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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
+$954M
Cap. Flow %
4.29%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.99%
3 Consumer Discretionary 0.91%
4 Healthcare 0.85%
5 Industrials 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
276
Mastercard
MA
$489B
$7.04M 0.03%
17,788
+16,043
+919% +$6.44M
CMCSA icon
277
CALL
Comcast
CMCSA
$89.9B
$6.94M 0.03%
156,500
+25,000
+19% +$1.12M
APD icon
278
PUT
Air Products & Chemicals
APD
$68.2B
$6.91M 0.03%
24,400
+2,000
+9% +$587K
NOC icon
279
CALL
Northrop Grumman
NOC
$81.6B
$6.91M 0.03%
15,700
+1,200
+8% +$527K
NEE icon
280
CALL
NextEra Energy
NEE
$179B
$6.89M 0.03%
120,300
+4,300
+4% +$298K
CDZI icon
281
Cadiz
CDZI
$299M
$6.78M 0.03%
2,048,676
+398,676
+24% +$1.53M
ACI icon
282
Albertsons Companies
ACI
$5.85B
$6.71M 0.03%
295,000
+95,000
+48% +$2.12M
PYPL icon
283
PayPal
PYPL
$49.9B
$6.67M 0.03%
114,037
+47,349
+71% +$3.08M
MS icon
284
Morgan Stanley
MS
$343B
$6.65M 0.03%
81,429
-3,451
-4% -$300K
ORCL icon
285
Oracle
ORCL
$432B
$6.51M 0.03%
+61,420
New +$7.11M
ON icon
286
PUT
ON Semiconductor
ON
$32.8B
$6.49M 0.03%
69,800
+22,700
+48% +$2.21M
PLD icon
287
PUT
Prologis
PLD
$132B
$6.44M 0.03%
57,400
+3,400
+6% +$416K
WM icon
288
PUT
Waste Management
WM
$90.7B
$6.43M 0.03%
42,200
+5,700
+16% +$922K
BA icon
289
CALL
Boeing
BA
$182B
$6.4M 0.03%
33,400
+12,000
+56% +$2.63M
XLE icon
290
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$6.37M 0.03%
141,000
-342,600
-71% -$15M
SCHW
291
Charles Schwab
SCHW
$186B
$6.37M 0.03%
116,054
-80,106
-41% -$4.84M
SO icon
292
PUT
Southern Company
SO
$106B
$6.31M 0.03%
97,500
+14,100
+17% +$979K
ALGN icon
293
PUT
Align Technology
ALGN
$12.1B
$6.26M 0.03%
20,500
+1,500
+8% +$518K
MBLY icon
294
Mobileye
MBLY
$7.5B
$6.23M 0.03%
150,000
+144,728
+2,745% +$5.57M
WFC icon
295
CALL
Wells Fargo
WFC
$264B
$6.19M 0.03%
151,600
-3,300
-2% -$142K
GM icon
296
General Motors
GM
$76.9B
$6.09M 0.03%
184,711
+75,031
+68% +$2.67M
MCO icon
297
PUT
Moody's
MCO
$82.7B
$6.04M 0.03%
19,100
-2,400
-11% -$816K
AMT icon
298
American Tower
AMT
$79.4B
$5.98M 0.03%
36,369
+22,905
+170% +$4.18M
V icon
299
Visa
V
$673B
$5.97M 0.03%
25,960
+25,739
+11,647% +$6.19M
STZ icon
300
PUT
Constellation Brands
STZ
$22.8B
$5.88M 0.03%
23,400
+7,000
+43% +$1.83M
10 11
12
13 14

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.