We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
+$232M
Cap. Flow %
2.53%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.9%
2 Technology 5.72%
3 Communication Services 1.31%
4 Consumer Staples 1.02%
5 Consumer Discretionary 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
251
PUT
Merck
MRK
$367B
$3.44M 0.04%
72,102
-191,680
-73% -$8.76M
EMR icon
252
PUT
Emerson Electric
EMR
$88.3B
$3.4M 0.04%
48,500
-20,200
-29% -$1.35M
THC icon
253
PUT
Tenet Healthcare
THC
$20.9B
$3.34M 0.04%
79,400
+34,500
+77% +$1.5M
WHR icon
254
PUT
Whirlpool
WHR
$2.07B
$3.29M 0.04%
+21,000
New +$3.08M
MS icon
255
PUT
Morgan Stanley
MS
$308B
$3.29M 0.04%
105,000
– –
XOM icon
256
PUT
ExxonMobil
XOM
$660B
$3.25M 0.04%
32,100
-258,200
-89% -$23.9M
DB icon
257
CALL
Deutsche Bank
DB
$68.7B
$3.24M 0.04%
+78,759
New +$3.17M
EQIX icon
258
Equinix
EQIX
$99.5B
$3.19M 0.03%
18,000
+13,000
+260% +$2.16M
EMC
259
PUT
DELISTED
EMC CORPORATION
EMC
$3.19M 0.03%
+127,000
New +$3.08M
HIG icon
260
PUT
Hartford Financial Services
HIG
$33.7B
$3.19M 0.03%
88,100
-60,000
-41% -$2.07M
TEX icon
261
CALL
Terex
TEX
$6.55B
$3.19M 0.03%
+76,000
New +$2.75M
CHRW icon
262
C.H. Robinson
CHRW
$17.2B
$3.17M 0.03%
54,421
+23,026
+73% +$1.35M
ALTR
263
PUT
DELISTED
Altera Corp
ALTR
$3.08M 0.03%
94,600
+22,000
+30% +$737K
GMCR
264
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
$3.03M 0.03%
40,100
-22,300
-36% -$1.52M
MRK icon
265
Merck
MRK
$367B
$2.99M 0.03%
62,627
-147,000
-70% -$6.72M
CATM
266
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$2.92M 0.03%
+67,316
New +$2.74M
VZ icon
267
Verizon
VZ
$196B
$2.91M 0.03%
59,179
-157,855
-73% -$7.76M
BRSL
268
Brightstar Lottery PLC
BRSL
$1.82B
$2.87M 0.03%
+158,400
New +$2.86M
ADM icon
269
CALL
Archer Daniels Midland
ADM
$39.1B
$2.87M 0.03%
+66,300
New +$2.68M
QCOM icon
270
Qualcomm
QCOM
$216B
$2.87M 0.03%
+38,674
New +$2.73M
LLY icon
271
PUT
Eli Lilly
LLY
$1.05T
$2.86M 0.03%
+56,100
New +$2.81M
TEX icon
272
PUT
Terex
TEX
$6.55B
$2.85M 0.03%
+67,800
New +$2.46M
SAP icon
273
PUT
SAP
SAP
$243B
$2.79M 0.03%
+32,000
New +$2.55M
PBR icon
274
Petrobras
PBR
$131B
$2.78M 0.03%
201,513
+5,386
+3% +$83.5K
KR icon
275
CALL
Kroger
KR
$34.7B
$2.77M 0.03%
+140,000
New +$2.9M
9 10
11
12 13

Similar funds

New York State Teachers Retirement System (NYSTRS)
New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return
Royal London Asset Management
Royal London Asset Management United Kingdom $54.3B AUM 39.21% 1-Year Est. Return
GQG Partners
GQG Partners Ft. Lauderdale, Florida $53.8B AUM 19.23% 1-Year Est. Return
HF
HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $52.8B AUM 58.98% 1-Year Est. Return
TCI Fund Management
TCI Fund Management London, United Kingdom $52.8B AUM 12.71% 1-Year Est. Return

Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors's Q4 2013 filing shows 144 new, 83 increased, 176 reduced and 178 closed positions. Its largest new stake was SPDR Gold Trust: 496,794 shares worth $57.7M. The largest sale was Shire pic, an estimated $232M.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 94% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.