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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
226
CALL
Emerson Electric
EMR
$91.2B
$4.55M 0.06%
76,200
+8,200
+12% +$553K
S
227
DELISTED
Sprint Corporation
S
$4.54M 0.06%
780,878
+391,394
+100% +$2.41M
TAK icon
228
CALL
Takeda Pharmaceutical
TAK
$55.6B
$4.54M 0.06%
+270,000
New +$4.56M
SCHW
229
PUT
Charles Schwab
SCHW
$187B
$4.54M 0.06%
109,300
+28,000
+34% +$1.27M
SRG
230
PUT
Seritage Growth Properties
SRG
$135M
$4.53M 0.06%
+140,000
New +$5.42M
CCI icon
231
PUT
Crown Castle
CCI
$31.6B
$4.49M 0.06%
41,300
+13,900
+51% +$1.53M
ABT icon
232
CALL
Abbott
ABT
$190B
$4.47M 0.06%
61,800
+28,100
+83% +$1.97M
SPG icon
233
PUT
Simon Property Group
SPG
$71.3B
$4.47M 0.06%
26,600
+10,700
+67% +$1.91M
DD icon
234
CALL
DuPont de Nemours
DD
$19.3B
$4.45M 0.05%
32,854
+11,096
+51% +$1.59M
VZ icon
235
CALL
Verizon
VZ
$195B
$4.42M 0.05%
78,700
+4,600
+6% +$261K
LUV icon
236
Southwest Airlines
LUV
$21.9B
$4.39M 0.05%
94,377
+93,967
+22,919% +$4.99M
CELG
237
PUT
DELISTED
Celgene Corp
CELG
$4.37M 0.05%
68,200
+11,100
+19% +$819K
AMGN icon
238
CALL
Amgen
AMGN
$225B
$4.32M 0.05%
22,200
+1,500
+7% +$293K
GLW icon
239
PUT
Corning
GLW
$144B
$4.31M 0.05%
142,800
+44,500
+45% +$1.42M
ORLY icon
240
PUT
O'Reilly Automotive
ORLY
$74.6B
$4.3M 0.05%
187,500
+69,000
+58% +$1.57M
OXY icon
241
PUT
Occidental Petroleum
OXY
$58.4B
$4.28M 0.05%
69,700
+20,900
+43% +$1.47M
INTU icon
242
PUT
Intuit
INTU
$90.2B
$4.23M 0.05%
21,500
+1,400
+7% +$291K
WMT icon
243
CALL
Walmart Inc
WMT
$917B
$4.23M 0.05%
136,200
-723,300
-84% -$23.2M
C icon
244
CALL
Citigroup
C
$231B
$4.21M 0.05%
80,900
+36,900
+84% +$2.34M
REGN icon
245
PUT
Regeneron Pharmaceuticals
REGN
$81.8B
$4.18M 0.05%
11,200
+3,800
+51% +$1.39M
MMM icon
246
CALL
3M
MMM
$94.2B
$4.17M 0.05%
26,192
+3,468
+15% +$576K
IBM icon
247
CALL
IBM
IBM
$220B
$4.17M 0.05%
38,388
-201,878
-84% -$24.2M
PCG icon
248
PUT
PG&E
PCG
$38.1B
$4.17M 0.05%
175,500
+149,200
+567% +$5.34M
EOG icon
249
PUT
EOG Resources
EOG
$74.6B
$4.14M 0.05%
47,500
+15,800
+50% +$1.69M
CRM icon
250
CALL
Salesforce
CRM
$157B
$4.07M 0.05%
29,700
+11,500
+63% +$1.58M
8 9
10
11 12

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.