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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+2.66%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$92.5M
Cap. Flow
+$107M
Cap. Flow %
41.93%
Top 10 Hldgs %
70.63%
Holding
65
New
36
Increased
2
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$43.3M
2
BAC icon
Bank of America
BAC
+$18.1M
3
C icon
Citigroup
C
+$8.54M
4
SII
Sprott
SII
+$7.67M
5
KGC icon
Kinross Gold
KGC
+$5.58M

Top Sells

Rank Stock Value
1
MFC icon
Manulife Financial
MFC
+$3.83M
2
MIAX
Miami International Holdings
MIAX
+$3.09M
3
BABA icon
Alibaba
BABA
+$2.95M
4
JPM icon
JPMorgan Chase
JPM
+$2.61M
5
AEM icon
Agnico Eagle Mines
AEM
+$2.12M

Sector Composition

Rank Sector Weight
1 Financials 66.65%
2 Energy 9.65%
3 Industrials 8.13%
4 Technology 5.53%
5 Materials 4.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
1
Morgan Stanley
MS
$321B
$39.6M 15.54%
+250,000
New +$43.3M
CBOE icon
2
Cboe Global Markets
CBOE
$32.2B
$33.4M 13.07%
118,000
– –
MIAX
3
Miami International Holdings
MIAX
$4.43B
$24.9M 9.77%
663,810
-75,000
-10% -$3.09M
KKR icon
4
KKR & Co
KKR
$89.7B
$18.1M 7.09%
200,000
– –
BAC icon
5
Bank of America
BAC
$434B
$16.6M 6.49%
+350,000
New +$18.1M
ICE icon
6
Intercontinental Exchange
ICE
$87.4B
$15.7M 6.16%
100,000
– –
EFXT
7
Enerflex
EFXT
$2.57B
$8.45M 3.31%
411,000
– –
C icon
8
Citigroup
C
$215B
$8.06M 3.16%
+75,000
New +$8.54M
CVE icon
9
Cenovus Energy
CVE
$53.9B
$7.74M 3.03%
290,800
+180,000
+162% +$3.84M
SII
10
Sprott
SII
$2.67B
$7.7M 3.02%
+57,300
New +$7.67M
AEM icon
11
Agnico Eagle Mines
AEM
$70.6B
$7.1M 2.78%
37,000
-10,200
-22% -$2.12M
KGC icon
12
Kinross Gold
KGC
$27.3B
$4.88M 1.91%
+170,300
New +$5.58M
CCJ icon
13
Cameco
CCJ
$36.6B
$4.22M 1.65%
41,000
– –
ELVA
14
Electrovaya
ELVA
$373M
$2.87M 1.13%
398,000
– –
LHX icon
15
L3Harris
LHX
$55.5B
$2.59M 1.01%
+7,600
New +$2.66M
RY icon
16
Royal Bank of Canada
RY
$288B
$2.46M 0.97%
+15,600
New +$2.61M
CLS icon
17
Celestica
CLS
$36.8B
$2.29M 0.9%
8,900
– –
OVV icon
18
Ovintiv
OVV
$16.8B
$2.12M 0.83%
+34,900
New +$1.68M
PFE icon
19
Pfizer
PFE
$144B
$2.09M 0.82%
+75,000
New +$2M
FIX icon
20
Comfort Systems
FIX
$53.1B
$2.04M 0.8%
+1,600
New +$2.03M
MCK icon
21
McKesson
MCK
$105B
$1.89M 0.74%
2,200
– –
AMZN icon
22
Amazon
AMZN
$2.46T
$1.87M 0.73%
9,300
– –
MSI icon
23
Motorola Solutions
MSI
$72.6B
$1.79M 0.7%
+4,200
New +$1.82M
TJX icon
24
TJX Companies
TJX
$180B
$1.73M 0.68%
+11,100
New +$1.73M
CAE icon
25
CAE Inc. Common Shares
CAE
$8.36B
$1.69M 0.66%
+66,100
New +$2M
1
2 3

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Caldwell Investment Management's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Investment Management held 65 positions worth $255M, up 57% from $163M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Caldwell Investment Management deployed $107M of net new capital in Q1 2026, opening 36 new positions and adding to 2 existing holdings. Its largest new stake was Morgan Stanley: 250,000 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 67% of assets, down from 71% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was Miami International Holdings, an estimated $3.09M trimmed.

  • Caldwell Investment Management's largest Q1 2026 buy was Morgan Stanley: 250,000 shares worth $39.6M.
  • Caldwell Investment Management added most to Cenovus Energy in Q1 2026, an estimated $3.84M increase.
  • Caldwell Investment Management's biggest Q1 2026 reduction was Miami International Holdings, cutting an estimated $3.09M.
  • Caldwell Investment Management fully exited Manulife Financial in Q1 2026, selling an estimated $3.83M.
  • Caldwell Investment Management's ten largest holdings make up 71% of its $255M portfolio in Q1 2026.
  • Caldwell Investment Management opened 36 new positions and closed 8 in Q1 2026.
  • Caldwell Investment Management's portfolio value rose 57% quarter-over-quarter to $255M.

Based on Caldwell Investment Management's 13F filing for Q1 2026, filed 14 May 2026.