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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
251
PUT
Biogen
BIIB
$30.1B
$6.3M 0.04%
23,600
+1,500
+7% +$319K
COST icon
252
Costco
COST
$419B
$6.27M 0.04%
13,270
+3,534
+36% +$1.84M
O icon
253
PUT
Realty Income
O
$58.7B
$6.25M 0.04%
107,300
+6,400
+6% +$441K
JD icon
254
JD.com
JD
$42.1B
$6.21M 0.04%
+123,545
New +$7.32M
ZTO icon
255
ZTO Express
ZTO
$17.6B
$6.17M 0.04%
+256,778
New +$6.69M
GIS icon
256
PUT
General Mills
GIS
$19.9B
$6.14M 0.04%
80,100
-1,100
-1% -$83.8K
AVGO icon
257
CALL
Broadcom
AVGO
$2.01T
$6.13M 0.04%
138,000
-18,000
-12% -$920K
INDA icon
258
iShares MSCI India ETF
INDA
$6.59B
$6.12M 0.04%
150,000
-100,000
-40% -$4.22M
LIN icon
259
CALL
Linde
LIN
$224B
$6.09M 0.04%
22,600
-2,600
-10% -$747K
ISRG icon
260
PUT
Intuitive Surgical
ISRG
$141B
$6.05M 0.04%
32,300
-50,500
-61% -$10.8M
ROK icon
261
PUT
Rockwell Automation
ROK
$50.1B
$6.04M 0.04%
28,100
+1,000
+4% +$233K
SWCH
262
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$6.04M 0.04%
179,325
-34,271
-16% -$1.16M
MCO icon
263
Moody's
MCO
$82.7B
$6M 0.04%
24,699
+12,899
+109% +$3.75M
F icon
264
PUT
Ford
F
$55.4B
$6M 0.04%
535,500
+22,500
+4% +$315K
ROST icon
265
PUT
Ross Stores
ROST
$80.3B
$5.91M 0.04%
70,100
-6,900
-9% -$586K
XLF icon
266
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$5.89M 0.04%
193,900
-459,800
-70% -$15.2M
F icon
267
CALL
Ford
F
$55.4B
$5.88M 0.04%
525,300
+8,400
+2% +$118K
TCOM icon
268
Trip.com Group
TCOM
$28.9B
$5.88M 0.04%
+215,250
New +$5.64M
PNC icon
269
PUT
PNC Financial Services
PNC
$101B
$5.86M 0.04%
39,200
+2,600
+7% +$421K
GM icon
270
General Motors
GM
$76.9B
$5.84M 0.04%
181,951
-61,662
-25% -$2.26M
ECL icon
271
Ecolab
ECL
$78.7B
$5.79M 0.04%
40,094
+14,020
+54% +$2.27M
TWTR
272
PUT
DELISTED
Twitter, Inc.
TWTR
$5.77M 0.03%
131,700
-31,800
-19% -$1.29M
SCHW
273
Charles Schwab
SCHW
$186B
$5.76M 0.03%
80,169
+10,226
+15% +$710K
EXC icon
274
PUT
Exelon
EXC
$46.3B
$5.76M 0.03%
153,700
+2,800
+2% +$124K
SBNY
275
DELISTED
Signature Bank
SBNY
$5.74M 0.03%
37,990
+19,490
+105% +$3.54M
9 10
11
12 13

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.