We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
+$221M
Cap. Flow %
2.23%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.68%
2 Technology 1.34%
3 Healthcare 0.99%
4 Consumer Staples 0.88%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEC
276
CALL
DELISTED
CIMAREX ENERGY CO
XEC
$2.89M 0.03%
+30,000
New +$2.43M
XEC
277
PUT
DELISTED
CIMAREX ENERGY CO
XEC
$2.89M 0.03%
+30,000
New +$2.43M
CAR icon
278
CALL
Avis
CAR
$3.83B
$2.88M 0.03%
+100,000
New +$2.99M
CAR icon
279
PUT
Avis
CAR
$3.83B
$2.88M 0.03%
+100,000
New +$2.99M
DXM
280
CALL
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$2.86M 0.03%
+352,700
New +$4.39M
EWZ icon
281
iShares MSCI Brazil ETF
EWZ
$8.44B
$2.84M 0.03%
+59,366
New +$2.64M
IP icon
282
CALL
International Paper
IP
$18.5B
$2.84M 0.03%
+67,888
New +$3.02M
NTAP icon
283
CALL
NetApp
NTAP
$39.5B
$2.84M 0.03%
66,600
+16,600
+33% +$690K
MS icon
284
PUT
Morgan Stanley
MS
$308B
$2.83M 0.03%
105,000
-53,800
-34% -$1.44M
NBR icon
285
CALL
Nabors Industries
NBR
$1.24B
$2.79M 0.03%
+3,480
New +$2.73M
BRCM
286
DELISTED
BROADCOM CORP CL-A
BRCM
$2.79M 0.03%
107,271
+100,273
+1,433% +$2.83M
R icon
287
CALL
Ryder
R
$9.03B
$2.78M 0.03%
46,500
– –
BRCM
288
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
$2.77M 0.03%
106,500
+73,800
+226% +$2.08M
SBUX icon
289
CALL
Starbucks
SBUX
$108B
$2.77M 0.03%
72,000
-76,000
-51% -$2.73M
BKNG icon
290
Booking.com
BKNG
$123B
$2.75M 0.03%
67,900
+42,950
+172% +$1.61M
AMP icon
291
CALL
Ameriprise Financial
AMP
$43.5B
$2.73M 0.03%
+30,000
New +$2.65M
AMP icon
292
PUT
Ameriprise Financial
AMP
$43.5B
$2.73M 0.03%
+30,000
New +$2.65M
OIH icon
293
PUT
VanEck Oil Services ETF
OIH
$2.03B
$2.73M 0.03%
2,900
– –
BAC icon
294
PUT
Bank of America
BAC
$396B
$2.7M 0.03%
196,000
– –
ALTR
295
PUT
DELISTED
Altera Corp
ALTR
$2.7M 0.03%
+72,600
New +$2.6M
COP icon
296
PUT
ConocoPhillips
COP
$153B
$2.7M 0.03%
+38,800
New +$2.59M
XLK icon
297
PUT
State Street Technology Select Sector SPDR ETF
XLK
$127B
$2.69M 0.03%
168,000
– –
PFE icon
298
CALL
Pfizer
PFE
$163B
$2.69M 0.03%
+98,654
New +$2.68M
TSLA icon
299
PUT
Tesla
TSLA
$1.47T
$2.67M 0.03%
207,000
-129,000
-38% -$1.28M
GWW icon
300
CALL
W.W. Grainger
GWW
$58.5B
$2.62M 0.03%
10,000
– –
10 11
12
13 14

Similar funds

New York State Teachers Retirement System (NYSTRS)
New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return
Royal London Asset Management
Royal London Asset Management United Kingdom $54.3B AUM 39.21% 1-Year Est. Return
GQG Partners
GQG Partners Ft. Lauderdale, Florida $53.8B AUM 19.23% 1-Year Est. Return
HF
HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $52.8B AUM 58.98% 1-Year Est. Return
TCI Fund Management
TCI Fund Management London, United Kingdom $52.8B AUM 12.71% 1-Year Est. Return

Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors's Q3 2013 filing shows 198 new, 133 increased, 108 reduced and 121 closed positions. Its largest new stake was Vodafone: 1,123,052 shares worth $40.3M. The largest sale was Apple, an estimated $36.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.