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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
226
PUT
Adobe
ADBE
$103B
$6.33M 0.05%
18,800
+11,400
+154% +$3.65M
F icon
227
CALL
Ford
F
$55.3B
$6.32M 0.05%
543,600
+18,300
+3% +$235K
FSR
228
PUT
DELISTED
Fisker Inc.
FSR
$6.26M 0.05%
860,900
+660,900
+330% +$4.92M
HSY icon
229
PUT
Hershey
HSY
$36.3B
$6.23M 0.05%
26,900
+1,300
+5% +$300K
CRM icon
230
PUT
Salesforce
CRM
$158B
$6.17M 0.04%
46,500
+2,200
+5% +$321K
PFE icon
231
Pfizer
PFE
$150B
$6.16M 0.04%
120,181
-60,649
-34% -$2.91M
MPC icon
232
CALL
Marathon Petroleum
MPC
$95.3B
$6.16M 0.04%
52,900
+700
+1% +$79.8K
AMAT icon
233
PUT
Applied Materials
AMAT
$437B
$6.09M 0.04%
62,500
-108,200
-63% -$10.4M
PPG icon
234
PUT
PPG Industries
PPG
$25.8B
$6.07M 0.04%
48,300
+6,300
+15% +$772K
SPG icon
235
PUT
Simon Property Group
SPG
$71B
$6.03M 0.04%
51,300
-37,500
-42% -$4.17M
SBUX icon
236
Starbucks
SBUX
$121B
$6.02M 0.04%
60,667
-55,094
-48% -$5.2M
XLF icon
237
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$6.01M 0.04%
175,600
– –
UNP icon
238
PUT
Union Pacific
UNP
$173B
$6.01M 0.04%
29,000
-16,300
-36% -$3.34M
PYPL icon
239
CALL
PayPal
PYPL
$49.9B
$6M 0.04%
84,200
+36,200
+75% +$2.9M
PLD icon
240
PUT
Prologis
PLD
$132B
$5.96M 0.04%
52,900
-58,900
-53% -$6.53M
OXY icon
241
CALL
Occidental Petroleum
OXY
$58.8B
$5.96M 0.04%
94,600
+3,500
+4% +$238K
EOG icon
242
PUT
EOG Resources
EOG
$74.8B
$5.93M 0.04%
45,800
+3,100
+7% +$412K
INTC icon
243
Intel
INTC
$514B
$5.86M 0.04%
221,598
-84,866
-28% -$2.36M
QCOM icon
244
PUT
Qualcomm
QCOM
$173B
$5.85M 0.04%
53,200
-83,000
-61% -$9.71M
CI icon
245
CALL
Cigna
CI
$72.5B
$5.8M 0.04%
17,500
+900
+5% +$285K
SCHW
246
CALL
Charles Schwab
SCHW
$186B
$5.78M 0.04%
69,400
+3,800
+6% +$295K
XLF icon
247
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$5.76M 0.04%
168,564
-170,263
-50% -$5.76M
TRV icon
248
PUT
Travelers Companies
TRV
$78.6B
$5.76M 0.04%
30,700
– –
SNAP icon
249
CALL
Snap
SNAP
$9.1B
$5.74M 0.04%
640,800
+177,600
+38% +$1.75M
DUK icon
250
PUT
Duke Energy
DUK
$96.1B
$5.73M 0.04%
55,600
+200
+0.4% +$19.2K
8 9
10
11 12

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.