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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+5.1%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$13.5M
Cap. Flow
-$13.1M
Cap. Flow %
-9.75%
Top 10 Hldgs %
80.5%
Holding
39
New
5
Increased
3
Reduced
7
Closed
8

Top Buys

Rank Stock Value
1
AGI icon
Alamos Gold
AGI
+$4.4M
2
JPM icon
JPMorgan Chase
JPM
+$1.12M
3
CBOE icon
Cboe Global Markets
CBOE
+$913K
4
MCK icon
McKesson
MCK
+$742K
5
IDCC icon
InterDigital
IDCC
+$624K

Top Sells

Rank Stock Value
1
MFC icon
Manulife Financial
MFC
+$3.14M
2
CLS icon
Celestica
CLS
+$2.33M
3
VRT icon
Vertiv
VRT
+$1.94M
4
TTEK icon
Tetra Tech
TTEK
+$1.85M
5
ARES icon
Ares Management
ARES
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 66.49%
2 Industrials 10.88%
3 Materials 10.11%
4 Technology 4.95%
5 Energy 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$30.3B
$25.3M 18.78%
114,400
+4,400
+4% +$913K
KKR icon
2
KKR & Co
KKR
$94.1B
$22.8M 16.93%
200,000
-12,400
-6% -$1.71M
ICE icon
3
Intercontinental Exchange
ICE
$83.8B
$17.4M 12.88%
100,000
– –
BAC icon
4
Bank of America
BAC
$443B
$14.3M 10.64%
350,000
– –
AEM icon
5
Agnico Eagle Mines
AEM
$83B
$8.46M 6.28%
79,100
-8,600
-10% -$822K
RBA icon
6
RB Global
RBA
$17.8B
$5.34M 3.96%
54,800
– –
AGI icon
7
Alamos Gold
AGI
$13B
$5.17M 3.84%
+195,300
New +$4.4M
WCN
8
Waste Connections
WCN
$41.4B
$4.01M 2.98%
20,900
– –
JPM icon
9
JPMorgan Chase
JPM
$958B
$3.07M 2.27%
12,700
+4,400
+53% +$1.12M
CCJ icon
10
Cameco
CCJ
$41.2B
$2.62M 1.95%
63,000
– –
MFC icon
11
Manulife Financial
MFC
$73.8B
$2.37M 1.75%
77,200
-103,800
-57% -$3.14M
COST icon
12
Costco
COST
$417B
$2.22M 1.64%
2,400
– –
AMZN icon
13
Amazon
AMZN
$2.94T
$1.78M 1.32%
9,300
-2,700
-23% -$586K
V icon
14
Visa
V
$687B
$1.74M 1.29%
5,100
– –
STN icon
15
Stantec
STN
$8.32B
$1.71M 1.27%
20,900
– –
CLS icon
16
Celestica
CLS
$42.4B
$1.68M 1.25%
20,400
-22,000
-52% -$2.33M
ATS icon
17
ATS Corp
ATS
$2.72B
$1.57M 1.16%
60,800
+12,700
+26% +$354K
ANSS
18
DELISTED
Ansys
ANSS
$1.51M 1.12%
4,800
– –
MA icon
19
Mastercard
MA
$500B
$1.5M 1.12%
2,800
– –
UNH icon
20
UnitedHealth
UNH
$376B
$1.38M 1.02%
2,690
– –
J icon
21
Jacobs Solutions
J
$16.9B
$1.33M 0.98%
11,110
– –
GIB icon
22
CGI
GIB
$15.1B
$1.26M 0.94%
12,910
– –
IBKR icon
23
Interactive Brokers
IBKR
$40B
$1.11M 0.83%
27,200
– –
ACN icon
24
Accenture
ACN
$103B
$968K 0.72%
3,200
– –
MCK icon
25
McKesson
MCK
$99.3B
$797K 0.59%
+1,200
New +$742K
1
2

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2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return
IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return
LIA
LifePlan Investment Advisors Raleigh, North Carolina $254M AUM 17.26% 1-Year Est. Return

Caldwell Investment Management's Q1 2025 Portfolio in Review

As of Q1 2025, Caldwell Investment Management held 39 positions worth $135M, down 9.1% from $148M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Caldwell Investment Management withdrew a net $13.1M in Q1 2025, closing 8 positions and reducing 7 holdings. Its most notable exit was Vertiv, an estimated $1.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 66% of assets, up from 65% a quarter earlier, followed by Industrials and Materials.

Against the trend, Caldwell Investment Management opened a new position in Alamos Gold worth $5.17M.

  • Caldwell Investment Management's largest Q1 2025 buy was Alamos Gold: 195,300 shares worth $5.17M.
  • Caldwell Investment Management added most to JPMorgan Chase in Q1 2025, an estimated $1.12M increase.
  • Caldwell Investment Management's biggest Q1 2025 reduction was Manulife Financial, cutting an estimated $3.14M.
  • Caldwell Investment Management fully exited Vertiv in Q1 2025, selling an estimated $1.94M.
  • Caldwell Investment Management's ten largest holdings make up 81% of its $135M portfolio in Q1 2025.
  • Caldwell Investment Management opened 5 new positions and closed 8 in Q1 2025.
  • Caldwell Investment Management's portfolio value fell 9.1% quarter-over-quarter to $135M.

Based on Caldwell Investment Management's 13F filing for Q1 2025, filed 13 May 2025.