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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$101M
AUM Growth
+$6.11M
Cap. Flow
+$1.07M
Cap. Flow %
1.06%
Top 10 Hldgs %
81.74%
Holding
31
New
5
Increased
4
Reduced
2
Closed
8

Top Buys

Rank Stock Value
1
AGI icon
Alamos Gold
AGI
+$3.96M
2
QSR icon
Restaurant Brands International
QSR
+$3.15M
3
APH icon
Amphenol
APH
+$2.4M
4
MA icon
Mastercard
MA
+$2.16M
5
FDX icon
FedEx
FDX
+$2.15M

Top Sells

Rank Stock Value
1
CVE icon
Cenovus Energy
CVE
+$2.96M
2
EOG icon
EOG Resources
EOG
+$2.27M
3
BAH icon
Booz Allen Hamilton
BAH
+$1.76M
4
MCK icon
McKesson
MCK
+$1.71M
5
UNH icon
UnitedHealth
UNH
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 51.05%
2 Technology 17.41%
3 Industrials 11.5%
4 Consumer Discretionary 9.64%
5 Materials 4.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$30.1B
$14.8M 14.64%
110,000
– –
KKR icon
2
KKR & Co
KKR
$97.2B
$10.5M 10.41%
200,000
– –
ICE icon
3
Intercontinental Exchange
ICE
$83.8B
$10.4M 10.34%
100,000
– –
BAC icon
4
Bank of America
BAC
$440B
$10M 9.92%
350,000
– –
GIB icon
5
CGI
GIB
$15.4B
$9.99M 9.9%
103,712
– –
STN icon
6
Stantec
STN
$8.28B
$9.18M 9.1%
157,100
– –
QSR icon
7
Restaurant Brands International
QSR
$25.6B
$8.2M 8.13%
122,300
+48,400
+65% +$3.15M
AGI icon
8
Alamos Gold
AGI
$12B
$4.46M 4.42%
+365,600
New +$3.96M
APH icon
9
Amphenol
APH
$211B
$2.48M 2.46%
+60,800
New +$2.4M
AVGO icon
10
Broadcom
AVGO
$1.99T
$2.44M 2.42%
38,000
+11,000
+41% +$662K
FDX icon
11
FedEx
FDX
$74.1B
$2.42M 2.4%
+10,600
New +$2.15M
MA icon
12
Mastercard
MA
$500B
$2.16M 2.14%
+5,938
New +$2.16M
DGX icon
13
Quest Diagnostics
DGX
$25.8B
$1.67M 1.65%
11,800
– –
AMZN icon
14
Amazon
AMZN
$2.99T
$1.52M 1.5%
14,700
+9,500
+183% +$918K
JPM icon
15
JPMorgan Chase
JPM
$950B
$1.49M 1.48%
11,460
– –
COST icon
16
Costco
COST
$420B
$1.49M 1.48%
+3,000
New +$1.47M
ANSS
17
DELISTED
Ansys
ANSS
$1.46M 1.45%
4,400
+1,900
+76% +$536K
UNH icon
18
UnitedHealth
UNH
$370B
$1.27M 1.26%
2,690
-3,431
-56% -$1.66M
DOX icon
19
Amdocs
DOX
$6.02B
$1.19M 1.18%
12,400
-6,300
-34% -$583K
V icon
20
Visa
V
$690B
$1.15M 1.14%
5,100
– –
SPGI icon
21
S&P Global
SPGI
$122B
$992K 0.98%
2,880
– –
AQN icon
22
Algonquin Power & Utilities
AQN
$4.46B
$858K 0.85%
102,402
– –
TCN
23
DELISTED
Tricon Residential Inc.
TCN
$742K 0.74%
95,740
– –
BAH icon
24
Booz Allen Hamilton
BAH
$8.85B
– –
-16,800
Closed -$1.76M
CVE icon
25
Cenovus Energy
CVE
$53B
– –
-152,400
Closed -$2.96M
1
2

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2
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Caldwell Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Investment Management held 31 positions worth $101M, up 6.4% from $94.7M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Caldwell Investment Management's Q1 2023 filing shows 5 new, 4 increased, 2 reduced and 8 closed positions. Its largest new stake was Alamos Gold: 365,600 shares worth $4.46M. The largest sale was Cenovus Energy, an estimated $2.96M.

By sector, the portfolio is most concentrated in Financials at 51% of assets, down from 51% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Investment Management's largest Q1 2023 buy was Alamos Gold: 365,600 shares worth $4.46M.
  • Caldwell Investment Management added most to Restaurant Brands International in Q1 2023, an estimated $3.15M increase.
  • Caldwell Investment Management's biggest Q1 2023 reduction was UnitedHealth, cutting an estimated $1.66M.
  • Caldwell Investment Management fully exited Cenovus Energy in Q1 2023, selling an estimated $2.96M.
  • Caldwell Investment Management's ten largest holdings make up 82% of its $101M portfolio in Q1 2023.
  • Caldwell Investment Management opened 5 new positions and closed 8 in Q1 2023.
  • Caldwell Investment Management's portfolio value rose 6.4% quarter-over-quarter to $101M.

Based on Caldwell Investment Management's 13F filing for Q1 2023, filed 16 May 2023.