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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
-$28.1M
Cap. Flow %
-0.35%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.03%
2 Technology 1.75%
3 Communication Services 1.74%
4 Financials 0.97%
5 Healthcare 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
251
CALL
NVIDIA
NVDA
$5.43T
$4.06M 0.05%
1,216,000
-648,000
-35% -$3.1M
XLE icon
252
CALL
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
$4.04M 0.05%
140,800
+40,800
+41% +$1.37M
BABA icon
253
Alibaba
BABA
$273B
$4.04M 0.05%
29,438
+27,187
+1,208% +$4.02M
VTRS icon
254
PUT
Viatris
VTRS
$20.5B
$4.03M 0.05%
147,000
+1,500
+1% +$48.6K
AFL icon
255
PUT
Aflac
AFL
$57B
$4.02M 0.05%
88,200
+43,900
+99% +$1.95M
USG
256
DELISTED
Usg
USG
$4M 0.05%
93,725
-9,219
-9% -$394K
NSC icon
257
PUT
Norfolk Southern
NSC
$70.3B
$3.99M 0.05%
26,700
+6,400
+32% +$1.05M
CVX icon
258
Chevron
CVX
$401B
$3.98M 0.05%
36,625
+22,363
+157% +$2.59M
IBM icon
259
IBM
IBM
$212B
$3.93M 0.05%
36,182
+36,176
+602,933% +$4.34M
ITG
260
DELISTED
Investment Technology Group Inc
ITG
$3.93M 0.05%
+129,907
New +$3.72M
GOOGL icon
261
Alphabet (Google) Class A
GOOGL
$4.21T
$3.93M 0.05%
75,140
+58,760
+359% +$3.18M
D icon
262
PUT
Dominion Energy
D
$53.4B
$3.89M 0.05%
54,400
+45,900
+540% +$3.35M
HPQ icon
263
PUT
HP
HPQ
$28.2B
$3.88M 0.05%
189,900
-167,100
-47% -$3.9M
MCD icon
264
CALL
McDonald's
MCD
$167B
$3.87M 0.05%
21,800
+4,800
+28% +$851K
AMAT icon
265
PUT
Applied Materials
AMAT
$385B
$3.84M 0.05%
117,300
+50,800
+76% +$1.74M
SO icon
266
PUT
Southern Company
SO
$95.3B
$3.8M 0.05%
86,500
-881,000
-91% -$40M
MET icon
267
PUT
MetLife
MET
$62.1B
$3.79M 0.05%
92,200
+53,600
+139% +$2.3M
BNY
268
PUT
Bank of New York Mellon
BNY
$102B
$3.77M 0.05%
80,200
+40,400
+102% +$1.96M
ABBV icon
269
CALL
AbbVie
ABBV
$467B
$3.77M 0.05%
40,900
+7,600
+23% +$668K
ALXN
270
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
$3.77M 0.05%
38,700
+12,400
+47% +$1.47M
PGR icon
271
PUT
Progressive
PGR
$119B
$3.77M 0.05%
62,400
+21,000
+51% +$1.4M
CVS icon
272
CALL
CVS Health
CVS
$114B
$3.74M 0.05%
57,100
+37,700
+194% +$2.81M
KMB icon
273
PUT
Kimberly-Clark
KMB
$32.7B
$3.7M 0.05%
32,500
+3,300
+11% +$366K
BAX icon
274
PUT
Baxter International
BAX
$12.1B
$3.67M 0.05%
55,800
+23,600
+73% +$1.59M
COP icon
275
CALL
ConocoPhillips
COP
$153B
$3.64M 0.05%
58,400
+10,600
+22% +$721K
9 10
11
12 13

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors's Q4 2018 filing shows 182 new, 821 increased, 196 reduced and 225 closed positions. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M. The largest sale was Aetna Inc, an estimated $38.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, down from 93% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.