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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
-$221M
Cap. Flow %
-1.19%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.94%
2 Technology 1.27%
3 Financials 1.05%
4 Healthcare 0.85%
5 Consumer Discretionary 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
251
Alphabet (Google) Class C
GOOG
$4.17T
$14.5M 0.08%
216,280
+162,600
+303% +$10.5M
UNP icon
252
CALL
Union Pacific
UNP
$163B
$14.4M 0.08%
79,600
+400
+0.5% +$68.5K
PEP icon
253
CALL
PepsiCo
PEP
$176B
$14.3M 0.08%
104,900
-21,800
-17% -$2.97M
CMG icon
254
PUT
Chipotle Mexican Grill
CMG
$39.6B
$14.3M 0.08%
855,000
+450,000
+111% +$7.22M
ADI icon
255
PUT
Analog Devices
ADI
$191B
$14.3M 0.08%
120,200
+27,800
+30% +$3.13M
JNJ icon
256
Johnson & Johnson
JNJ
$654B
$14.3M 0.08%
97,839
+47,129
+93% +$6.39M
CHTR icon
257
CALL
Charter Communications
CHTR
$12.9B
$14.2M 0.08%
29,300
+2,900
+11% +$1.33M
GIS icon
258
PUT
General Mills
GIS
$18B
$14.2M 0.08%
265,000
+108,100
+69% +$5.7M
ABT icon
259
CALL
Abbott
ABT
$175B
$14.1M 0.08%
162,200
+16,300
+11% +$1.37M
QCOM icon
260
CALL
Qualcomm
QCOM
$216B
$13.8M 0.07%
156,700
+9,700
+7% +$812K
LLY icon
261
CALL
Eli Lilly
LLY
$1.05T
$13.8M 0.07%
104,900
+21,800
+26% +$2.53M
HIG icon
262
PUT
Hartford Financial Services
HIG
$33.7B
$13.5M 0.07%
221,600
+53,100
+32% +$3.19M
KLAC icon
263
PUT
KLA
KLAC
$245B
$13.5M 0.07%
755,000
+320,000
+74% +$5.37M
COP icon
264
CALL
ConocoPhillips
COP
$153B
$13.4M 0.07%
206,600
+57,400
+38% +$3.38M
HON icon
265
CALL
Honeywell
HON
$67.4B
$13.4M 0.07%
80,212
-9,655
-11% -$1.58M
PG icon
266
Procter & Gamble
PG
$340B
$13.4M 0.07%
106,994
+105,646
+7,837% +$12.9M
MU icon
267
CALL
Micron Technology
MU
$1.22T
$13.3M 0.07%
246,800
-22,900
-8% -$1.09M
JPM icon
268
JPMorgan Chase
JPM
$912B
$13.2M 0.07%
95,027
+69,741
+276% +$8.94M
RCL icon
269
PUT
Royal Caribbean
RCL
$64.9B
$13.2M 0.07%
98,600
+24,900
+34% +$2.9M
DHI icon
270
PUT
D.R. Horton
DHI
$39.6B
$13.2M 0.07%
249,300
+97,300
+64% +$5.19M
INTU icon
271
CALL
Intuit
INTU
$73.7B
$12.9M 0.07%
49,400
+8,900
+22% +$2.33M
PSX icon
272
PUT
Phillips 66
PSX
$102B
$12.9M 0.07%
115,900
+41,000
+55% +$4.61M
MCK icon
273
PUT
McKesson
MCK
$101B
$12.9M 0.07%
93,100
+34,200
+58% +$4.83M
KMI icon
274
PUT
Kinder Morgan
KMI
$68.5B
$12.9M 0.07%
608,200
+92,300
+18% +$1.87M
CI icon
275
CALL
Cigna
CI
$71.9B
$12.8M 0.07%
62,500
+18,300
+41% +$3.36M
9 10
11
12 13

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors's Q4 2019 filing shows 189 new, 877 increased, 255 reduced and 157 closed positions. Its largest new stake was Costco: 66,964 shares worth $19.7M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $463M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.