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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.84%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$7.84B
AUM Growth
-$1.32B
Cap. Flow
-$453M
Cap. Flow %
-5.77%
Top 10 Hldgs %
49.04%
Holding
625
New
123
Increased
82
Reduced
107
Closed
263

Top Buys

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$47.5M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$44.7M
3
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
+$18.9M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$16.7M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$15.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$333M
2
GLD icon
SPDR Gold Trust
GLD
+$61.9M
3
PG icon
Procter & Gamble
PG
+$35.5M
4
META icon
Meta Platforms (Facebook)
META
+$30.6M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$22.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.69%
2 Technology 2.06%
3 Communication Services 1.57%
4 Consumer Staples 1.05%
5 Financials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JIVE
226
CALL
DELISTED
Jive Software, Inc.
JIVE
$1.68M 0.02%
209,500
+12,500
+6% +$112K
ADM icon
227
Archer Daniels Midland
ADM
$39.1B
$1.64M 0.02%
37,874
-370,176
-91% -$15.3M
SAP icon
228
PUT
SAP
SAP
$243B
$1.63M 0.02%
20,000
-12,000
-38% -$951K
BEAM
229
CALL
DELISTED
BEAM INC COM STK (DE)
BEAM
$1.62M 0.02%
+19,500
New +$1.59M
ROC
230
PUT
DELISTED
ROCKWOOD HLDGS INC
ROC
$1.61M 0.02%
+21,600
New +$1.59M
TSN icon
231
PUT
Tyson Foods
TSN
$17.9B
$1.6M 0.02%
+36,400
New +$1.38M
SIRI icon
232
SiriusXM
SIRI
$8.72B
$1.6M 0.02%
+50,000
New +$1.77M
EMC
233
DELISTED
EMC CORPORATION
EMC
$1.58M 0.02%
+57,600
New +$1.5M
JCP
234
DELISTED
J.C. Penney Company, Inc.
JCP
$1.55M 0.02%
+180,400
New +$1.3M
FCX icon
235
Freeport-McMoran
FCX
$104B
$1.55M 0.02%
47,009
-166,941
-78% -$5.56M
RDN icon
236
CALL
Radian Group
RDN
$4.37B
$1.55M 0.02%
103,100
– –
IBB icon
237
CALL
iShares Biotechnology ETF
IBB
$10.8B
$1.54M 0.02%
+19,500
New +$1.62M
BKS
238
CALL
DELISTED
Barnes & Noble
BKS
$1.5M 0.02%
109,872
-92,018
-46% -$1.05M
SWY
239
PUT
DELISTED
SAFEWAY INC
SWY
$1.48M 0.02%
44,680
-111,700
-71% -$3.47M
SFR
240
DELISTED
Starwood Waypoint Homes
SFR
$1.47M 0.02%
+50,900
New +$1.43M
EOX
241
DELISTED
EMERALD OIL INC (MT)
EOX
$1.45M 0.02%
+10,825
New +$1.59M
SRPT icon
242
CALL
Sarepta Therapeutics
SRPT
$1.97B
$1.45M 0.02%
60,400
+23,100
+62% +$589K
BZH icon
243
CALL
Beazer Homes USA
BZH
$890M
$1.45M 0.02%
72,000
– –
GILD icon
244
Gilead Sciences
GILD
$187B
$1.42M 0.02%
+20,100
New +$1.58M
IMOS
245
ChipMOS TECHNOLOGIES
IMOS
$2.5B
$1.41M 0.02%
58,089
+59
+0.1% +$1.35K
MO icon
246
PUT
Altria Group
MO
$115B
$1.41M 0.02%
37,700
+13,100
+53% +$476K
BRSL
247
Brightstar Lottery PLC
BRSL
$1.82B
$1.41M 0.02%
100,000
-58,400
-37% -$904K
RDN icon
248
PUT
Radian Group
RDN
$4.37B
$1.4M 0.02%
93,100
– –
TGT icon
249
Target
TGT
$71.5B
$1.37M 0.02%
+22,665
New +$1.34M
INTC icon
250
CALL
Intel
INTC
$650B
$1.34M 0.02%
52,000
– –
8 9
10
11 12

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Capstone Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Investment Advisors held 625 positions worth $7.84B, down 14% from $9.16B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capstone Investment Advisors withdrew a net $453M in Q1 2014, closing 263 positions and reducing 107 holdings. Its most notable exit was SPDR Gold Trust, an estimated $61.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 89% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in BEAM INC COM STK (DE) worth $45.8M.

  • Capstone Investment Advisors's largest Q1 2014 buy was BEAM INC COM STK (DE): 550,000 shares worth $45.8M.
  • Capstone Investment Advisors added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $47.5M increase.
  • Capstone Investment Advisors's biggest Q1 2014 reduction was Apple, cutting an estimated $333M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q1 2014, selling an estimated $61.9M.
  • Capstone Investment Advisors's ten largest holdings make up 49% of its $7.84B portfolio in Q1 2014.
  • Capstone Investment Advisors opened 123 new positions and closed 263 in Q1 2014.
  • Capstone Investment Advisors's portfolio value fell 14% quarter-over-quarter to $7.84B.

Based on Capstone Investment Advisors's 13F filing for Q1 2014, filed 14 Apr 2014.