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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
-$251M
Cap. Flow %
-1.72%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.53%
2 Healthcare 2.44%
3 Technology 0.79%
4 Consumer Discretionary 0.66%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
251
PUT
Valero Energy
VLO
$111B
$10.8M 0.07%
127,000
-15,200
-11% -$1.23M
INTU icon
252
CALL
Intuit
INTU
$73.7B
$10.8M 0.07%
40,500
+6,400
+19% +$1.76M
KMB icon
253
PUT
Kimberly-Clark
KMB
$32.7B
$10.8M 0.07%
75,700
+21,500
+40% +$2.95M
KMI icon
254
PUT
Kinder Morgan
KMI
$68.5B
$10.6M 0.07%
515,900
+114,200
+28% +$2.34M
GD icon
255
PUT
General Dynamics
GD
$91.1B
$10.6M 0.07%
57,900
+5,400
+10% +$1M
JCI icon
256
PUT
Johnson Controls International
JCI
$91B
$10.6M 0.07%
240,500
+130,300
+118% +$5.52M
HSBC icon
257
CALL
HSBC
HSBC
$345B
$10.5M 0.07%
+274,400
New +$10.6M
SRE icon
258
PUT
Sempra
SRE
$51B
$10.5M 0.07%
142,200
+46,200
+48% +$3.23M
TRV icon
259
PUT
Travelers Companies
TRV
$75.7B
$10.4M 0.07%
70,100
+9,300
+15% +$1.38M
MO icon
260
Altria Group
MO
$115B
$10.3M 0.07%
252,713
-24,053
-9% -$1.11M
ADI icon
261
PUT
Analog Devices
ADI
$191B
$10.3M 0.07%
92,400
+22,300
+32% +$2.53M
UNH icon
262
UnitedHealth
UNH
$338B
$10.3M 0.07%
47,417
-531
-1% -$128K
ATVI
263
PUT
DELISTED
Activision Blizzard
ATVI
$10.3M 0.07%
193,900
+42,600
+28% +$2.12M
HIG icon
264
PUT
Hartford Financial Services
HIG
$33.7B
$10.2M 0.07%
168,500
+42,600
+34% +$2.49M
EL icon
265
PUT
Estee Lauder
EL
$34.2B
$10.2M 0.07%
51,300
+2,800
+6% +$535K
AMD icon
266
PUT
Advanced Micro Devices
AMD
$1.03T
$10M 0.07%
346,200
+87,500
+34% +$2.74M
TFC icon
267
PUT
Truist Financial
TFC
$58.2B
$9.99M 0.07%
187,100
+18,400
+11% +$912K
PM icon
268
CALL
Philip Morris
PM
$297B
$9.98M 0.07%
131,400
+49,200
+60% +$3.9M
ABBV icon
269
CALL
AbbVie
ABBV
$467B
$9.95M 0.07%
131,400
-144,800
-52% -$9.93M
TJX icon
270
CALL
TJX Companies
TJX
$143B
$9.94M 0.07%
178,400
+111,700
+167% +$6.08M
WCG
271
DELISTED
Wellcare Health Plans, Inc.
WCG
$9.89M 0.07%
38,175
+1,544
+4% +$426K
CAT icon
272
CALL
Caterpillar
CAT
$378B
$9.89M 0.07%
78,300
-61,600
-44% -$7.83M
ACN icon
273
CALL
Accenture
ACN
$108B
$9.69M 0.07%
50,400
+15,000
+42% +$2.9M
DHR icon
274
CALL
Danaher
DHR
$158B
$9.68M 0.07%
75,576
+25,042
+50% +$3.14M
VTR icon
275
PUT
Ventas
VTR
$44.4B
$9.45M 0.06%
129,400
+44,000
+52% +$3.12M
9 10
11
12 13

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors's Q3 2019 filing shows 151 new, 821 increased, 320 reduced and 194 closed positions. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M. The largest sale was Red Hat Inc, an estimated $136M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 89% a quarter earlier, followed by Healthcare and Technology.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.