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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+6.71%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$148M
AUM Growth
+$5.7M
Cap. Flow
-$2.54M
Cap. Flow %
-1.71%
Top 10 Hldgs %
75.06%
Holding
37
New
5
Increased
5
Reduced
2
Closed
3

Top Buys

Rank Stock Value
1
CCJ icon
Cameco
CCJ
+$3.43M
2
BBU
Brookfield Business Partners
BBU
+$1.87M
3
META icon
Meta Platforms (Facebook)
META
+$1.58M
4
AVGO icon
Broadcom
AVGO
+$1.15M
5
IBKR icon
Interactive Brokers
IBKR
+$1.15M

Top Sells

Rank Stock Value
1
CLS icon
Celestica
CLS
+$6.92M
2
PRMW
Primo Water Corporation
PRMW
+$6.17M
3
FTAI icon
FTAI Aviation
FTAI
+$1.3M
4
CARR icon
Carrier Global
CARR
+$1.22M
5
IRM icon
Iron Mountain
IRM
+$688K

Sector Composition

Rank Sector Weight
1 Financials 65.35%
2 Industrials 14.8%
3 Technology 7.81%
4 Materials 4.59%
5 Energy 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
1
KKR & Co
KKR
$95.7B
$31.5M 21.22%
212,400
+5,900
+3% +$866K
CBOE icon
2
Cboe Global Markets
CBOE
$31.2B
$21.5M 14.51%
110,000
– –
BAC icon
3
Bank of America
BAC
$438B
$15.3M 10.35%
350,000
– –
ICE icon
4
Intercontinental Exchange
ICE
$85.2B
$14.9M 10.06%
100,000
– –
AEM icon
5
Agnico Eagle Mines
AEM
$74.6B
$6.81M 4.59%
87,700
+9,400
+12% +$775K
MFC icon
6
Manulife Financial
MFC
$74B
$5.53M 3.73%
181,000
– –
RBA icon
7
RB Global
RBA
$20.9B
$4.94M 3.33%
54,800
– –
CLS icon
8
Celestica
CLS
$39.3B
$3.97M 2.68%
42,400
-88,400
-68% -$6.92M
WCN
9
Waste Connections
WCN
$42.3B
$3.57M 2.41%
20,900
– –
CCJ icon
10
Cameco
CCJ
$39.1B
$3.23M 2.18%
+63,000
New +$3.43M
AMZN icon
11
Amazon
AMZN
$3.06T
$2.65M 1.79%
12,000
– –
AVGO icon
12
Broadcom
AVGO
$1.87T
$2.47M 1.67%
10,500
+6,200
+144% +$1.15M
COST icon
13
Costco
COST
$423B
$2.21M 1.49%
2,400
– –
JPM icon
14
JPMorgan Chase
JPM
$937B
$1.98M 1.34%
8,300
– –
VRT icon
15
Vertiv
VRT
$101B
$1.94M 1.31%
16,700
+6,700
+67% +$796K
TTEK icon
16
Tetra Tech
TTEK
$8.66B
$1.85M 1.25%
46,500
– –
ARES icon
17
Ares Management
ARES
$31.3B
$1.84M 1.24%
10,300
+5,900
+134% +$1.01M
BBU
18
DELISTED
Brookfield Business Partners
BBU
$1.73M 1.17%
+78,700
New +$1.87M
STN icon
19
Stantec
STN
$8.17B
$1.64M 1.1%
20,900
– –
ANSS
20
DELISTED
Ansys
ANSS
$1.62M 1.09%
4,800
– –
V icon
21
Visa
V
$683B
$1.61M 1.08%
5,100
– –
META icon
22
Meta Platforms (Facebook)
META
$1.5T
$1.59M 1.08%
+2,700
New +$1.58M
MA icon
23
Mastercard
MA
$500B
$1.47M 0.99%
2,800
– –
J icon
24
Jacobs Solutions
J
$16.4B
$1.47M 0.99%
11,110
– –
ATS icon
25
ATS Corp
ATS
$2.69B
$1.45M 0.98%
48,100
– –
1
2

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JFG
Juno Financial Group Richmond, Virginia $255M AUM
2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
PIP
Palisades Investment Partners Santa Monica, California $255M AUM 50.52% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return

Caldwell Investment Management's Q4 2024 Portfolio in Review

As of Q4 2024, Caldwell Investment Management held 37 positions worth $148M, up 4% from $143M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Caldwell Investment Management's Q4 2024 filing shows 5 new, 5 increased, 2 reduced and 3 closed positions. Its largest new stake was Cameco: 63,000 shares worth $3.23M. The largest sale was Celestica, an estimated $6.92M.

By sector, the portfolio is most concentrated in Financials at 65% of assets, up from 63% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Investment Management's largest Q4 2024 buy was Cameco: 63,000 shares worth $3.23M.
  • Caldwell Investment Management added most to Broadcom in Q4 2024, an estimated $1.15M increase.
  • Caldwell Investment Management's biggest Q4 2024 reduction was Celestica, cutting an estimated $6.92M.
  • Caldwell Investment Management fully exited Primo Water Corporation in Q4 2024, selling an estimated $6.17M.
  • Caldwell Investment Management's ten largest holdings make up 75% of its $148M portfolio in Q4 2024.
  • Caldwell Investment Management opened 5 new positions and closed 3 in Q4 2024.
  • Caldwell Investment Management's portfolio value rose 4% quarter-over-quarter to $148M.

Based on Caldwell Investment Management's 13F filing for Q4 2024, filed 14 Jan 2025.