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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$103M
AUM Growth
-$29.4M
Cap. Flow
-$32.8M
Cap. Flow %
-31.87%
Top 10 Hldgs %
79.23%
Holding
34
New
5
Increased
2
Reduced
7
Closed
7

Top Buys

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$1.86M
2
J icon
Jacobs Solutions
J
+$1.43M
3
STN icon
Stantec
STN
+$1.39M
4
MCK icon
McKesson
MCK
+$1.05M
5
BABA icon
Alibaba
BABA
+$915K

Top Sells

Rank Stock Value
1
QSR icon
Restaurant Brands International
QSR
+$9.41M
2
GFL icon
GFL Environmental
GFL
+$7.06M
3
GIB icon
CGI
GIB
+$6.72M
4
TAC icon
TransAlta
TAC
+$6.54M
5
CCJ icon
Cameco
CCJ
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 52.99%
2 Industrials 22.93%
3 Energy 9.99%
4 Technology 4.56%
5 Healthcare 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$30.7B
$17.1M 16.6%
110,000
– –
KKR icon
2
KKR & Co
KKR
$95B
$12.2M 11.9%
200,000
– –
STN icon
3
Stantec
STN
$8.15B
$11.2M 10.91%
173,000
+20,900
+14% +$1.39M
ICE icon
4
Intercontinental Exchange
ICE
$84.8B
$10.9M 10.63%
100,000
– –
BAC icon
5
Bank of America
BAC
$438B
$9.52M 9.26%
350,000
– –
CCJ icon
6
Cameco
CCJ
$40.2B
$7.48M 7.27%
188,600
-61,400
-25% -$2.17M
ATS icon
7
ATS Corp
ATS
$2.72B
$6.45M 6.27%
151,400
-35,400
-19% -$1.56M
ESAB icon
8
ESAB
ESAB
$5.65B
$2.34M 2.27%
33,500
+10,000
+43% +$696K
COST icon
9
Costco
COST
$417B
$2.13M 2.07%
3,800
– –
FDX icon
10
FedEx
FDX
$72.9B
$2.08M 2.02%
7,900
-2,700
-25% -$702K
COP icon
11
ConocoPhillips
COP
$142B
$1.9M 1.85%
+16,000
New +$1.86M
MA icon
12
Mastercard
MA
$497B
$1.9M 1.85%
4,838
-1,100
-19% -$442K
AMZN icon
13
Amazon
AMZN
$2.99T
$1.86M 1.81%
12,400
-2,300
-16% -$308K
JPM icon
14
JPMorgan Chase
JPM
$952B
$1.65M 1.61%
11,460
– –
J icon
15
Jacobs Solutions
J
$16.5B
$1.49M 1.45%
+13,299
New +$1.43M
UNH icon
16
UnitedHealth
UNH
$376B
$1.35M 1.31%
2,690
– –
ANSS
17
DELISTED
Ansys
ANSS
$1.3M 1.27%
4,400
– –
GIB icon
18
CGI
GIB
$15.2B
$1.27M 1.24%
12,910
-65,802
-84% -$6.72M
DGX icon
19
Quest Diagnostics
DGX
$25.4B
$1.21M 1.18%
11,800
– –
V icon
20
Visa
V
$679B
$1.17M 1.13%
5,100
– –
MCK icon
21
McKesson
MCK
$96.2B
$1.08M 1.05%
+2,500
New +$1.05M
AVGO icon
22
Broadcom
AVGO
$1.95T
$1.07M 1.04%
13,000
-9,000
-41% -$780K
DOX icon
23
Amdocs
DOX
$5.85B
$1.04M 1.01%
12,400
– –
MPC icon
24
Marathon Petroleum
MPC
$88.9B
$887K 0.86%
+5,900
New +$822K
BABA icon
25
Alibaba
BABA
$305B
$862K 0.84%
+10,000
New +$915K
1
2

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JFG
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2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
PIP
Palisades Investment Partners Santa Monica, California $255M AUM 50.52% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return

Caldwell Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Investment Management held 34 positions worth $103M, down 22% from $132M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Caldwell Investment Management withdrew a net $32.8M in Q3 2023, closing 7 positions and reducing 7 holdings. Its most notable exit was Restaurant Brands International, an estimated $9.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, up from 41% a quarter earlier, followed by Industrials and Energy.

Against the trend, Caldwell Investment Management opened a new position in ConocoPhillips worth $1.9M.

  • Caldwell Investment Management's largest Q3 2023 buy was ConocoPhillips: 16,000 shares worth $1.9M.
  • Caldwell Investment Management added most to Stantec in Q3 2023, an estimated $1.39M increase.
  • Caldwell Investment Management's biggest Q3 2023 reduction was CGI, cutting an estimated $6.72M.
  • Caldwell Investment Management fully exited Restaurant Brands International in Q3 2023, selling an estimated $9.41M.
  • Caldwell Investment Management's ten largest holdings make up 79% of its $103M portfolio in Q3 2023.
  • Caldwell Investment Management opened 5 new positions and closed 7 in Q3 2023.
  • Caldwell Investment Management's portfolio value fell 22% quarter-over-quarter to $103M.

Based on Caldwell Investment Management's 13F filing for Q3 2023, filed 25 Oct 2023.