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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$97.1M
Cap. Flow %
0.29%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.33%
2 Technology 2.4%
3 Healthcare 1.02%
4 Communication Services 0.85%
5 Consumer Discretionary 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
226
PUT
Delta Air Lines
DAL
$55.9B
$26.6M 0.08%
550,300
+137,300
+33% +$6.07M
MDT icon
227
CALL
Medtronic
MDT
$113B
$26.3M 0.08%
223,000
+101,200
+83% +$11.9M
CDNS icon
228
PUT
Cadence Design Systems
CDNS
$89.8B
$26.2M 0.08%
191,200
+17,000
+10% +$2.28M
NFLX icon
229
CALL
Netflix
NFLX
$296B
$26.2M 0.08%
502,000
+41,000
+9% +$2.17M
GLW icon
230
PUT
Corning
GLW
$135B
$26.2M 0.08%
601,800
+67,000
+13% +$2.58M
ECL icon
231
PUT
Ecolab
ECL
$78.3B
$26M 0.08%
121,400
+50,300
+71% +$10.7M
HCA icon
232
PUT
HCA Healthcare
HCA
$94.3B
$25.9M 0.08%
137,300
+34,600
+34% +$6.1M
ROST icon
233
PUT
Ross Stores
ROST
$75.4B
$25.8M 0.08%
215,500
+75,100
+53% +$8.91M
EOG icon
234
PUT
EOG Resources
EOG
$73.6B
$25.8M 0.08%
355,300
+33,700
+10% +$2.15M
SHW icon
235
PUT
Sherwin-Williams
SHW
$79.9B
$25.7M 0.08%
104,400
-25,800
-20% -$6.15M
CNC icon
236
PUT
Centene
CNC
$30.5B
$25.6M 0.08%
400,700
+150,000
+60% +$9.29M
DHI icon
237
PUT
D.R. Horton
DHI
$39.6B
$25.3M 0.07%
283,600
+15,800
+6% +$1.24M
LUV icon
238
PUT
Southwest Airlines
LUV
$20.9B
$25.2M 0.07%
413,000
+165,500
+67% +$8.81M
DE icon
239
CALL
Deere & Co
DE
$186B
$25.2M 0.07%
67,400
+38,000
+129% +$12.5M
ORCL icon
240
CALL
Oracle
ORCL
$415B
$24.8M 0.07%
353,900
+82,500
+30% +$5.34M
TMO icon
241
CALL
Thermo Fisher Scientific
TMO
$250B
$24.3M 0.07%
53,300
-3,300
-6% -$1.58M
ICE icon
242
PUT
Intercontinental Exchange
ICE
$86.6B
$24.3M 0.07%
217,500
-25,500
-10% -$2.89M
KSU
243
DELISTED
Kansas City Southern
KSU
$24.3M 0.07%
+91,914
New +$20M
AXP icon
244
CALL
American Express
AXP
$209B
$24.2M 0.07%
171,300
+17,000
+11% +$2.25M
NEE icon
245
CALL
NextEra Energy
NEE
$159B
$24.2M 0.07%
320,400
+47,200
+17% +$3.68M
ITW icon
246
PUT
Illinois Tool Works
ITW
$78.1B
$24.2M 0.07%
109,300
+21,800
+25% +$4.53M
CB icon
247
PUT
Chubb
CB
$129B
$24.1M 0.07%
152,400
-39,200
-20% -$6.32M
CRM icon
248
Salesforce
CRM
$193B
$23.9M 0.07%
112,661
+76,921
+215% +$17.1M
CVS icon
249
CALL
CVS Health
CVS
$114B
$23.8M 0.07%
316,900
+142,800
+82% +$10.4M
GM icon
250
CALL
General Motors
GM
$72.5B
$23.8M 0.07%
414,200
+24,700
+6% +$1.31M
8 9
10
11 12

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors's Q1 2021 filing shows 405 new, 721 increased, 487 reduced and 425 closed positions. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $251M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.