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CIM

Caldwell Investment Management Portfolio holdings

AUM $152M
1-Year Est. Return 26.38%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+26.38%
3 Year Est. Return
+162.36%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$103M
Cap. Flow
-$104M
Cap. Flow %
-68.4%
Top 10 Hldgs %
84.63%
Holding
68
New
11
Increased
2
Reduced
6
Closed
35

Top Buys

Rank Stock Value
1
MFC icon
Manulife Financial
MFC
+$9.44M
2
AAMI
Acadian Asset Management
AAMI
+$1.22M
3
BEPC icon
Brookfield Renewable
BEPC
+$1.21M
4
BAC icon
Bank of America
BAC
+$1.08M
5
RBA icon
RB Global
RBA
+$1.04M

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$39.6M
2
C icon
Citigroup
C
+$8.06M
3
SII
Sprott
SII
+$7.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$6.3M
5
CVE icon
Cenovus Energy
CVE
+$5.96M

Sector Composition

Rank Sector Weight
1 Financials 76.25%
2 Industrials 8.28%
3 Energy 7.83%
4 Technology 2.89%
5 Consumer Discretionary 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$29.3B
$26.7M 17.52%
110,000
-8,000
-7% -$2.45M
MIAX
2
Miami International Holdings
MIAX
$4.12B
$22.3M 14.63%
600,000
-63,810
-10% -$2.85M
BAC icon
3
Bank of America
BAC
$438B
$21.1M 13.85%
370,400
+20,400
+6% +$1.08M
KKR icon
4
KKR & Co
KKR
$90.7B
$18.3M 12.05%
200,000
– –
ICE icon
5
Intercontinental Exchange
ICE
$88.4B
$12.3M 8.08%
100,000
– –
EFXT
6
Enerflex
EFXT
$2.8B
$10.1M 6.62%
411,000
– –
MFC icon
7
Manulife Financial
MFC
$72.1B
$9.88M 6.49%
+244,000
New +$9.44M
ELVA
8
Electrovaya
ELVA
$318M
$4.18M 2.74%
398,000
– –
AMZN icon
9
Amazon
AMZN
$2.77T
$2.21M 1.45%
9,300
– –
CVE icon
10
Cenovus Energy
CVE
$61.1B
$1.85M 1.22%
74,800
-216,000
-74% -$5.96M
ATS icon
11
ATS Corp
ATS
$1.88B
$1.75M 1.15%
60,800
– –
V icon
12
Visa
V
$692B
$1.75M 1.15%
5,100
– –
AMAT icon
13
Applied Materials
AMAT
$362B
$1.59M 1.04%
+2,200
New +$1.02M
VRT icon
14
Vertiv
VRT
$99B
$1.47M 0.97%
4,400
+800
+22% +$254K
JPM icon
15
JPMorgan Chase
JPM
$947B
$1.34M 0.88%
4,100
– –
AAMI
16
Acadian Asset Management
AAMI
$3.23B
$1.25M 0.82%
+17,500
New +$1.22M
IBKR icon
17
Interactive Brokers
IBKR
$41.4B
$1.21M 0.79%
13,900
– –
BEPC icon
18
Brookfield Renewable
BEPC
$5.71B
$1.16M 0.76%
+31,200
New +$1.21M
RBA icon
19
RB Global
RBA
$15.5B
$1.15M 0.76%
+9,900
New +$1.04M
KRE icon
20
State Street SPDR S&P Regional Banking ETF
KRE
$4.3B
$1.07M 0.7%
+14,300
New +$1M
RHP icon
21
Ryman Hospitality Properties
RHP
$8.42B
$912K 0.6%
+7,100
New +$788K
LIN icon
22
Linde
LIN
$215B
$882K 0.58%
+1,700
New +$861K
NVDA icon
23
NVIDIA
NVDA
$5.27T
$880K 0.58%
4,400
– –
AIT icon
24
Applied Industrial Technologies
AIT
$11.9B
$879K 0.58%
+2,600
New +$798K
J icon
25
Jacobs Solutions
J
$16.6B
$869K 0.57%
6,900
-4,100
-37% -$504K
1
2 3

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TC
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CL
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Caldwell Investment Management's Q2 2026 Portfolio in Review

As of Q2 2026, Caldwell Investment Management held 68 positions worth $152M, down 40% from $255M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Caldwell Investment Management withdrew a net $104M in Q2 2026, closing 35 positions and reducing 6 holdings. Its most notable exit was Morgan Stanley, an estimated $39.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 76% of assets, up from 67% a quarter earlier, followed by Industrials and Energy.

Against the trend, Caldwell Investment Management opened a new position in Manulife Financial worth $9.88M.

  • Caldwell Investment Management's largest Q2 2026 buy was Manulife Financial: 244,000 shares worth $9.88M.
  • Caldwell Investment Management added most to Bank of America in Q2 2026, an estimated $1.08M increase.
  • Caldwell Investment Management's biggest Q2 2026 reduction was Agnico Eagle Mines, cutting an estimated $6.3M.
  • Caldwell Investment Management fully exited Morgan Stanley in Q2 2026, selling an estimated $39.6M.
  • Caldwell Investment Management's ten largest holdings make up 85% of its $152M portfolio in Q2 2026.
  • Caldwell Investment Management opened 11 new positions and closed 35 in Q2 2026.
  • Caldwell Investment Management's portfolio value fell 40% quarter-over-quarter to $152M.

Based on Caldwell Investment Management's 13F filing for Q2 2026, filed 11 Aug 2026.