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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
-$352M
Cap. Flow %
-3.55%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Technology 1.34%
2 Healthcare 0.98%
3 Consumer Staples 0.88%
4 Financials 0.86%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
226
PUT
Colgate-Palmolive
CL
$73.6B
$4.15M 0.04%
+70,000
New +$4.15M
COP icon
227
CALL
ConocoPhillips
COP
$151B
$4.04M 0.04%
+58,100
New +$3.88M
APTV icon
228
CALL
Aptiv
APTV
$10.3B
$3.95M 0.04%
67,600
– –
OUTR
229
CALL
DELISTED
OUTERWALL INC
OUTR
$3.92M 0.04%
78,400
+43,900
+127% +$2.59M
GDX icon
230
PUT
VanEck Gold Miners ETF
GDX
$27.5B
$3.91M 0.04%
156,300
+13,400
+9% +$356K
DE icon
231
Deere & Co
DE
$167B
$3.89M 0.04%
47,848
+44,942
+1,547% +$3.74M
STI
232
CALL
DELISTED
SunTrust Banks, Inc.
STI
$3.89M 0.04%
120,000
– –
STI
233
PUT
DELISTED
SunTrust Banks, Inc.
STI
$3.89M 0.04%
120,000
– –
YUM icon
234
PUT
Yum! Brands
YUM
$39.5B
$3.86M 0.04%
+75,253
New +$3.9M
TLM
235
DELISTED
TALISMAN ENERGY INC
TLM
$3.85M 0.04%
+334,400
New +$3.74M
V icon
236
Visa
V
$677B
$3.76M 0.04%
78,776
-37,768
-32% -$1.75M
EWJ icon
237
CALL
iShares MSCI Japan ETF
EWJ
$22.7B
$3.75M 0.04%
+78,650
New +$3.64M
AXP icon
238
CALL
American Express
AXP
$230B
$3.65M 0.04%
48,300
+21,700
+82% +$1.63M
BAX icon
239
CALL
Baxter International
BAX
$14.3B
$3.64M 0.04%
+101,991
New +$3.96M
HCBK
240
DELISTED
HUDSON CITY BANCORP INC
HCBK
$3.62M 0.04%
+400,000
New +$3.77M
TGT icon
241
Target
TGT
$69.2B
$3.61M 0.04%
56,366
+26,056
+86% +$1.77M
GM icon
242
CALL
General Motors
GM
$78.4B
$3.6M 0.04%
+100,000
New +$3.59M
GM icon
243
PUT
General Motors
GM
$78.4B
$3.6M 0.04%
+100,000
New +$3.59M
JIVE
244
CALL
DELISTED
Jive Software, Inc.
JIVE
$3.58M 0.04%
286,500
+276,500
+2,765% +$3.97M
SLB icon
245
CALL
SLB Ltd
SLB
$79.7B
$3.53M 0.04%
+40,000
New +$3.29M
CTB
246
DELISTED
Cooper Tire & Rubber Co.
CTB
$3.5M 0.04%
113,820
-173,630
-60% -$5.66M
WFM
247
PUT
DELISTED
Whole Foods Market Inc
WFM
$3.49M 0.04%
59,700
+14,700
+33% +$812K
XME icon
248
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$3.46M 0.03%
94,400
– –
ELN
249
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$3.45M 0.03%
+221,300
New +$3.34M
SLV icon
250
iShares Silver Trust
SLV
$31.5B
$3.39M 0.03%
162,145
+118,987
+276% +$2.46M
8 9
10
11 12

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.