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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
276
CALL
Amgen
AMGN
$226B
$12.8M 0.07%
53,000
-4,400
-8% -$970K
RTX icon
277
CALL
RTX Corp
RTX
$298B
$12.8M 0.07%
135,383
-1,271
-0.9% -$115K
MDT icon
278
CALL
Medtronic
MDT
$115B
$12.7M 0.07%
112,300
+29,400
+35% +$3.23M
ULTA icon
279
PUT
Ulta Beauty
ULTA
$23.1B
$12.6M 0.07%
49,800
+21,500
+76% +$5.25M
MRK icon
280
CALL
Merck
MRK
$330B
$12.6M 0.07%
144,729
-44,854
-24% -$3.68M
PARA
281
PUT
DELISTED
Paramount Global Class B
PARA
$12.5M 0.07%
297,300
+187,600
+171% +$7.27M
AGN
282
CALL
DELISTED
Allergan plc
AGN
$12.4M 0.07%
65,100
+17,500
+37% +$3.16M
TXN icon
283
CALL
Texas Instruments
TXN
$254B
$12.4M 0.07%
96,900
+200
+0.2% +$24.7K
F icon
284
PUT
Ford
F
$55.2B
$12.4M 0.07%
1,330,800
+90,000
+7% +$809K
V icon
285
Visa
V
$670B
$12.3M 0.07%
65,683
+46,845
+249% +$8.44M
GD icon
286
PUT
General Dynamics
GD
$106B
$12.3M 0.07%
69,900
+12,000
+21% +$2.15M
MDCO
287
PUT
DELISTED
Medicines Co
MDCO
$12.3M 0.07%
145,000
+73,300
+102% +$4.89M
TIF
288
DELISTED
Tiffany & Co.
TIF
$12.2M 0.07%
91,615
+86,201
+1,592% +$10.2M
WDC icon
289
PUT
Western Digital
WDC
$157B
$12.2M 0.07%
254,413
+82,291
+48% +$3.43M
ACN icon
290
CALL
Accenture
ACN
$109B
$12.1M 0.07%
57,400
+7,000
+14% +$1.36M
EL icon
291
CALL
Estee Lauder
EL
$32B
$12.1M 0.07%
58,500
+24,300
+71% +$4.72M
SCHW
292
PUT
Charles Schwab
SCHW
$188B
$12.1M 0.07%
253,800
+38,200
+18% +$1.68M
ADM icon
293
PUT
Archer Daniels Midland
ADM
$38.3B
$12M 0.06%
259,500
+95,900
+59% +$4.09M
ITW icon
294
PUT
Illinois Tool Works
ITW
$83.5B
$12M 0.06%
66,900
+10,800
+19% +$1.83M
GLW icon
295
PUT
Corning
GLW
$144B
$12M 0.06%
412,700
+142,500
+53% +$4.14M
TRV icon
296
PUT
Travelers Companies
TRV
$78B
$12M 0.06%
87,600
+17,500
+25% +$2.38M
STT icon
297
PUT
State Street
STT
$52B
$11.9M 0.06%
150,900
+39,600
+36% +$2.79M
SYK icon
298
CALL
Stryker
SYK
$132B
$11.9M 0.06%
56,800
+5,000
+10% +$1.04M
SHW icon
299
PUT
Sherwin-Williams
SHW
$87.8B
$11.9M 0.06%
61,200
+38,100
+165% +$7.27M
CMI icon
300
PUT
Cummins
CMI
$88.1B
$11.9M 0.06%
66,500
+18,700
+39% +$3.29M
10 11
12
13 14

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.