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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
226
PUT
Edwards Lifesciences
EW
$54B
$7.17M 0.04%
86,800
-16,600
-16% -$1.6M
NOW icon
227
PUT
ServiceNow
NOW
$132B
$7.14M 0.04%
94,500
-92,000
-49% -$8.28M
ECL icon
228
PUT
Ecolab
ECL
$79.8B
$7.08M 0.04%
49,000
+100
+0.2% +$16.2K
HCA icon
229
HCA Healthcare
HCA
$89.1B
$7.06M 0.04%
38,437
+544
+1% +$108K
NEE icon
230
CALL
NextEra Energy
NEE
$179B
$7M 0.04%
89,300
-5,800
-6% -$492K
GOOGL icon
231
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$6.92M 0.04%
72,300
+34,300
+90% +$3.8M
WY icon
232
PUT
Weyerhaeuser
WY
$18B
$6.82M 0.04%
238,700
+4,100
+2% +$140K
SPG icon
233
Simon Property Group
SPG
$71B
$6.81M 0.04%
75,911
+19,545
+35% +$2M
TGT icon
234
CALL
Target
TGT
$69.2B
$6.77M 0.04%
45,600
-396,500
-90% -$63.5M
COF icon
235
PUT
Capital One
COF
$134B
$6.76M 0.04%
73,400
+1,300
+2% +$138K
ORCL icon
236
PUT
Oracle
ORCL
$419B
$6.7M 0.04%
109,700
-20,400
-16% -$1.49M
GS icon
237
Goldman Sachs
GS
$301B
$6.68M 0.04%
22,809
+15,789
+225% +$5.12M
EL icon
238
PUT
Estee Lauder
EL
$31.8B
$6.65M 0.04%
30,800
+2,900
+10% +$740K
CMCSA icon
239
Comcast
CMCSA
$91B
$6.63M 0.04%
226,235
+141,766
+168% +$5.3M
BDX icon
240
CALL
Becton Dickinson
BDX
$49.4B
$6.62M 0.04%
29,700
– –
LOW icon
241
Lowe's Companies
LOW
$124B
$6.58M 0.04%
35,062
+17,817
+103% +$3.47M
INTC icon
242
CALL
Intel
INTC
$493B
$6.55M 0.04%
254,100
-46,600
-15% -$1.59M
CSX icon
243
PUT
CSX Corp
CSX
$92.5B
$6.52M 0.04%
244,700
-1,800
-0.7% -$55.9K
HON icon
244
PUT
Honeywell
HON
$72.9B
$6.51M 0.04%
41,379
-36,498
-47% -$6.36M
VZ icon
245
PUT
Verizon
VZ
$196B
$6.5M 0.04%
171,100
-100,300
-37% -$4.47M
PRU icon
246
PUT
Prudential Financial
PRU
$42.2B
$6.49M 0.04%
75,700
-7,000
-8% -$674K
PEP icon
247
CALL
PepsiCo
PEP
$189B
$6.48M 0.04%
39,700
-1,300
-3% -$224K
NSC icon
248
PUT
Norfolk Southern
NSC
$75.2B
$6.44M 0.04%
30,700
+100
+0.3% +$24K
CRM icon
249
PUT
Salesforce
CRM
$162B
$6.37M 0.04%
44,300
-172,500
-80% -$29.3M
BNY
250
PUT
Bank of New York Mellon
BNY
$109B
$6.37M 0.04%
165,300
-2,600
-2% -$111K
8 9
10
11 12

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.