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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$3.24B
AUM Growth
-$1.33B
Cap. Flow
+$2.89M
Cap. Flow %
0.09%
Top 10 Hldgs %
28.49%
Holding
1,267
New
551
Increased
146
Reduced
167
Closed
378

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$122M
2
AAPL icon
Apple
AAPL
+$46.8M
3
NXPI icon
NXP Semiconductors
NXPI
+$37.8M
4
ENH
Endurance Specialty Holdings Ltd
ENH
+$28.5M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$54.2M
2
LNKD
LinkedIn Corporation
LNKD
+$52.5M
3
PG icon
Procter & Gamble
PG
+$48.5M
4
VAL
Valspar
VAL
+$43.3M
5
LLTC
Linear Technology Corp
LLTC
+$14.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.16%
2 Technology 16.98%
3 Financials 5.99%
4 Industrials 5.6%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
226
PUT
Merck
MRK
$367B
$2.26M 0.07%
40,243
+29,029
+259% +$1.7M
SBNY
227
DELISTED
Signature Bank
SBNY
$2.25M 0.07%
14,993
-42,486
-74% -$5.79M
CELG
228
DELISTED
Celgene Corp
CELG
$2.22M 0.07%
19,200
-4,500
-19% -$501K
IVZ icon
229
Invesco
IVZ
$13.7B
$2.19M 0.07%
+72,379
New +$2.23M
EWC icon
230
iShares MSCI Canada ETF
EWC
$6.85B
$2.19M 0.07%
+83,894
New +$2.16M
CBRL icon
231
Cracker Barrel
CBRL
$1.16B
$2.19M 0.07%
+13,100
New +$1.98M
CNP icon
232
CenterPoint Energy
CNP
$24.3B
$2.17M 0.07%
+87,981
New +$2.06M
SPR
233
DELISTED
Spirit AeroSystems
SPR
$2.12M 0.07%
36,400
-14,564
-29% -$790K
BRK.B icon
234
PUT
Berkshire Hathaway Class B
BRK.B
$1.08T
$2.12M 0.07%
13,000
+11,700
+900% +$1.8M
HP icon
235
Helmerich & Payne
HP
$3.85B
$2.11M 0.07%
+27,299
New +$1.94M
WCG
236
DELISTED
Wellcare Health Plans, Inc.
WCG
$2.1M 0.06%
15,328
+10,100
+193% +$1.29M
XLY icon
237
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$2.1M 0.06%
+51,572
New +$2.08M
C icon
238
PUT
Citigroup
C
$225B
$2.1M 0.06%
+35,300
New +$1.9M
LNC icon
239
Lincoln National
LNC
$7.98B
$2.09M 0.06%
+31,588
New +$1.84M
GILD icon
240
PUT
Gilead Sciences
GILD
$187B
$2.08M 0.06%
+29,000
New +$2.16M
VAL
241
DELISTED
Valspar
VAL
$2.03M 0.06%
19,614
-420,000
-96% -$43.3M
WSM icon
242
Williams-Sonoma
WSM
$27.3B
$2.03M 0.06%
83,778
+17,304
+26% +$441K
XLP icon
243
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.8B
$2.02M 0.06%
+39,050
New +$2.02M
BF.B icon
244
Brown-Forman Class B
BF.B
$12B
$2.02M 0.06%
+70,156
New +$2.05M
SPY icon
245
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$796B
$1.99M 0.06%
+8,900
New +$1.94M
LHX icon
246
L3Harris
LHX
$44.3B
$1.99M 0.06%
19,399
+11,499
+146% +$1.14M
WWD icon
247
Woodward
WWD
$19.5B
$1.98M 0.06%
+28,700
New +$1.86M
SEE
248
DELISTED
Sealed Air
SEE
$1.98M 0.06%
+43,600
New +$2M
ZTS icon
249
Zoetis
ZTS
$29.4B
$1.97M 0.06%
+36,838
New +$1.87M
MMM icon
250
PUT
3M
MMM
$87.4B
$1.96M 0.06%
+13,156
New +$1.9M
8 9
10
11 12

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Capstone Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Investment Advisors held 1,267 positions worth $3.24B, down 29% from $4.57B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors's Q4 2016 filing shows 551 new, 146 increased, 167 reduced and 378 closed positions. Its largest new stake was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M. The largest sale was PrivateBancorp Inc, an estimated $54.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 71% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2016 buy was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M.
  • Capstone Investment Advisors added most to Microsoft in Q4 2016, an estimated $122M increase.
  • Capstone Investment Advisors's biggest Q4 2016 reduction was PrivateBancorp Inc, cutting an estimated $54.2M.
  • Capstone Investment Advisors fully exited LinkedIn Corporation in Q4 2016, selling an estimated $52.5M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $3.24B portfolio in Q4 2016.
  • Capstone Investment Advisors opened 551 new positions and closed 378 in Q4 2016.
  • Capstone Investment Advisors's portfolio value fell 29% quarter-over-quarter to $3.24B.

Based on Capstone Investment Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.