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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
226
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
$20.1M 0.07%
128,900
+21,200
+20% +$2.72M
TWTR
227
PUT
DELISTED
Twitter, Inc.
TWTR
$20.1M 0.07%
370,700
+120,300
+48% +$5.74M
BSX icon
228
PUT
Boston Scientific
BSX
$63.7B
$19.8M 0.07%
550,100
+238,100
+76% +$8.58M
MET icon
229
PUT
MetLife
MET
$62.1B
$19.7M 0.07%
420,500
+148,300
+54% +$6.43M
BNY
230
PUT
Bank of New York Mellon
BNY
$102B
$19.6M 0.07%
462,100
+149,700
+48% +$5.75M
HD icon
231
Home Depot
HD
$293B
$19.4M 0.06%
+72,890
New +$20M
LOW icon
232
CALL
Lowe's Companies
LOW
$106B
$19.3M 0.06%
120,100
-700
-0.6% -$114K
GLW icon
233
PUT
Corning
GLW
$135B
$19.3M 0.06%
534,800
+229,800
+75% +$8.16M
KO icon
234
CALL
Coca-Cola
KO
$378B
$19.1M 0.06%
347,700
-97,000
-22% -$5.02M
COP icon
235
PUT
ConocoPhillips
COP
$153B
$19M 0.06%
474,000
+105,200
+29% +$3.88M
PSX icon
236
PUT
Phillips 66
PSX
$102B
$18.9M 0.06%
270,500
+88,600
+49% +$5.2M
EA
237
PUT
DELISTED
Electronic Arts
EA
$18.8M 0.06%
130,800
+22,700
+21% +$2.93M
CCI icon
238
PUT
Crown Castle
CCI
$28.9B
$18.7M 0.06%
117,300
+25,800
+28% +$4.19M
AXP icon
239
CALL
American Express
AXP
$209B
$18.7M 0.06%
154,300
+61,300
+66% +$6.79M
MS icon
240
CALL
Morgan Stanley
MS
$308B
$18.6M 0.06%
272,100
+71,300
+36% +$4.09M
GS icon
241
CALL
Goldman Sachs
GS
$272B
$18.5M 0.06%
70,300
+40,300
+134% +$8.97M
DHI icon
242
PUT
D.R. Horton
DHI
$39.6B
$18.5M 0.06%
267,800
+20,900
+8% +$1.52M
HPQ icon
243
PUT
HP
HPQ
$28.2B
$18.2M 0.06%
740,200
+89,300
+14% +$1.87M
MNST icon
244
PUT
Monster Beverage
MNST
$84.5B
$18.1M 0.06%
782,400
+211,600
+37% +$4.45M
VTV icon
245
Vanguard Morningstar Value ETF
VTV
$189B
$17.9M 0.06%
150,856
+124,674
+476% +$14M
ITW icon
246
PUT
Illinois Tool Works
ITW
$78.1B
$17.8M 0.06%
87,500
+20,900
+31% +$4.27M
AIG icon
247
PUT
American International
AIG
$38.8B
$17.8M 0.06%
471,000
+135,600
+40% +$4.78M
BAX icon
248
PUT
Baxter International
BAX
$12.1B
$17.8M 0.06%
222,200
-38,900
-15% -$3.08M
BBY icon
249
PUT
Best Buy
BBY
$19B
$17.7M 0.06%
176,900
+57,700
+48% +$6.45M
INTU icon
250
CALL
Intuit
INTU
$73.7B
$17.6M 0.06%
46,400
+7,400
+19% +$2.6M
8 9
10
11 12

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.