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CIM
Caldwell Investment Management Portfolio holdings
AUM
$255M
1-Year Est. Return
36.87%
This Fund
S&P 500
This Quarter
Est. Return
+12.51%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$128M
AUM Growth
–
Cap. Flow
+$125M
Cap. Flow
% of AUM
97.83%
Top 10 Holdings %
Top 10 Hldgs %
73.74%
Holding
33
New
33
Increased
–
Reduced
–
Closed
–
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$15.9M |
| 2 |
KKR & Co
KKR
|
+$14.8M |
| 3 |
Intercontinental Exchange
ICE
|
+$14.5M |
| 4 |
Cboe Global Markets
CBOE
|
+$14.2M |
| 5 |
TCN
Tricon Residential Inc.
TCN
|
+$12.5M |
Top Sells
No sells this quarter
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 51.33% |
| 2 | Technology | 11.8% |
| 3 | Real Estate | 10.37% |
| 4 | Industrials | 9.95% |
| 5 | Materials | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Bank of America
BAC
$436B
| $15.7M | 12.26% |
+350,000
| New | +$15.9M |
|
|
2
Intercontinental Exchange
ICE
$84.8B
| $15.1M | 11.78% |
+109,565
| New | +$14.5M |
|
|
3
KKR & Co
KKR
$92.6B
| $15.1M | 11.76% |
+200,000
| New | +$14.8M |
|
|
4
Cboe Global Markets
CBOE
$30.8B
| $14.3M | 11.19% |
+110,000
| New | +$14.2M |
|
|
TCN
5
DELISTED
Tricon Residential Inc.
TCN
| $13.3M | 10.37% |
+877,000
| New | +$12.5M |
|
6
Nutrien
NTR
$32.3B
| $7.91M | 6.18% |
+105,300
| New | +$7.37M |
|
7
UnitedHealth
UNH
$378B
| $4.25M | 3.32% |
+8,391
| New | +$3.8M |
|
|
NVEI
8
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
| $3.31M | 2.59% |
+49,300
| New | +$4.86M |
|
9
Broadridge
BR
$18.2B
| $3.07M | 2.4% |
+16,700
| New | +$2.94M |
|
10
Quest Diagnostics
DGX
$25.7B
| $2.43M | 1.9% |
+14,100
| New | +$2.15M |
|
11
S&P Global
SPGI
$121B
| $2.4M | 1.87% |
+5,071
| New | +$2.32M |
|
|
BERY
12
DELISTED
Berry Global Group, Inc.
BERY
| $2.13M | 1.66% |
+31,363
| New | +$1.94M |
|
|
BBU
13
DELISTED
Brookfield Business Partners
BBU
| $2.09M | 1.63% |
+70,422
| New | +$2.13M |
|
14
CGI
GIB
$15.1B
| $1.99M | 1.56% |
+22,410
| New | +$1.96M |
|
15
Stantec
STN
$8.12B
| $1.98M | 1.54% |
+35,200
| New | +$1.9M |
|
16
TFI International
TFII
$11.1B
| $1.88M | 1.47% |
+16,900
| New | +$1.84M |
|
17
Broadcom
AVGO
$1.85T
| $1.87M | 1.46% |
+28,070
| New | +$1.58M |
|
18
Visa
V
$683B
| $1.82M | 1.42% |
+8,300
| New | +$1.78M |
|
|
ANSS
19
DELISTED
Ansys
ANSS
| $1.58M | 1.23% |
+3,860
| New | +$1.48M |
|
20
Tetra Tech
TTEK
$8.64B
| $1.57M | 1.23% |
+46,500
| New | +$1.6M |
|
21
Amdocs
DOX
$5.95B
| $1.56M | 1.22% |
+20,600
| New | +$1.55M |
|
22
Algonquin Power & Utilities
AQN
$4.46B
| $1.45M | 1.13% |
+100,000
| New | +$1.43M |
|
23
Keysight
KEYS
$54.8B
| $1.37M | 1.07% |
+6,565
| New | +$1.23M |
|
24
Evercore
EVR
$12.1B
| $1.34M | 1.05% |
+9,850
| New | +$1.44M |
|
25
Installed Building Products
IBP
$6.16B
| $1.29M | 1.01% |
+9,300
| New | +$1.19M |
|
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Caldwell Investment Management's Q4 2021 Portfolio in Review
Q4 2021 is the first quarter with a 13F filing on record for Caldwell Investment Management, which disclosed 33 positions worth $128M. Its ten largest holdings account for 74% of the portfolio.
Its largest position is Bank of America: 350,000 shares worth $15.7M.
By sector, the portfolio is most concentrated in Financials at 51% of assets, followed by Technology and Real Estate.
- Caldwell Investment Management's largest Q4 2021 buy was Bank of America: 350,000 shares worth $15.7M.
- Caldwell Investment Management's ten largest holdings make up 74% of its $128M portfolio in Q4 2021.
- Caldwell Investment Management disclosed 33 positions in Q4 2021, its first 13F filing on record.
Based on Caldwell Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.