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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+1.21%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$126M
AUM Growth
-$1.65M
Cap. Flow
+$1.61M
Cap. Flow %
1.28%
Top 10 Hldgs %
77.46%
Holding
39
New
6
Increased
3
Reduced
7
Closed
6

Top Buys

Rank Stock Value
1
CVE icon
Cenovus Energy
CVE
+$9.48M
2
JPM icon
JPMorgan Chase
JPM
+$1.69M
3
BAH icon
Booz Allen Hamilton
BAH
+$963K
4
CME icon
CME Group
CME
+$904K
5
EOG icon
EOG Resources
EOG
+$869K

Top Sells

Rank Stock Value
1
ANSS
Ansys
ANSS
+$1.58M
2
BR icon
Broadridge
BR
+$1.53M
3
EVR icon
Evercore
EVR
+$1.34M
4
IBP icon
Installed Building Products
IBP
+$1.29M
5
NSP icon
Insperity
NSP
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 48%
2 Real Estate 11.35%
3 Energy 10.39%
4 Industrials 8.25%
5 Materials 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
1
Bank of America
BAC
$440B
$15M 11.89%
350,000
– –
ICE icon
2
Intercontinental Exchange
ICE
$83.8B
$14.7M 11.63%
109,565
– –
TCN
3
DELISTED
Tricon Residential Inc.
TCN
$14.3M 11.35%
877,000
– –
CBOE icon
4
Cboe Global Markets
CBOE
$30.1B
$12.6M 9.96%
110,000
– –
KKR icon
5
KKR & Co
KKR
$97.2B
$11.8M 9.37%
200,000
– –
CVE icon
6
Cenovus Energy
CVE
$53B
$10.4M 8.23%
+625,000
New +$9.48M
NTR icon
7
Nutrien
NTR
$32.1B
$9.31M 7.37%
91,400
-13,900
-13% -$1.15M
UNH icon
8
UnitedHealth
UNH
$370B
$3.83M 3.03%
7,351
-1,040
-12% -$502K
NVEI
9
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
$3.74M 2.96%
49,300
– –
SPGI icon
10
S&P Global
SPGI
$122B
$2.12M 1.68%
5,071
– –
DGX icon
11
Quest Diagnostics
DGX
$25.8B
$1.96M 1.55%
14,100
– –
V icon
12
Visa
V
$690B
$1.86M 1.47%
8,300
– –
TFII icon
13
TFI International
TFII
$11.6B
$1.82M 1.44%
16,900
– –
GIB icon
14
CGI
GIB
$15.4B
$1.81M 1.43%
22,410
– –
DVN icon
15
Devon Energy
DVN
$50.8B
$1.79M 1.41%
29,500
+6,600
+29% +$357K
STN icon
16
Stantec
STN
$8.28B
$1.78M 1.41%
35,200
– –
DOX icon
17
Amdocs
DOX
$6.02B
$1.7M 1.35%
20,600
– –
JPM icon
18
JPMorgan Chase
JPM
$950B
$1.61M 1.27%
+11,460
New +$1.69M
AQN icon
19
Algonquin Power & Utilities
AQN
$4.46B
$1.57M 1.24%
101,273
+1,273
+1% +$18.4K
KEYS icon
20
Keysight
KEYS
$58.3B
$1.43M 1.13%
8,800
+2,235
+34% +$372K
BBU
21
DELISTED
Brookfield Business Partners
BBU
$1.39M 1.1%
45,200
-25,222
-36% -$715K
BAH icon
22
Booz Allen Hamilton
BAH
$8.85B
$1.05M 0.83%
+11,700
New +$963K
BR icon
23
Broadridge
BR
$19.5B
$1.04M 0.83%
6,700
-10,000
-60% -$1.53M
AVGO icon
24
Broadcom
AVGO
$1.99T
$1.04M 0.83%
16,520
-11,550
-41% -$686K
APH icon
25
Amphenol
APH
$211B
$967K 0.77%
25,200
– –
1
2

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2
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GAMC
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TIA
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WWM
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KAM
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IGM
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LIA
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Caldwell Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Caldwell Investment Management held 39 positions worth $126M, down 1.3% from $128M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Caldwell Investment Management's Q1 2022 filing shows 6 new, 3 increased, 7 reduced and 6 closed positions. Its largest new stake was Cenovus Energy: 625,000 shares worth $10.4M. The largest sale was Ansys, an estimated $1.58M.

By sector, the portfolio is most concentrated in Financials at 48% of assets, down from 51% a quarter earlier, followed by Real Estate and Energy.

  • Caldwell Investment Management's largest Q1 2022 buy was Cenovus Energy: 625,000 shares worth $10.4M.
  • Caldwell Investment Management added most to Keysight in Q1 2022, an estimated $372K increase.
  • Caldwell Investment Management's biggest Q1 2022 reduction was Broadridge, cutting an estimated $1.53M.
  • Caldwell Investment Management fully exited Ansys in Q1 2022, selling an estimated $1.58M.
  • Caldwell Investment Management's ten largest holdings make up 77% of its $126M portfolio in Q1 2022.
  • Caldwell Investment Management opened 6 new positions and closed 6 in Q1 2022.
  • Caldwell Investment Management's portfolio value fell 1.3% quarter-over-quarter to $126M.

Based on Caldwell Investment Management's 13F filing for Q1 2022, filed 29 Apr 2022.