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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+5.41%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$110M
Cap. Flow %
-2.4%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.13%
2 Technology 7.2%
3 Financials 4.32%
4 Industrials 3.42%
5 Consumer Discretionary 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
251
Waste Management
WM
$82.7B
$1.69M 0.04%
+26,500
New +$1.73M
EV
252
DELISTED
Eaton Vance Corp.
EV
$1.68M 0.04%
+43,143
New +$1.65M
MKC icon
253
McCormick & Company Non-Voting
MKC
$12.9B
$1.67M 0.04%
33,510
+5,112
+18% +$259K
WFC icon
254
PUT
Wells Fargo
WFC
$251B
$1.66M 0.04%
+37,500
New +$1.79M
GS icon
255
Goldman Sachs
GS
$272B
$1.65M 0.04%
10,255
+755
+8% +$123K
VWR
256
DELISTED
VWR Corporation
VWR
$1.63M 0.04%
57,586
+22,586
+65% +$655K
MIDD icon
257
Middleby
MIDD
$4.87B
$1.61M 0.04%
13,000
+1,380
+12% +$169K
BRK.B icon
258
CALL
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.6M 0.04%
+11,100
New +$1.62M
XLF icon
259
PUT
State Street Financial Select Sector SPDR ETF
XLF
$52.6B
$1.59M 0.03%
82,300
-11,452
-12% -$236K
HTZ
260
DELISTED
Hertz Global Holdings, Inc.
HTZ
$1.59M 0.03%
+45,529
New +$1.91M
CHKP icon
261
Check Point Software Technologies
CHKP
$13.4B
$1.55M 0.03%
19,927
-11,567
-37% -$897K
ULTI
262
DELISTED
Ultimate Software Group Inc
ULTI
$1.54M 0.03%
+7,531
New +$1.59M
FL
263
DELISTED
Foot Locker
FL
$1.53M 0.03%
+22,665
New +$1.41M
BRO icon
264
Brown & Brown
BRO
$20.4B
$1.53M 0.03%
+81,014
New +$1.5M
MAR icon
265
Marriott International
MAR
$91.8B
$1.52M 0.03%
+22,662
New +$1.6M
SPN
266
DELISTED
Superior Energy Services, Inc.
SPN
$1.52M 0.03%
+8,476
New +$1.42M
MAT icon
267
Mattel
MAT
$3.8B
$1.5M 0.03%
+49,700
New +$1.62M
PDCO
268
DELISTED
Patterson Companies, Inc.
PDCO
$1.5M 0.03%
32,570
-70,665
-68% -$3.34M
DNB
269
DELISTED
Dun & Bradstreet
DNB
$1.49M 0.03%
+10,930
New +$1.46M
XOM icon
270
PUT
ExxonMobil
XOM
$660B
$1.49M 0.03%
17,100
-4,500
-21% -$399K
CAT icon
271
Caterpillar
CAT
$378B
$1.49M 0.03%
+16,800
New +$1.37M
GE icon
272
CALL
GE Aerospace
GE
$339B
$1.48M 0.03%
+10,454
New +$1.56M
BALL icon
273
Ball Corp
BALL
$15B
$1.48M 0.03%
36,182
+22,582
+166% +$863K
PCAR icon
274
PACCAR
PCAR
$58.6B
$1.48M 0.03%
37,668
-44,820
-54% -$1.71M
JWN
275
DELISTED
Nordstrom
JWN
$1.46M 0.03%
+28,225
New +$1.33M
9 10
11
12 13

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors's Q3 2016 filing shows 399 new, 144 increased, 149 reduced and 348 closed positions. Its largest new stake was Texas Instruments: 124,699 shares worth $8.75M. The largest sale was iShares MSCI EAFE ETF, an estimated $69.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 78% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.