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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXTM
226
DELISTED
NxStage Medical Inc.
NXTM
$4.36M 0.05%
156,137
-58,537
-27% -$1.65M
CL icon
227
PUT
Colgate-Palmolive
CL
$68.6B
$4.34M 0.05%
64,800
+51,100
+373% +$3.4M
GS icon
228
CALL
Goldman Sachs
GS
$272B
$4.33M 0.05%
19,300
+7,200
+60% +$1.67M
AMGN icon
229
CALL
Amgen
AMGN
$224B
$4.29M 0.05%
20,700
+18,300
+763% +$3.61M
DUK icon
230
PUT
Duke Energy
DUK
$88.4B
$4.27M 0.05%
53,400
+36,900
+224% +$2.98M
AMT icon
231
PUT
American Tower
AMT
$78.8B
$4.24M 0.05%
29,200
+20,200
+224% +$2.96M
MS icon
232
PUT
Morgan Stanley
MS
$308B
$4.23M 0.05%
90,800
+40,600
+81% +$1.98M
KO icon
233
CALL
Coca-Cola
KO
$378B
$4.2M 0.05%
90,900
+83,600
+1,145% +$3.82M
HUM icon
234
PUT
Humana
HUM
$47.8B
$4.2M 0.05%
+12,400
New +$4.03M
AVGO icon
235
CALL
Broadcom
AVGO
$1.68T
$4.19M 0.05%
170,000
+161,000
+1,789% +$3.61M
GPT
236
DELISTED
Gramercy Property Trust
GPT
$4.17M 0.05%
+151,998
New +$4.16M
ATVI
237
PUT
DELISTED
Activision Blizzard
ATVI
$4.13M 0.05%
49,600
+35,500
+252% +$2.69M
HLF icon
238
PUT
Herbalife
HLF
$1.32B
$4.11M 0.05%
75,300
+60,300
+402% +$3.33M
CF icon
239
CALL
CF Industries
CF
$17.4B
$4.07M 0.05%
74,700
-56,900
-43% -$2.74M
EOG icon
240
PUT
EOG Resources
EOG
$73.6B
$4.04M 0.05%
31,700
+19,800
+166% +$2.41M
OXY icon
241
PUT
Occidental Petroleum
OXY
$56.8B
$4.01M 0.05%
48,800
+35,600
+270% +$2.88M
MMM icon
242
CALL
3M
MMM
$87.4B
$4M 0.05%
22,724
+20,930
+1,167% +$3.61M
CF icon
243
PUT
CF Industries
CF
$17.4B
$4M 0.05%
73,400
-4,800
-6% -$231K
SCHW
244
PUT
Charles Schwab
SCHW
$171B
$4M 0.05%
81,300
+57,600
+243% +$2.94M
VZ icon
245
CALL
Verizon
VZ
$196B
$3.96M 0.05%
74,100
+69,000
+1,353% +$3.65M
CSX icon
246
PUT
CSX Corp
CSX
$86.7B
$3.95M 0.05%
160,200
+121,500
+314% +$2.89M
VTRS icon
247
CALL
Viatris
VTRS
$20.5B
$3.94M 0.05%
+107,700
New +$4.04M
AVA icon
248
Avista
AVA
$2.94B
$3.88M 0.04%
76,761
-39,691
-34% -$2.03M
PEP icon
249
CALL
PepsiCo
PEP
$176B
$3.88M 0.04%
34,700
+30,700
+768% +$3.48M
SVU
250
DELISTED
SUPERVALU Inc.
SVU
$3.84M 0.04%
+119,280
New +$3.49M
8 9
10
11 12

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.