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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.54B
AUM Growth
+$692M
Cap. Flow
+$154M
Cap. Flow %
4.34%
Top 10 Hldgs %
44.01%
Holding
772
New
236
Increased
68
Reduced
97
Closed
293

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$512M
2
C icon
Citigroup
C
+$60.3M
3
COL
Rockwell Collins
COL
+$48.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$42.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$30.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.4M
2
TWX
Time Warner Inc
TWX
+$23.7M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$23.3M
4
BCR
CR Bard Inc.
BCR
+$18.1M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M

Sector Composition

Rank Sector Weight
1 Technology 3.88%
2 Financials 2.85%
3 Consumer Discretionary 1.65%
4 Communication Services 1.61%
5 Healthcare 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDOT icon
251
Green Dot
GDOT
$764M
$427K 0.01%
+7,100
New +$416K
CCL icon
252
Carnival Corporation Ltd
CCL
$38B
$424K 0.01%
+6,400
New +$424K
HRB icon
253
H&R Block
HRB
$5.92B
$422K 0.01%
+16,097
New +$418K
LAD icon
254
Lithia Motors
LAD
$8.32B
$420K 0.01%
+3,698
New +$430K
MGM icon
255
MGM Resorts International
MGM
$11.1B
$414K 0.01%
+12,400
New +$400K
DGX icon
256
Quest Diagnostics
DGX
$26.2B
$413K 0.01%
+4,200
New +$398K
TPH
257
DELISTED
Tri Pointe Homes
TPH
$413K 0.01%
23,089
+10,328
+81% +$174K
REGN icon
258
Regeneron Pharmaceuticals
REGN
$82.1B
$412K 0.01%
1,096
+596
+119% +$241K
VGR
259
DELISTED
Vector Group Ltd.
VGR
$409K 0.01%
+28,448
New +$396K
STL
260
DELISTED
Sterling Bancorp
STL
$403K 0.01%
+16,400
New +$406K
NCLH icon
261
Norwegian Cruise Line
NCLH
$8.59B
$399K 0.01%
7,500
-23,400
-76% -$1.3M
LHCG
262
DELISTED
LHC Group LLC
LHCG
$397K 0.01%
+6,487
New +$429K
OGE icon
263
OGE Energy
OGE
$9.57B
$395K 0.01%
+12,021
New +$425K
RIG icon
264
Transocean
RIG
$6.49B
$395K 0.01%
+36,989
New +$384K
NKTR icon
265
Nektar Therapeutics
NKTR
$2.55B
$394K 0.01%
+440
New +$260K
XOM icon
266
ExxonMobil
XOM
$657B
$394K 0.01%
4,713
+1,441
+44% +$119K
KN icon
267
Knowles
KN
$3.29B
$391K 0.01%
+26,705
New +$417K
SSB icon
268
SouthState Bank Corp
SSB
$10.7B
$387K 0.01%
+4,443
New +$399K
VSH icon
269
Vishay Intertechnology
VSH
$5.11B
$387K 0.01%
+18,672
New +$399K
AVGO icon
270
Broadcom
AVGO
$1.98T
$386K 0.01%
15,030
-12,000
-44% -$312K
CSGP icon
271
CoStar Group
CSGP
$12.6B
$386K 0.01%
13,000
-24,060
-65% -$705K
AVNS
272
DELISTED
Avanos Medical
AVNS
$382K 0.01%
8,280
+2,837
+52% +$130K
FUL icon
273
H.B. Fuller
FUL
$3.34B
$382K 0.01%
+7,103
New +$395K
BSX icon
274
Boston Scientific
BSX
$74.2B
$375K 0.01%
+15,165
New +$418K
CPRT icon
275
Copart
CPRT
$27.2B
$375K 0.01%
+34,760
New +$338K
9 10
11
12 13

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Capstone Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Capstone Investment Advisors held 772 positions worth $3.54B, up 24% from $2.85B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capstone Investment Advisors deployed $154M of net new capital in Q4 2017, opening 236 new positions and adding to 68 existing holdings. Its largest new stake was SPDR Gold Trust: 130,377 shares worth $16.1M.

By sector, the portfolio is most concentrated in Technology at 3.9% of assets, down from 5.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $44.4M trimmed.

  • Capstone Investment Advisors's largest Q4 2017 buy was SPDR Gold Trust: 130,377 shares worth $16.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $512M increase.
  • Capstone Investment Advisors's biggest Q4 2017 reduction was Apple, cutting an estimated $44.4M.
  • Capstone Investment Advisors fully exited Boulevard Acquisition Corp. II Class A Common Stock in Q4 2017, selling an estimated $23.3M.
  • Capstone Investment Advisors's ten largest holdings make up 44% of its $3.54B portfolio in Q4 2017.
  • Capstone Investment Advisors opened 236 new positions and closed 293 in Q4 2017.
  • Capstone Investment Advisors's portfolio value rose 24% quarter-over-quarter to $3.54B.

Based on Capstone Investment Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.