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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$97.1M
Cap. Flow %
0.29%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.33%
2 Technology 2.4%
3 Healthcare 1.02%
4 Communication Services 0.85%
5 Consumer Discretionary 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
251
DELISTED
Varian Medical Systems, Inc.
VAR
$23.6M 0.07%
133,708
-639,635
-83% -$113M
MCHP icon
252
PUT
Microchip Technology
MCHP
$42.7B
$23.5M 0.07%
302,600
+135,200
+81% +$10.1M
BBY icon
253
PUT
Best Buy
BBY
$19B
$23.5M 0.07%
204,400
+27,500
+16% +$3.08M
MNST icon
254
PUT
Monster Beverage
MNST
$84.5B
$23.4M 0.07%
1,029,200
+246,800
+32% +$5.53M
EL icon
255
PUT
Estee Lauder
EL
$34.2B
$23.4M 0.07%
80,300
-22,400
-22% -$6.13M
GILD icon
256
CALL
Gilead Sciences
GILD
$187B
$23.3M 0.07%
360,900
+84,900
+31% +$5.47M
APTV icon
257
PUT
Aptiv
APTV
$9.3B
$23.3M 0.07%
168,900
+46,000
+37% +$6.69M
SO icon
258
PUT
Southern Company
SO
$95.3B
$23.2M 0.07%
372,900
-57,200
-13% -$3.42M
AMGN icon
259
CALL
Amgen
AMGN
$224B
$23.1M 0.07%
93,000
+17,500
+23% +$4.18M
GOOG icon
260
Alphabet (Google) Class C
GOOG
$4.17T
$23.1M 0.07%
223,220
+143,600
+180% +$14.2M
UPS icon
261
CALL
United Parcel Service
UPS
$79.9B
$23M 0.07%
135,500
+68,100
+101% +$11M
GS icon
262
CALL
Goldman Sachs
GS
$272B
$22.8M 0.07%
69,600
-700
-1% -$218K
EW icon
263
PUT
Edwards Lifesciences
EW
$49.7B
$22.7M 0.07%
271,900
-94,700
-26% -$8.01M
SBUX icon
264
CALL
Starbucks
SBUX
$108B
$22.7M 0.07%
207,600
-5,300
-2% -$556K
COST icon
265
CALL
Costco
COST
$409B
$22.7M 0.07%
64,300
-17,800
-22% -$6.2M
MS icon
266
CALL
Morgan Stanley
MS
$308B
$22.5M 0.07%
290,200
+18,100
+7% +$1.39M
ALXN
267
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
$22.4M 0.07%
146,300
+17,400
+13% +$2.69M
CAT icon
268
CALL
Caterpillar
CAT
$378B
$22.3M 0.07%
96,300
+2,400
+3% +$497K
BA icon
269
CALL
Boeing
BA
$157B
$22.2M 0.07%
87,100
+17,700
+26% +$3.93M
STZ icon
270
PUT
Constellation Brands
STZ
$19.4B
$22M 0.07%
96,700
+42,600
+79% +$9.6M
DXCM icon
271
PUT
DexCom
DXCM
$32.7B
$22M 0.06%
245,200
+120,000
+96% +$11.3M
MU icon
272
CALL
Micron Technology
MU
$1.22T
$22M 0.06%
249,000
+17,200
+7% +$1.46M
EWY icon
273
CALL
iShares MSCI South Korea ETF
EWY
$27.4B
$21.9M 0.06%
244,700
+145,900
+148% +$13.3M
DOW icon
274
PUT
Dow Inc
DOW
$20.2B
$21.6M 0.06%
337,300
+40,600
+14% +$2.43M
QCOM icon
275
Qualcomm
QCOM
$216B
$21.3M 0.06%
+160,632
New +$23.2M
9 10
11
12 13

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors's Q1 2021 filing shows 405 new, 721 increased, 487 reduced and 425 closed positions. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $251M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.