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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
226
Synopsys
SNPS
$79.2B
$1.95M 0.04%
+32,908
New +$1.87M
KMX icon
227
CarMax
KMX
$8.15B
$1.95M 0.04%
+36,500
New +$2.07M
OSK icon
228
Oshkosh
OSK
$9.61B
$1.93M 0.04%
34,388
-15,362
-31% -$809K
IP icon
229
International Paper
IP
$21.8B
$1.92M 0.04%
+42,261
New +$1.86M
GLNG icon
230
PUT
Golar LNG
GLNG
$5.24B
$1.92M 0.04%
90,000
+70,000
+350% +$1.34M
SWK icon
231
Stanley Black & Decker
SWK
$15.5B
$1.91M 0.04%
15,500
-9,537
-38% -$1.15M
VYX icon
232
NCR Voyix
VYX
$1.1B
$1.9M 0.04%
+96,333
New +$1.9M
CVX icon
233
Chevron
CVX
$385B
$1.87M 0.04%
+18,200
New +$1.86M
BBWI icon
234
Bath & Body Works
BBWI
$3.74B
$1.86M 0.04%
+32,533
New +$1.92M
BAC icon
235
Bank of America
BAC
$448B
$1.86M 0.04%
118,908
+48,635
+69% +$724K
NFX
236
DELISTED
Newfield Exploration
NFX
$1.86M 0.04%
+42,765
New +$1.88M
VEEV icon
237
Veeva Systems
VEEV
$38.1B
$1.86M 0.04%
44,979
-89,962
-67% -$3.49M
LOPE icon
238
Grand Canyon Education
LOPE
$3.71B
$1.85M 0.04%
45,921
+35,897
+358% +$1.49M
BAX icon
239
Baxter International
BAX
$13.9B
$1.85M 0.04%
38,905
-67,158
-63% -$3.17M
BSX icon
240
Boston Scientific
BSX
$73.2B
$1.82M 0.04%
76,587
-2,275
-3% -$54.3K
FHI icon
241
Federated Hermes
FHI
$4.71B
$1.8M 0.04%
+60,800
New +$1.9M
RPTP
242
CALL
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$1.79M 0.04%
+200,000
New +$1.42M
HUM icon
243
Humana
HUM
$45.4B
$1.77M 0.04%
10,000
-11,504
-53% -$2M
XEC
244
DELISTED
CIMAREX ENERGY CO
XEC
$1.76M 0.04%
13,100
-12,206
-48% -$1.53M
IPGP icon
245
IPG Photonics
IPGP
$3.82B
$1.73M 0.04%
+21,032
New +$1.76M
MSCI icon
246
MSCI
MSCI
$40.9B
$1.72M 0.04%
20,500
+13,900
+211% +$1.18M
HAR
247
DELISTED
Harman International Industries
HAR
$1.72M 0.04%
+20,359
New +$1.67M
BWLD
248
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1.7M 0.04%
+12,100
New +$1.88M
WSM icon
249
Williams-Sonoma
WSM
$29.2B
$1.7M 0.04%
66,474
+32,814
+97% +$858K
MSFT icon
250
Microsoft
MSFT
$3.67T
$1.69M 0.04%
29,342
-21,528
-42% -$1.22M
8 9
10
11 12

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.