CIM

Caldwell Investment Management Portfolio holdings

AUM $163M
1-Year Est. Return 40.13%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+40.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$115M
AUM Growth
-$19.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
33
New
Increased
Reduced
Closed

Top Buys

1
+$3.56M
2
+$846K
3
+$821K
4
CBOE icon
Cboe Global Markets
CBOE
+$801K
5
AVGO icon
Broadcom
AVGO
+$695K

Top Sells

1
+$14.3M
2
+$4.01M
3
+$3.38M
4
CCJ icon
Cameco
CCJ
+$2.62M
5
AEM icon
Agnico Eagle Mines
AEM
+$2.37M

Sector Composition

1 Financials 68.92%
2 Industrials 14.38%
3 Materials 7.63%
4 Technology 5.32%
5 Consumer Discretionary 2.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$27.5M 23.81%
118,000
+3,600
2
$26.6M 23.02%
200,000
3
$18.3M 15.88%
100,000
4
$6.98M 6.05%
58,700
-20,400
5
$6.29M 5.45%
57,900
+37,000
6
$5.81M 5.03%
54,800
7
$3.68M 3.19%
12,700
8
$2.04M 1.77%
9,300
9
$1.94M 1.68%
60,800
10
$1.87M 1.62%
6,800
+3,200
11
$1.83M 1.59%
69,000
-126,300
12
$1.81M 1.57%
5,100
13
$1.68M 1.46%
4,800
14
$1.68M 1.46%
30,400
+3,200
15
$1.48M 1.28%
1,500
-900
16
$1.44M 1.25%
11,000
-110
17
$1.35M 1.17%
12,910
18
$1.23M 1.07%
5,500
+2,400
19
$1.12M 0.97%
+8,700
20
$810K 0.7%
+9,000
21
– –
-3,200
22
– –
-3,000
23
– –
-5,000
24
– –
-350,000
25
– –
-63,000
1
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