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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-17.43%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$6.22B
AUM Growth
-$12.3B
Cap. Flow
-$871M
Cap. Flow %
-14%
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$23M
2
RTN
Raytheon Company
RTN
+$19.6M
3
XOM icon
ExxonMobil
XOM
+$13.8M
4
BWA icon
BorgWarner
BWA
+$13.5M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.3M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$75.4M
3
AAPL icon
Apple
AAPL
+$54.3M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.6M
5
AMZN icon
Amazon
AMZN
+$40.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.15%
2 Financials 1.76%
3 Energy 1.3%
4 Consumer Discretionary 1.28%
5 Technology 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
251
PUT
Ball Corp
BALL
$15B
$4.96M 0.08%
76,700
-15,200
-17% -$1.06M
PNC icon
252
PNC Financial Services
PNC
$90B
$4.96M 0.08%
+51,806
New +$6.96M
DOW icon
253
PUT
Dow Inc
DOW
$20.2B
$4.92M 0.08%
168,400
-35,400
-17% -$1.5M
IQV icon
254
PUT
IQVIA
IQV
$44.5B
$4.91M 0.08%
45,500
+6,100
+15% +$872K
SPGI icon
255
PUT
S&P Global
SPGI
$119B
$4.88M 0.08%
19,900
-76,100
-79% -$20.9M
SYY icon
256
PUT
Sysco
SYY
$37.6B
$4.87M 0.08%
106,700
-12,700
-11% -$879K
UPS icon
257
CALL
United Parcel Service
UPS
$79.9B
$4.82M 0.08%
51,600
-4,900
-9% -$508K
ADI icon
258
PUT
Analog Devices
ADI
$191B
$4.81M 0.08%
53,700
-66,500
-55% -$7.27M
ROST icon
259
CALL
Ross Stores
ROST
$75.4B
$4.81M 0.08%
55,300
-1,500
-3% -$160K
JNJ icon
260
PUT
Johnson & Johnson
JNJ
$654B
$4.77M 0.08%
36,400
-950,200
-96% -$135M
VZ icon
261
CALL
Verizon
VZ
$196B
$4.77M 0.08%
88,700
-284,200
-76% -$16.3M
TJX icon
262
PUT
TJX Companies
TJX
$143B
$4.73M 0.08%
98,900
-381,800
-79% -$22M
RF icon
263
PUT
Regions Financial
RF
$23.5B
$4.7M 0.08%
523,400
-45,600
-8% -$639K
WYNN icon
264
PUT
Wynn Resorts
WYNN
$8.35B
$4.69M 0.08%
77,900
+2,100
+3% +$235K
FTV icon
265
PUT
Fortive
FTV
$16.9B
$4.66M 0.08%
133,997
-49,793
-27% -$2.18M
EFA icon
266
iShares MSCI EAFE ETF
EFA
$78B
$4.66M 0.07%
+87,153
New +$5.53M
CMCSA icon
267
CALL
Comcast
CMCSA
$77.8B
$4.66M 0.07%
135,400
-317,700
-70% -$13.4M
EFX icon
268
PUT
Equifax
EFX
$17.4B
$4.63M 0.07%
38,800
-8,300
-18% -$1.21M
SWK icon
269
PUT
Stanley Black & Decker
SWK
$13.8B
$4.61M 0.07%
46,100
+700
+2% +$100K
PRU icon
270
Prudential Financial
PRU
$41.2B
$4.59M 0.07%
88,121
+48,324
+121% +$3.84M
URI icon
271
PUT
United Rentals
URI
$65.2B
$4.57M 0.07%
44,400
-3,700
-8% -$490K
SHW icon
272
Sherwin-Williams
SHW
$79.9B
$4.56M 0.07%
29,793
+23,865
+403% +$4.31M
ELV icon
273
Elevance Health
ELV
$85.9B
$4.55M 0.07%
+20,054
New +$5.47M
ECL icon
274
PUT
Ecolab
ECL
$78.3B
$4.55M 0.07%
29,200
-31,600
-52% -$5.94M
JCI icon
275
Johnson Controls International
JCI
$91B
$4.55M 0.07%
168,678
+72,862
+76% +$2.71M
9 10
11
12 13

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Capstone Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors withdrew a net $871M in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 93% a quarter earlier, followed by Financials and Energy.

Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.

  • Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
  • Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
  • Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
  • Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
  • Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
  • Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.

Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.