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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+13.44%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
+$36.9M
Cap. Flow
+$27.3M
Cap. Flow %
17.92%
Top 10 Hldgs %
83%
Holding
32
New
12
Increased
1
Reduced
1
Closed
6

Top Buys

Rank Stock Value
1
MIAX
Miami International Holdings
MIAX
+$24.3M
2
AGI icon
Alamos Gold
AGI
+$2.83M
3
BABA icon
Alibaba
BABA
+$2.62M
4
CCJ icon
Cameco
CCJ
+$2.44M
5
ELVA
Electrovaya
ELVA
+$2.02M

Top Sells

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$26.6M
2
AVGO icon
Broadcom
AVGO
+$1.87M
3
ANSS
Ansys
ANSS
+$1.68M
4
COST icon
Costco
COST
+$1.48M
5
J icon
Jacobs Solutions
J
+$1.44M

Sector Composition

Rank Sector Weight
1 Financials 52.84%
2 Industrials 10.52%
3 Materials 10.25%
4 Consumer Discretionary 5.16%
5 Technology 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$30.5B
$29M 19.07%
118,000
– –
MIAX
2
Miami International Holdings
MIAX
$4.41B
$27.1M 17.76%
+663,810
New +$24.3M
ICE icon
3
Intercontinental Exchange
ICE
$83.6B
$16.8M 11.02%
100,000
– –
AEM icon
4
Agnico Eagle Mines
AEM
$77B
$9.79M 6.43%
58,700
– –
STN icon
5
Stantec
STN
$8.22B
$6.12M 4.02%
57,900
– –
RBA icon
6
RB Global
RBA
$20.7B
$5.89M 3.87%
54,800
– –
AGI icon
7
Alamos Gold
AGI
$12.1B
$5.82M 3.82%
168,000
+99,000
+143% +$2.83M
JPM icon
8
JPMorgan Chase
JPM
$955B
$4.01M 2.63%
12,700
– –
BABA icon
9
Alibaba
BABA
$310B
$3.6M 2.36%
+20,000
New +$2.62M
CCJ icon
10
Cameco
CCJ
$41B
$2.66M 1.75%
+31,500
New +$2.44M
ELVA
11
Electrovaya
ELVA
$459M
$2.42M 1.59%
+398,000
New +$2.02M
AMZN icon
12
Amazon
AMZN
$3T
$2.07M 1.36%
9,300
– –
IDCC icon
13
InterDigital
IDCC
$8.26B
$1.92M 1.26%
5,500
– –
CVE icon
14
Cenovus Energy
CVE
$53.2B
$1.91M 1.26%
+110,800
New +$1.73M
IBKR icon
15
Interactive Brokers
IBKR
$39.6B
$1.86M 1.22%
27,100
-3,300
-11% -$208K
V icon
16
Visa
V
$692B
$1.73M 1.14%
5,100
– –
MCK icon
17
McKesson
MCK
$97.4B
$1.68M 1.1%
+2,200
New +$1.55M
ATS icon
18
ATS Corp
ATS
$2.73B
$1.6M 1.05%
60,800
– –
META icon
19
Meta Platforms (Facebook)
META
$1.5T
$1.56M 1.02%
+2,100
New +$1.56M
NOW icon
20
ServiceNow
NOW
$120B
$1.32M 0.86%
+7,000
New +$1.31M
BKNG icon
21
Booking.com
BKNG
$150B
$1.23M 0.81%
+5,625
New +$1.26M
GIB icon
22
CGI
GIB
$15.2B
$1.15M 0.75%
12,910
– –
TKO icon
23
TKO Group
TKO
$13.9B
$1.03M 0.67%
+5,000
New +$914K
ORLY icon
24
O'Reilly Automotive
ORLY
$74.8B
$968K 0.64%
9,000
– –
ACN icon
25
Accenture
ACN
$103B
$790K 0.52%
+3,200
New +$834K
1
2

Similar funds

JFG
Juno Financial Group Richmond, Virginia $255M AUM
2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return
IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return

Caldwell Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Investment Management held 32 positions worth $152M, up 32% from $115M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Caldwell Investment Management deployed $27.3M of net new capital in Q3 2025, opening 12 new positions and adding to 1 existing holding. Its largest new stake was Miami International Holdings: 663,810 shares worth $27.1M.

By sector, the portfolio is most concentrated in Financials at 53% of assets, down from 69% a quarter earlier, followed by Industrials and Materials.

On the sell side, the largest reduction was Interactive Brokers, an estimated $208K trimmed.

  • Caldwell Investment Management's largest Q3 2025 buy was Miami International Holdings: 663,810 shares worth $27.1M.
  • Caldwell Investment Management added most to Alamos Gold in Q3 2025, an estimated $2.83M increase.
  • Caldwell Investment Management's biggest Q3 2025 reduction was Interactive Brokers, cutting an estimated $208K.
  • Caldwell Investment Management fully exited KKR & Co in Q3 2025, selling an estimated $26.6M.
  • Caldwell Investment Management's ten largest holdings make up 83% of its $152M portfolio in Q3 2025.
  • Caldwell Investment Management opened 12 new positions and closed 6 in Q3 2025.
  • Caldwell Investment Management's portfolio value rose 32% quarter-over-quarter to $152M.

Based on Caldwell Investment Management's 13F filing for Q3 2025, filed 27 Oct 2025.