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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
-$2.06B
Cap. Flow %
-22.45%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Technology 5.72%
2 Communication Services 1.31%
3 Consumer Staples 1.02%
4 Consumer Discretionary 0.72%
5 Financials 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
276
PUT
Kroger
KR
$34.2B
$2.77M 0.03%
+140,000
New +$2.9M
POT
277
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
$2.73M 0.03%
+83,000
New +$2.65M
CYH icon
278
Community Health Systems
CYH
$399M
$2.72M 0.03%
+83,901
New +$2.88M
VAR
279
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
$2.72M 0.03%
39,913
– –
TROW icon
280
CALL
T. Rowe Price
TROW
$23.8B
$2.68M 0.03%
32,000
– –
TROW icon
281
PUT
T. Rowe Price
TROW
$23.8B
$2.68M 0.03%
32,000
– –
PPG icon
282
CALL
PPG Industries
PPG
$25.8B
$2.65M 0.03%
28,000
– –
GE icon
283
PUT
GE Aerospace
GE
$380B
$2.63M 0.03%
19,552
-52,916
-73% -$6.66M
SAP icon
284
CALL
SAP
SAP
$235B
$2.61M 0.03%
+30,000
New +$2.39M
MMM icon
285
3M
MMM
$93.9B
$2.61M 0.03%
+22,278
New +$2.37M
KRFT
286
CALL
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$2.6M 0.03%
+48,200
New +$2.57M
MON
287
CALL
DELISTED
Monsanto Co
MON
$2.56M 0.03%
22,000
-59,900
-73% -$6.54M
ADM icon
288
PUT
Archer Daniels Midland
ADM
$38.7B
$2.55M 0.03%
+58,800
New +$2.38M
GG
289
PUT
DELISTED
Goldcorp Inc
GG
$2.52M 0.03%
+116,500
New +$2.74M
UNP icon
290
CALL
Union Pacific
UNP
$173B
$2.52M 0.03%
30,000
-53,800
-64% -$4.26M
UNP icon
291
PUT
Union Pacific
UNP
$173B
$2.52M 0.03%
30,000
-35,200
-54% -$2.79M
EOG icon
292
CALL
EOG Resources
EOG
$74.8B
$2.52M 0.03%
30,000
– –
ALTR
293
CALL
DELISTED
Altera Corp
ALTR
$2.5M 0.03%
77,000
+14,200
+23% +$475K
TLM
294
DELISTED
TALISMAN ENERGY INC
TLM
$2.49M 0.03%
214,130
-120,270
-36% -$1.45M
TGT icon
295
PUT
Target
TGT
$69.2B
$2.48M 0.03%
39,200
-128,600
-77% -$8.22M
NKE icon
296
PUT
Nike
NKE
$60.5B
$2.48M 0.03%
63,000
-76,200
-55% -$2.92M
MTW icon
297
CALL
Manitowoc
MTW
$706M
$2.46M 0.03%
116,689
-15,345
-12% -$281K
MON
298
PUT
DELISTED
Monsanto Co
MON
$2.44M 0.03%
+20,900
New +$2.28M
DGX icon
299
Quest Diagnostics
DGX
$26.1B
$2.41M 0.03%
+45,000
New +$2.67M
MTW icon
300
PUT
Manitowoc
MTW
$706M
$2.41M 0.03%
114,039
+4,305
+4% +$78.9K
10 11
12
13 14

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.