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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
-$251M
Cap. Flow %
-1.72%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.53%
2 Healthcare 2.44%
3 Technology 0.79%
4 Consumer Discretionary 0.66%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
276
PUT
HCA Healthcare
HCA
$94.3B
$9.39M 0.06%
78,000
+13,900
+22% +$1.8M
LLY icon
277
CALL
Eli Lilly
LLY
$1.05T
$9.29M 0.06%
83,100
+24,700
+42% +$2.75M
IBM icon
278
CALL
IBM
IBM
$212B
$9.29M 0.06%
66,839
-332,105
-83% -$44.8M
REGN icon
279
CALL
Regeneron Pharmaceuticals
REGN
$81.1B
$9.21M 0.06%
33,200
-8,700
-21% -$2.57M
DG icon
280
PUT
Dollar General
DG
$27.5B
$9.2M 0.06%
57,900
+17,400
+43% +$2.52M
CME icon
281
CALL
CME Group
CME
$95.1B
$9.15M 0.06%
43,300
+15,100
+54% +$3.16M
MMM icon
282
3M
MMM
$87.4B
$9.03M 0.06%
65,721
-15,197
-19% -$2.12M
SCHW
283
PUT
Charles Schwab
SCHW
$171B
$9.02M 0.06%
215,600
-15,200
-7% -$613K
MDT icon
284
CALL
Medtronic
MDT
$113B
$9.01M 0.06%
82,900
+19,000
+30% +$1.98M
TWTR
285
PUT
DELISTED
Twitter, Inc.
TWTR
$8.98M 0.06%
218,000
+47,000
+27% +$1.92M
MLNX
286
CALL
DELISTED
Mellanox Technologies, Ltd.
MLNX
$8.86M 0.06%
80,800
-168,500
-68% -$18.6M
ITW icon
287
PUT
Illinois Tool Works
ITW
$78.1B
$8.78M 0.06%
56,100
-3,000
-5% -$455K
AXP icon
288
CALL
American Express
AXP
$209B
$8.75M 0.06%
74,000
+6,100
+9% +$748K
GIS icon
289
PUT
General Mills
GIS
$18B
$8.65M 0.06%
156,900
+28,000
+22% +$1.51M
GPN icon
290
PUT
Global Payments
GPN
$22.9B
$8.63M 0.06%
+54,300
New +$8.86M
NOC icon
291
CALL
Northrop Grumman
NOC
$72.5B
$8.62M 0.06%
23,000
+8,800
+62% +$3.12M
GE icon
292
GE Aerospace
GE
$339B
$8.61M 0.06%
193,282
+94,390
+95% +$4.44M
COP icon
293
CALL
ConocoPhillips
COP
$153B
$8.5M 0.06%
149,200
+15,900
+12% +$905K
FISV
294
PUT
Fiserv Inc
FISV
$24.7B
$8.45M 0.06%
81,600
+49,000
+150% +$5M
KR icon
295
PUT
Kroger
KR
$34.7B
$8.3M 0.06%
321,800
+103,100
+47% +$2.4M
DE icon
296
CALL
Deere & Co
DE
$186B
$8.25M 0.06%
48,900
-96,400
-66% -$15.4M
LOW icon
297
CALL
Lowe's Companies
LOW
$106B
$8.25M 0.06%
75,000
-14,500
-16% -$1.53M
ALXN
298
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
$8.22M 0.06%
83,900
+10,200
+14% +$1.15M
EMR icon
299
PUT
Emerson Electric
EMR
$88.3B
$8.1M 0.06%
121,200
+33,300
+38% +$2.09M
NFLX icon
300
CALL
Netflix
NFLX
$296B
$8.05M 0.06%
301,000
+48,000
+19% +$1.5M
10 11
12
13 14

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors's Q3 2019 filing shows 151 new, 821 increased, 320 reduced and 194 closed positions. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M. The largest sale was Red Hat Inc, an estimated $136M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 89% a quarter earlier, followed by Healthcare and Technology.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.