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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSX
251
PUT
DELISTED
VanEck Russia ETF
RSX
$3.38M 0.03%
120,000
+75,000
+167% +$2.01M
DELL
252
CALL
DELISTED
DELL INC
DELL
$3.37M 0.03%
244,900
-347,400
-59% -$4.71M
ALKS icon
253
CALL
Alkermes
ALKS
$8.26B
$3.36M 0.03%
+100,000
New +$3.25M
ALKS icon
254
PUT
Alkermes
ALKS
$8.26B
$3.36M 0.03%
+100,000
New +$3.25M
FTI icon
255
CALL
TechnipFMC
FTI
$29.5B
$3.33M 0.03%
80,640
– –
FTI icon
256
PUT
TechnipFMC
FTI
$29.5B
$3.33M 0.03%
80,640
– –
LL
257
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
$3.27M 0.03%
+30,700
New +$2.97M
MO icon
258
PUT
Altria Group
MO
$109B
$3.23M 0.03%
94,000
+31,200
+50% +$1.1M
CLR
259
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.22M 0.03%
60,000
– –
CLR
260
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.22M 0.03%
60,000
– –
MDT icon
261
PUT
Medtronic
MDT
$116B
$3.19M 0.03%
+60,000
New +$3.23M
PNC icon
262
PUT
PNC Financial Services
PNC
$101B
$3.17M 0.03%
43,700
-25,300
-37% -$1.89M
MNST icon
263
CALL
Monster Beverage
MNST
$89.2B
$3.13M 0.03%
+720,000
New +$3.55M
MNST icon
264
PUT
Monster Beverage
MNST
$89.2B
$3.13M 0.03%
+720,000
New +$3.55M
TSLA icon
265
CALL
Tesla
TSLA
$1.31T
$3.13M 0.03%
243,000
-216,000
-47% -$2.14M
BB icon
266
CALL
BlackBerry
BB
$5.26B
$3.09M 0.03%
+388,900
New +$3.78M
UPS icon
267
PUT
United Parcel Service
UPS
$88.8B
$3.07M 0.03%
33,600
-23,900
-42% -$2.1M
XHB icon
268
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$3.06M 0.03%
+100,000
New +$2.99M
XHB icon
269
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$3.06M 0.03%
100,000
-100,000
-50% -$2.99M
AGO icon
270
Assured Guaranty
AGO
$3.31B
$3.05M 0.03%
+162,692
New +$3.44M
UFS
271
DELISTED
DOMTAR CORPORATION (New)
UFS
$3.05M 0.03%
76,712
+65,912
+610% +$2.34M
PBR icon
272
Petrobras
PBR
$116B
$3.04M 0.03%
196,127
+124,181
+173% +$1.77M
MET icon
273
CALL
MetLife
MET
$61.5B
$3.04M 0.03%
72,593
-44,319
-38% -$1.91M
YUM icon
274
CALL
Yum! Brands
YUM
$39.5B
$3.01M 0.03%
+58,700
New +$3.04M
LNKD
275
DELISTED
LinkedIn Corporation
LNKD
$3M 0.03%
+12,215
New +$2.75M
9 10
11
12 13

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.