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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.8B
AUM Growth
+$6.04B
Cap. Flow
+$2.16B
Cap. Flow %
10.93%
Top 10 Hldgs %
54.88%
Holding
1,822
New
340
Increased
417
Reduced
596
Closed
280

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$52.5M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$30.9M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$23.4M
4
GS icon
Goldman Sachs
GS
+$15.1M
5
BAC icon
Bank of America
BAC
+$12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.1M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$49.8M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$43.5M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.8M
5
O icon
Realty Income
O
+$42.5M

Sector Composition

Rank Sector Weight
1 Financials 0.6%
2 Healthcare 0.43%
3 Technology 0.4%
4 Consumer Discretionary 0.25%
5 Communication Services 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
251
PUT
GE Aerospace
GE
$382B
$5.07M 0.03%
66,409
-143,056
-68% -$9.57M
GILD icon
252
PUT
Gilead Sciences
GILD
$168B
$5.01M 0.03%
60,400
-200,400
-77% -$16.6M
PPG icon
253
PUT
PPG Industries
PPG
$25.8B
$5.01M 0.03%
37,500
-10,800
-22% -$1.39M
BIIB icon
254
PUT
Biogen
BIIB
$30.1B
$4.98M 0.03%
17,900
-6,600
-27% -$1.83M
LMT icon
255
CALL
Lockheed Martin
LMT
$138B
$4.96M 0.03%
10,500
+3,400
+48% +$1.59M
CMCSA icon
256
PUT
Comcast
CMCSA
$91B
$4.96M 0.03%
130,900
-213,200
-62% -$8.06M
MDT icon
257
CALL
Medtronic
MDT
$116B
$4.96M 0.03%
61,500
+19,500
+46% +$1.59M
SYK icon
258
CALL
Stryker
SYK
$134B
$4.94M 0.03%
17,300
-5,400
-24% -$1.43M
GOOG icon
259
Alphabet (Google) Class C
GOOG
$4.19T
$4.92M 0.02%
47,260
-40,987
-46% -$3.96M
HSY icon
260
PUT
Hershey
HSY
$36.6B
$4.88M 0.02%
19,200
-7,700
-29% -$1.81M
C icon
261
Citigroup
C
$228B
$4.85M 0.02%
103,534
+658
+0.6% +$32.3K
CMCSA icon
262
CALL
Comcast
CMCSA
$91B
$4.82M 0.02%
127,200
-154,800
-55% -$5.85M
IQV icon
263
PUT
IQVIA
IQV
$40.1B
$4.81M 0.02%
+24,200
New +$5.17M
RTX icon
264
CALL
RTX Corp
RTX
$302B
$4.78M 0.02%
48,800
-2,600
-5% -$256K
WFC icon
265
CALL
Wells Fargo
WFC
$264B
$4.77M 0.02%
127,600
-175,500
-58% -$7.65M
HYS icon
266
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$4.74M 0.02%
+51,900
New +$4.7M
IBM icon
267
CALL
IBM
IBM
$225B
$4.72M 0.02%
36,000
+500
+1% +$66.9K
CDZI icon
268
Cadiz
CDZI
$299M
$4.71M 0.02%
1,164,887
+380,961
+49% +$1.54M
WM icon
269
PUT
Waste Management
WM
$90.7B
$4.7M 0.02%
28,800
-21,600
-43% -$3.31M
ETN icon
270
PUT
Eaton
ETN
$178B
$4.69M 0.02%
27,400
-39,000
-59% -$6.49M
DE icon
271
CALL
Deere & Co
DE
$167B
$4.62M 0.02%
11,200
+4,300
+62% +$1.78M
ISRG icon
272
PUT
Intuitive Surgical
ISRG
$142B
$4.55M 0.02%
17,800
-18,200
-51% -$4.48M
MS icon
273
Morgan Stanley
MS
$338B
$4.5M 0.02%
51,222
-39,935
-44% -$3.73M
EL icon
274
PUT
Estee Lauder
EL
$31.8B
$4.46M 0.02%
18,100
-1,100
-6% -$279K
DIS icon
275
Walt Disney
DIS
$179B
$4.44M 0.02%
44,321
-10,348
-19% -$1.04M
9 10
11
12 13

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Capstone Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Capstone Investment Advisors held 1,822 positions worth $19.8B, up 44% from $13.7B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capstone Investment Advisors deployed $2.16B of net new capital in Q1 2023, opening 340 new positions and adding to 417 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.

By sector, the portfolio is most concentrated in Financials at 0.6% of assets, down from 1.7% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $57.1M trimmed.

  • Capstone Investment Advisors's largest Q1 2023 buy was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P Regional Banking ETF in Q1 2023, an estimated $23.4M increase.
  • Capstone Investment Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $57.1M.
  • Capstone Investment Advisors fully exited Meta Platforms (Facebook) in Q1 2023, selling an estimated $29.7M.
  • Capstone Investment Advisors's ten largest holdings make up 55% of its $19.8B portfolio in Q1 2023.
  • Capstone Investment Advisors opened 340 new positions and closed 280 in Q1 2023.
  • Capstone Investment Advisors's portfolio value rose 44% quarter-over-quarter to $19.8B.

Based on Capstone Investment Advisors's 13F filing for Q1 2023, filed 9 May 2023.