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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
226
PUT
Waste Management
WM
$90.8B
$12.1M 0.08%
105,300
+28,600
+37% +$3.34M
MMM icon
227
CALL
3M
MMM
$94.2B
$12M 0.08%
87,428
+29,781
+52% +$4.16M
CVS icon
228
CALL
CVS Health
CVS
$120B
$12M 0.08%
190,200
-65,000
-25% -$3.85M
GS icon
229
CALL
Goldman Sachs
GS
$304B
$12M 0.08%
57,700
+28,100
+95% +$5.88M
VRTX icon
230
PUT
Vertex Pharmaceuticals
VRTX
$134B
$11.8M 0.08%
69,700
+8,100
+13% +$1.43M
RTX icon
231
CALL
RTX Corp
RTX
$298B
$11.7M 0.08%
136,654
+10,964
+9% +$910K
EBAY icon
232
PUT
eBay
EBAY
$45.8B
$11.7M 0.08%
299,500
+103,200
+53% +$4.14M
WBC
233
DELISTED
WABCO HOLDINGS INC.
WBC
$11.7M 0.08%
87,128
-45,774
-34% -$6.09M
MU icon
234
CALL
Micron Technology
MU
$1.05T
$11.6M 0.08%
269,700
-99,600
-27% -$4.5M
NFLX icon
235
Netflix
NFLX
$307B
$11.5M 0.08%
429,640
+266,750
+164% +$8.35M
EOG icon
236
PUT
EOG Resources
EOG
$74.6B
$11.4M 0.08%
154,000
+22,500
+17% +$1.82M
GILD icon
237
CALL
Gilead Sciences
GILD
$169B
$11.4M 0.08%
180,200
+33,400
+23% +$2.18M
F icon
238
PUT
Ford
F
$55.2B
$11.4M 0.08%
1,240,800
+285,100
+30% +$2.71M
WMB icon
239
PUT
Williams Companies
WMB
$90B
$11.3M 0.08%
468,200
+103,500
+28% +$2.61M
QCOM icon
240
CALL
Qualcomm
QCOM
$170B
$11.2M 0.08%
147,000
+5,400
+4% +$406K
SYK icon
241
CALL
Stryker
SYK
$132B
$11.2M 0.08%
51,800
+22,300
+76% +$4.78M
HPQ icon
242
PUT
HP
HPQ
$26B
$11.2M 0.08%
589,500
+304,600
+107% +$5.98M
BMY icon
243
CALL
Bristol-Myers Squibb
BMY
$130B
$11.2M 0.08%
219,900
-6,400
-3% -$301K
XLNX
244
PUT
DELISTED
Xilinx Inc
XLNX
$11.1M 0.08%
116,200
+36,700
+46% +$4.02M
AMGN icon
245
CALL
Amgen
AMGN
$225B
$11.1M 0.08%
57,400
+15,800
+38% +$3.03M
LUV icon
246
CALL
Southwest Airlines
LUV
$21.9B
$11.1M 0.08%
204,700
+11,900
+6% +$622K
CSCO icon
247
Cisco
CSCO
$486B
$11M 0.08%
222,552
+176,171
+380% +$9.16M
STZ icon
248
PUT
Constellation Brands
STZ
$22.7B
$11M 0.08%
52,900
+14,000
+36% +$2.81M
CHTR icon
249
CALL
Charter Communications
CHTR
$17.9B
$10.9M 0.07%
26,400
+4,300
+19% +$1.74M
ASHR icon
250
PUT
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
$10.8M 0.07%
400,000
+100,000
+33% +$2.75M
8 9
10
11 12

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.