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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.63%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.16B
AUM Growth
-$756M
(-7.6%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-22.45%
Top 10 Holdings %
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$344M |
| 2 |
SPDR Gold Trust
GLD
|
+$61M |
| 3 |
Ford
F
|
+$30M |
| 4 |
Meta Platforms (Facebook)
META
|
+$24.2M |
| 5 |
Omnicom Group
OMC
|
+$20M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$232M |
| 2 |
Vodafone
VOD
|
+$19.9M |
| 3 |
American International
AIG
|
+$17.4M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.72% |
| 2 | Communication Services | 1.31% |
| 3 | Consumer Staples | 1.02% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Financials | 0.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
The Mosaic Company
MOS
$7.34B
| $4.12M | 0.04% |
+87,085
| New | +$4.04M |
|
227
CALL
Alkermes
ALKS
$8.26B
| $4.07M | 0.04% |
100,000
| – | – |
|
|
228
PUT
Alkermes
ALKS
$8.26B
| $4.07M | 0.04% |
100,000
| – | – |
|
|
ADT
229
CALL
DELISTED
ADT Corp
ADT
| $4M | 0.04% |
+98,900
| New | +$4.07M |
|
230
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
| $3.97M | 0.04% |
94,400
| – | – |
|
231
CALL
Whirlpool
WHR
$2.84B
| $3.97M | 0.04% |
+25,300
| New | +$3.71M |
|
232
Amazon
AMZN
$2.94T
| $3.96M | 0.04% |
+198,700
| New | +$3.57M |
|
233
CALL
NiSource
NI
$20.1B
| $3.94M | 0.04% |
+305,400
| New | +$3.79M |
|
234
CALL
Herbalife
HLF
$1.23B
| $3.9M | 0.04% |
+99,200
| New | +$3.44M |
|
235
MBIA
MBI
$253M
| $3.9M | 0.04% |
326,708
-370,001
| -53% | -$4.26M |
|
236
CALL
iShares MSCI Japan ETF
EWJ
$22.7B
| $3.82M | 0.04% |
78,650
| – | – |
|
237
CALL
Blackrock
BLK
$178B
| $3.8M | 0.04% |
12,000
-8,000
| -40% | -$2.39M |
|
|
KRFT
238
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $3.77M | 0.04% |
+70,000
| New | +$3.74M |
|
|
EMC
239
CALL
DELISTED
EMC CORPORATION
EMC
| $3.77M | 0.04% |
+150,000
| New | +$3.64M |
|
|
ADT
240
DELISTED
ADT Corp
ADT
| $3.75M | 0.04% |
92,700
-40,600
| -30% | -$1.67M |
|
|
STI
241
CALL
DELISTED
SunTrust Banks, Inc.
STI
| $3.68M | 0.04% |
100,000
-20,000
| -17% | -$697K |
|
|
VXX
242
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $3.64M | 0.04% |
+5,350
| New | +$4.27M |
|
|
NUAN
243
DELISTED
Nuance Communications, Inc.
NUAN
| $3.63M | 0.04% |
+276,224
| New | +$3.8M |
|
244
PUT
Deutsche Bank
DB
$71.8B
| $3.63M | 0.04% |
+88,267
| New | +$3.56M |
|
245
Visa
V
$677B
| $3.54M | 0.04% |
63,608
-15,168
| -19% | -$765K |
|
246
CALL
Tenet Healthcare
THC
$20.9B
| $3.49M | 0.04% |
82,900
+35,300
| +74% | +$1.54M |
|
|
DISH
247
PUT
DELISTED
DISH Network Corp.
DISH
| $3.48M | 0.04% |
+60,000
| New | +$3.07M |
|
248
PUT
C.H. Robinson
CHRW
$17B
| $3.47M | 0.04% |
59,500
-56,400
| -49% | -$3.32M |
|
249
CALL
Eaton
ETN
$178B
| $3.47M | 0.04% |
45,600
-84,500
| -65% | -$6.01M |
|
250
CALL
Ameriprise Financial
AMP
$49.7B
| $3.45M | 0.04% |
30,000
| – | – |
|
Similar funds
NAMI
Capstone Investment Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Capstone Investment Advisors withdrew a net $2.06B in Q4 2013, closing 178 positions and reducing 176 holdings. Its most notable exit was Shire pic, an estimated $232M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 1.3% a quarter earlier, followed by Communication Services and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in SPDR Gold Trust worth $57.7M.
- Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
- Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
- Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
- Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
- Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
- Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
- Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.
Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.