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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
(+5.3%)
Cap. Flow
+$742M
Cap. Flow
% of AUM
5.1%
Top 10 Holdings %
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$447M |
| 2 |
AGN
Allergan plc
AGN
|
+$58.6M |
| 3 |
GWR
Genesee & Wyoming Inc.
GWR
|
+$25.8M |
| 4 |
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
|
+$16.5M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$16.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
RHT
Red Hat Inc
RHT
|
+$136M |
| 2 |
APC
Anadarko Petroleum
APC
|
+$126M |
| 3 |
DATA
Tableau Software, Inc.
DATA
|
+$42.9M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$31M |
| 5 |
SPDR Gold Trust
GLD
|
+$30.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.32% |
| 2 | Technology | 0.77% |
| 3 | Consumer Discretionary | 0.65% |
| 4 | Industrials | 0.65% |
| 5 | Energy | 0.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
PUT
HCA Healthcare
HCA
$88.9B
| $9.39M | 0.06% |
78,000
+13,900
| +22% | +$1.8M |
|
277
CALL
Eli Lilly
LLY
$1.09T
| $9.29M | 0.06% |
83,100
+24,700
| +42% | +$2.75M |
|
278
CALL
IBM
IBM
$221B
| $9.29M | 0.06% |
66,839
-332,105
| -83% | -$44.8M |
|
279
CALL
Regeneron Pharmaceuticals
REGN
$81.9B
| $9.21M | 0.06% |
33,200
-8,700
| -21% | -$2.57M |
|
280
PUT
Dollar General
DG
$26.4B
| $9.2M | 0.06% |
57,900
+17,400
| +43% | +$2.52M |
|
281
CALL
CME Group
CME
$94.5B
| $9.15M | 0.06% |
43,300
+15,100
| +54% | +$3.16M |
|
282
3M
MMM
$94.7B
| $9.03M | 0.06% |
65,721
-15,197
| -19% | -$2.12M |
|
|
SCHW
283
PUT
Charles Schwab
SCHW
$188B
| $9.02M | 0.06% |
215,600
-15,200
| -7% | -$613K |
|
284
CALL
Medtronic
MDT
$115B
| $9.01M | 0.06% |
82,900
+19,000
| +30% | +$1.98M |
|
|
TWTR
285
PUT
DELISTED
Twitter, Inc.
TWTR
| $8.98M | 0.06% |
218,000
+47,000
| +27% | +$1.92M |
|
|
MLNX
286
CALL
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $8.86M | 0.06% |
80,800
-168,500
| -68% | -$18.6M |
|
287
PUT
Illinois Tool Works
ITW
$83.5B
| $8.78M | 0.06% |
56,100
-3,000
| -5% | -$455K |
|
288
CALL
American Express
AXP
$230B
| $8.75M | 0.06% |
74,000
+6,100
| +9% | +$748K |
|
289
PUT
General Mills
GIS
$20.2B
| $8.65M | 0.06% |
156,900
+28,000
| +22% | +$1.51M |
|
290
PUT
Global Payments
GPN
$22.5B
| $8.63M | 0.06% |
+54,300
| New | +$8.86M |
|
291
CALL
Northrop Grumman
NOC
$81.6B
| $8.62M | 0.06% |
23,000
+8,800
| +62% | +$3.12M |
|
292
GE Aerospace
GE
$380B
| $8.61M | 0.06% |
193,282
+94,390
| +95% | +$4.44M |
|
293
CALL
ConocoPhillips
COP
$151B
| $8.5M | 0.06% |
149,200
+15,900
| +12% | +$905K |
|
|
FISV
294
PUT
Fiserv Inc
FISV
$27B
| $8.45M | 0.06% |
81,600
+49,000
| +150% | +$5M |
|
295
PUT
Kroger
KR
$34.4B
| $8.3M | 0.06% |
321,800
+103,100
| +47% | +$2.4M |
|
296
CALL
Deere & Co
DE
$167B
| $8.25M | 0.06% |
48,900
-96,400
| -66% | -$15.4M |
|
297
CALL
Lowe's Companies
LOW
$121B
| $8.25M | 0.06% |
75,000
-14,500
| -16% | -$1.53M |
|
|
ALXN
298
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
| $8.22M | 0.06% |
83,900
+10,200
| +14% | +$1.15M |
|
299
PUT
Emerson Electric
EMR
$91.6B
| $8.1M | 0.06% |
121,200
+33,300
| +38% | +$2.09M |
|
300
CALL
Netflix
NFLX
$307B
| $8.05M | 0.06% |
301,000
+48,000
| +19% | +$1.5M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.
- Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
- Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
- Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
- Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
- Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
- Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
- Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.
Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.