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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+13.66%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$143M
AUM Growth
+$9.72M
Cap. Flow
-$5.92M
Cap. Flow %
-4.15%
Top 10 Hldgs %
78.46%
Holding
39
New
6
Increased
2
Reduced
6
Closed
7

Top Buys

Rank Stock Value
1
PRMW
Primo Water Corporation
PRMW
+$5.52M
2
ANSS
Ansys
ANSS
+$1.53M
3
CARR icon
Carrier Global
CARR
+$1.05M
4
ORCL icon
Oracle
ORCL
+$855K
5
KKR icon
KKR & Co
KKR
+$769K

Top Sells

Rank Stock Value
1
CCJ icon
Cameco
CCJ
+$6.47M
2
AVGO icon
Broadcom
AVGO
+$1.88M
3
DGX icon
Quest Diagnostics
DGX
+$1.61M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.18M
5
ESAB icon
ESAB
ESAB
+$962K

Sector Composition

Rank Sector Weight
1 Financials 62.93%
2 Industrials 14.78%
3 Technology 8.82%
4 Consumer Staples 5.82%
5 Materials 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
1
KKR & Co
KKR
$96.2B
$27.3M 19.12%
206,500
+6,500
+3% +$769K
CBOE icon
2
Cboe Global Markets
CBOE
$30.4B
$22.3M 15.62%
110,000
– –
ICE icon
3
Intercontinental Exchange
ICE
$83.9B
$15.9M 11.12%
100,000
– –
BAC icon
4
Bank of America
BAC
$443B
$13.8M 9.66%
350,000
– –
CLS icon
5
Celestica
CLS
$42B
$6.68M 4.69%
130,800
+5,800
+5% +$300K
AEM icon
6
Agnico Eagle Mines
AEM
$76.4B
$6.41M 4.49%
78,300
-4,800
-6% -$372K
PRMW
7
DELISTED
Primo Water Corporation
PRMW
$6.17M 4.33%
+247,000
New +$5.52M
MFC icon
8
Manulife Financial
MFC
$74.2B
$5.34M 3.75%
181,000
-33,800
-16% -$908K
RBA icon
9
RB Global
RBA
$20.7B
$4.4M 3.08%
54,800
– –
WCN
10
Waste Connections
WCN
$41.6B
$3.71M 2.6%
20,900
– –
AMZN icon
11
Amazon
AMZN
$2.99T
$2.25M 1.58%
12,000
– –
TTEK icon
12
Tetra Tech
TTEK
$8.85B
$2.16M 1.51%
46,500
– –
COST icon
13
Costco
COST
$418B
$2.12M 1.49%
2,400
– –
FTAI icon
14
FTAI Aviation
FTAI
$22.1B
$1.85M 1.3%
14,300
– –
JPM icon
15
JPMorgan Chase
JPM
$960B
$1.75M 1.22%
8,300
– –
J icon
16
Jacobs Solutions
J
$16.7B
$1.71M 1.2%
11,110
-2,189
-16% -$264K
STN icon
17
Stantec
STN
$8.16B
$1.68M 1.18%
20,900
– –
BAH icon
18
Booz Allen Hamilton
BAH
$8.69B
$1.67M 1.17%
10,300
– –
UNH icon
19
UnitedHealth
UNH
$371B
$1.56M 1.1%
2,690
– –
ANSS
20
DELISTED
Ansys
ANSS
$1.56M 1.09%
+4,800
New +$1.53M
GIB icon
21
CGI
GIB
$15.2B
$1.47M 1.03%
12,910
– –
ATS icon
22
ATS Corp
ATS
$2.73B
$1.43M 1%
48,100
– –
V icon
23
Visa
V
$687B
$1.4M 0.98%
5,100
– –
MA icon
24
Mastercard
MA
$501B
$1.38M 0.97%
2,800
– –
CARR icon
25
Carrier Global
CARR
$53.6B
$1.22M 0.85%
+15,100
New +$1.05M
1
2

Similar funds

JFG
Juno Financial Group Richmond, Virginia $255M AUM
2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return
IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return

Caldwell Investment Management's Q3 2024 Portfolio in Review

As of Q3 2024, Caldwell Investment Management held 39 positions worth $143M, up 7.3% from $133M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Caldwell Investment Management withdrew a net $5.92M in Q3 2024, closing 7 positions and reducing 6 holdings. Its most notable exit was Cameco, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Financials at 63% of assets, up from 59% a quarter earlier, followed by Industrials and Technology.

Against the trend, Caldwell Investment Management opened a new position in Primo Water Corporation worth $6.17M.

  • Caldwell Investment Management's largest Q3 2024 buy was Primo Water Corporation: 247,000 shares worth $6.17M.
  • Caldwell Investment Management added most to KKR & Co in Q3 2024, an estimated $769K increase.
  • Caldwell Investment Management's biggest Q3 2024 reduction was Broadcom, cutting an estimated $1.88M.
  • Caldwell Investment Management fully exited Cameco in Q3 2024, selling an estimated $6.47M.
  • Caldwell Investment Management's ten largest holdings make up 78% of its $143M portfolio in Q3 2024.
  • Caldwell Investment Management opened 6 new positions and closed 7 in Q3 2024.
  • Caldwell Investment Management's portfolio value rose 7.3% quarter-over-quarter to $143M.

Based on Caldwell Investment Management's 13F filing for Q3 2024, filed 7 Nov 2024.