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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
(-7.6%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-22.45%
Top 10 Holdings %
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$344M |
| 2 |
SPDR Gold Trust
GLD
|
+$61M |
| 3 |
Ford
F
|
+$30M |
| 4 |
Meta Platforms (Facebook)
META
|
+$24.2M |
| 5 |
Omnicom Group
OMC
|
+$20M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$232M |
| 2 |
Vodafone
VOD
|
+$19.9M |
| 3 |
American International
AIG
|
+$17.4M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.72% |
| 2 | Communication Services | 1.31% |
| 3 | Consumer Staples | 1.02% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Financials | 0.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
PUT
Merck
MRK
$322B
| $3.44M | 0.04% |
72,102
-191,680
| -73% | -$8.76M |
|
252
PUT
Emerson Electric
EMR
$91.7B
| $3.4M | 0.04% |
48,500
-20,200
| -29% | -$1.35M |
|
253
PUT
Tenet Healthcare
THC
$20.9B
| $3.34M | 0.04% |
79,400
+34,500
| +77% | +$1.5M |
|
254
PUT
Whirlpool
WHR
$2.84B
| $3.29M | 0.04% |
+21,000
| New | +$3.08M |
|
255
PUT
Morgan Stanley
MS
$338B
| $3.29M | 0.04% |
105,000
| – | – |
|
256
PUT
ExxonMobil
XOM
$657B
| $3.25M | 0.04% |
32,100
-258,200
| -89% | -$23.9M |
|
257
CALL
Deutsche Bank
DB
$71.8B
| $3.24M | 0.04% |
+78,759
| New | +$3.17M |
|
258
Equinix
EQIX
$102B
| $3.19M | 0.03% |
18,000
+13,000
| +260% | +$2.16M |
|
|
EMC
259
PUT
DELISTED
EMC CORPORATION
EMC
| $3.19M | 0.03% |
+127,000
| New | +$3.08M |
|
260
PUT
Hartford Financial Services
HIG
$38.1B
| $3.19M | 0.03% |
88,100
-60,000
| -41% | -$2.07M |
|
261
CALL
Terex
TEX
$7.74B
| $3.19M | 0.03% |
+76,000
| New | +$2.75M |
|
262
C.H. Robinson
CHRW
$17B
| $3.17M | 0.03% |
54,421
+23,026
| +73% | +$1.35M |
|
|
ALTR
263
PUT
DELISTED
Altera Corp
ALTR
| $3.08M | 0.03% |
94,600
+22,000
| +30% | +$737K |
|
|
GMCR
264
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
| $3.03M | 0.03% |
40,100
-22,300
| -36% | -$1.52M |
|
|
265
Merck
MRK
$322B
| $2.99M | 0.03% |
62,627
-147,000
| -70% | -$6.72M |
|
|
CATM
266
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $2.92M | 0.03% |
+67,316
| New | +$2.74M |
|
267
Verizon
VZ
$196B
| $2.91M | 0.03% |
59,179
-157,855
| -73% | -$7.76M |
|
|
BRSL
268
Brightstar Lottery PLC
BRSL
$2.07B
| $2.87M | 0.03% |
+158,400
| New | +$2.86M |
|
269
CALL
Archer Daniels Midland
ADM
$38.8B
| $2.87M | 0.03% |
+66,300
| New | +$2.68M |
|
270
Qualcomm
QCOM
$171B
| $2.87M | 0.03% |
+38,674
| New | +$2.73M |
|
271
PUT
Eli Lilly
LLY
$1.08T
| $2.86M | 0.03% |
+56,100
| New | +$2.81M |
|
|
272
PUT
Terex
TEX
$7.74B
| $2.85M | 0.03% |
+67,800
| New | +$2.46M |
|
273
PUT
SAP
SAP
$242B
| $2.79M | 0.03% |
+32,000
| New | +$2.55M |
|
274
Petrobras
PBR
$116B
| $2.78M | 0.03% |
201,513
+5,386
| +3% | +$83.5K |
|
275
CALL
Kroger
KR
$34.5B
| $2.77M | 0.03% |
+140,000
| New | +$2.9M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.
- Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
- Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
- Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
- Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
- Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
- Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
- Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.
Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.