$29.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$28.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.59%
2 Technology 0.56%
3 Financials 0.43%
4 Real Estate 0.29%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
276
CALL
Abbott
ABT
$190B
$9.82M 0.03%
89,200
+44,500
+100% +$4.45M
LIN icon
277
CALL
Linde
LIN
$223B
$9.77M 0.03%
23,800
+11,200
+89% +$4.42M
VZ icon
278
Verizon
VZ
$195B
$9.72M 0.03%
257,923
-205,021
-44% -$7.25M
HYD icon
279
VanEck High Yield Muni ETF
HYD
$4.4B
$9.62M 0.03%
+186,401
New +$9.23M
WM icon
280
PUT
Waste Management
WM
$90.8B
$9.58M 0.03%
53,500
+11,300
+27% +$1.89M
EMR icon
281
PUT
Emerson Electric
EMR
$91.2B
$9.56M 0.03%
98,200
+49,400
+101% +$4.52M
PFF icon
282
iShares Preferred and Income Securities ETF
PFF
$13.2B
$9.54M 0.03%
+305,801
New +$9.14M
RTX icon
283
CALL
RTX Corp
RTX
$298B
$9.49M 0.03%
112,800
+61,700
+121% +$4.88M
PH icon
284
PUT
Parker-Hannifin
PH
$135B
$9.4M 0.03%
20,400
+16,300
+398% +$6.79M
NOC icon
285
CALL
Northrop Grumman
NOC
$81.6B
$9.32M 0.03%
19,900
+4,200
+27% +$1.97M
MCHP icon
286
PUT
Microchip Technology
MCHP
$43.9B
$9.24M 0.03%
102,500
+37,700
+58% +$3.07M
BMY icon
287
CALL
Bristol-Myers Squibb
BMY
$130B
$9.22M 0.03%
179,700
+136,100
+312% +$7.14M
T icon
288
AT&T
T
$167B
$9.21M 0.03%
549,072
-152,771
-22% -$2.41M
PANW icon
289
CALL
Palo Alto Networks
PANW
$312B
$9.14M 0.03%
62,000
+49,400
+392% +$6.61M
TMUS icon
290
CALL
T-Mobile US
TMUS
$190B
$9.11M 0.03%
56,800
+27,500
+94% +$4.07M
PNC icon
291
PUT
PNC Financial Services
PNC
$101B
$9.01M 0.03%
58,200
+18,600
+47% +$2.41M
CWST icon
292
Casella Waste Systems
CWST
$5.85B
$8.97M 0.03%
+104,992
New +$8.44M
ADSK icon
293
PUT
Autodesk
ADSK
$52B
$8.91M 0.03%
36,600
+12,000
+49% +$2.59M
XLC icon
294
PUT
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$8.88M 0.03%
122,200
-536,100
-81% -$36.9M
DXCM icon
295
PUT
DexCom
DXCM
$33.6B
$8.87M 0.03%
71,500
+49,900
+231% +$5.1M
ON icon
296
PUT
ON Semiconductor
ON
$32.5B
$8.86M 0.03%
106,100
+36,300
+52% +$2.85M
ROST icon
297
PUT
Ross Stores
ROST
$79.9B
$8.83M 0.03%
63,800
+31,900
+100% +$3.97M
T icon
298
CALL
AT&T
T
$167B
$8.79M 0.03%
524,000
+211,100
+67% +$3.33M
SYK icon
299
PUT
Stryker
SYK
$132B
$8.71M 0.03%
29,100
-4,000
-12% -$1.12M
AAPL icon
300
Apple
AAPL
$4.4T
$8.7M 0.03%
45,212
-110,275
-71% -$20.4M
10 11
12
13 14

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Capstone Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Capstone Investment Advisors held 2,491 positions worth $33.2B, up 50% from $22.2B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors deployed $5.37B of net new capital in Q4 2023, opening 406 new positions and adding to 1,004 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.91% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $35.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $1.16B increase.
  • Capstone Investment Advisors's biggest Q4 2023 reduction was SPDR Gold Trust, cutting an estimated $35.9M.
  • Capstone Investment Advisors fully exited Activision Blizzard in Q4 2023, selling an estimated $53.5M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $33.2B portfolio in Q4 2023.
  • Capstone Investment Advisors opened 406 new positions and closed 418 in Q4 2023.
  • Capstone Investment Advisors's portfolio value rose 50% quarter-over-quarter to $33.2B.

Based on Capstone Investment Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.