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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY.RT
276
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$11.3M 0.06%
5,038,994
+1,022,156
+25% +$2.92M
SCHW
277
PUT
Charles Schwab
SCHW
$186B
$11.3M 0.06%
312,500
+130,200
+71% +$4.53M
PM icon
278
CALL
Philip Morris
PM
$289B
$11.2M 0.06%
149,900
+18,500
+14% +$1.43M
GILD icon
279
Gilead Sciences
GILD
$168B
$11.1M 0.06%
+176,423
New +$12.2M
TWTR
280
PUT
DELISTED
Twitter, Inc.
TWTR
$11.1M 0.06%
250,400
+13,200
+6% +$507K
CTXS
281
PUT
DELISTED
Citrix Systems Inc
CTXS
$11.1M 0.06%
80,900
+1,300
+2% +$186K
SLB icon
282
PUT
SLB Ltd
SLB
$78.7B
$11M 0.06%
709,100
+76,400
+12% +$1.42M
AKAM icon
283
PUT
Akamai
AKAM
$17.6B
$11M 0.06%
99,800
+6,200
+7% +$688K
GE icon
284
PUT
GE Aerospace
GE
$380B
$11M 0.06%
353,983
+24,879
+8% +$809K
VTR icon
285
PUT
Ventas
VTR
$45.4B
$11M 0.06%
261,900
+12,700
+5% +$508K
HCA icon
286
PUT
HCA Healthcare
HCA
$88.8B
$11M 0.06%
88,100
+19,600
+29% +$2.43M
SWK icon
287
PUT
Stanley Black & Decker
SWK
$15.5B
$10.9M 0.06%
67,500
+10,300
+18% +$1.6M
VRSN icon
288
PUT
VeriSign
VRSN
$25.7B
$10.8M 0.06%
52,600
+13,000
+33% +$2.69M
LEN icon
289
PUT
Lennar Class A
LEN
$20.7B
$10.8M 0.06%
136,046
+32,643
+32% +$2.32M
BNY
290
PUT
Bank of New York Mellon
BNY
$110B
$10.7M 0.05%
312,400
+67,300
+27% +$2.45M
LULU icon
291
PUT
lululemon athletica
LULU
$14B
$10.7M 0.05%
32,400
+15,100
+87% +$5.04M
TMUS icon
292
CALL
T-Mobile US
TMUS
$191B
$10.5M 0.05%
91,700
+51,800
+130% +$5.74M
CTSH icon
293
PUT
Cognizant
CTSH
$25.7B
$10.5M 0.05%
151,000
+14,000
+10% +$911K
LMT icon
294
CALL
Lockheed Martin
LMT
$138B
$10.3M 0.05%
27,000
+5,200
+24% +$1.98M
BAC icon
295
Bank of America
BAC
$448B
$10.3M 0.05%
427,633
+28,494
+7% +$709K
DUK icon
296
PUT
Duke Energy
DUK
$96.2B
$10.3M 0.05%
116,300
+19,900
+21% +$1.64M
MO icon
297
CALL
Altria Group
MO
$108B
$10.3M 0.05%
265,800
+16,200
+6% +$674K
IQV icon
298
PUT
IQVIA
IQV
$39.5B
$10.2M 0.05%
64,800
+9,400
+17% +$1.47M
CLX icon
299
PUT
Clorox
CLX
$12.8B
$10.2M 0.05%
48,500
+4,500
+10% +$1M
PAYX icon
300
PUT
Paychex
PAYX
$42.4B
$10.1M 0.05%
127,100
+56,700
+81% +$4.26M
10 11
12
13 14

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.