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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+5.06%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$163M
AUM Growth
+$10.3M
Cap. Flow
+$4.82M
Cap. Flow %
2.97%
Top 10 Hldgs %
83.04%
Holding
35
New
9
Increased
2
Reduced
4
Closed
6

Top Buys

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$24.9M
2
EFXT
Enerflex
EFXT
+$5.46M
3
MFC icon
Manulife Financial
MFC
+$3.56M
4
MIAX
Miami International Holdings
MIAX
+$3.34M
5
CLS icon
Celestica
CLS
+$2.68M

Top Sells

Rank Stock Value
1
STN icon
Stantec
STN
+$6.12M
2
RBA icon
RB Global
RBA
+$5.89M
3
AGI icon
Alamos Gold
AGI
+$5.82M
4
AEM icon
Agnico Eagle Mines
AEM
+$1.93M
5
BKNG icon
Booking.com
BKNG
+$1.23M

Sector Composition

Rank Sector Weight
1 Financials 71.48%
2 Energy 7.42%
3 Industrials 5.54%
4 Technology 5.23%
5 Materials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIAX
1
Miami International Holdings
MIAX
$4.46B
$33.7M 20.74%
738,810
+75,000
+11% +$3.34M
CBOE icon
2
Cboe Global Markets
CBOE
$30.6B
$30M 18.45%
118,000
– –
KKR icon
3
KKR & Co
KKR
$96.2B
$25.7M 15.81%
+200,000
New +$24.9M
ICE icon
4
Intercontinental Exchange
ICE
$83.7B
$16.3M 10.02%
100,000
– –
AEM icon
5
Agnico Eagle Mines
AEM
$76.1B
$8.1M 4.98%
47,200
-11,500
-20% -$1.93M
EFXT
6
Enerflex
EFXT
$2.71B
$6.44M 3.96%
+411,000
New +$5.46M
JPM icon
7
JPMorgan Chase
JPM
$959B
$4.1M 2.52%
12,700
– –
MFC icon
8
Manulife Financial
MFC
$74.2B
$3.83M 2.36%
+105,000
New +$3.56M
CCJ icon
9
Cameco
CCJ
$40.2B
$3.74M 2.3%
41,000
+9,500
+30% +$855K
ELVA
10
Electrovaya
ELVA
$453M
$3.08M 1.9%
398,000
– –
BABA icon
11
Alibaba
BABA
$306B
$2.95M 1.81%
20,000
– –
CLS icon
12
Celestica
CLS
$41.3B
$2.66M 1.64%
+8,900
New +$2.68M
AMZN icon
13
Amazon
AMZN
$3T
$2.16M 1.33%
9,300
– –
CVE icon
14
Cenovus Energy
CVE
$53.4B
$1.89M 1.16%
110,800
– –
MCK icon
15
McKesson
MCK
$97.4B
$1.82M 1.12%
2,200
– –
IBKR icon
16
Interactive Brokers
IBKR
$39.1B
$1.76M 1.08%
27,100
– –
ATS icon
17
ATS Corp
ATS
$2.74B
$1.69M 1.04%
60,800
– –
TFII icon
18
TFI International
TFII
$11.5B
$1.48M 0.91%
+14,200
New +$1.32M
J icon
19
Jacobs Solutions
J
$16.6B
$1.47M 0.91%
+11,000
New +$1.61M
AVGO icon
20
Broadcom
AVGO
$1.96T
$1.43M 0.88%
+4,100
New +$1.47M
IDCC icon
21
InterDigital
IDCC
$8.21B
$1.27M 0.78%
3,900
-1,600
-29% -$566K
GIB icon
22
CGI
GIB
$15.3B
$1.2M 0.74%
12,910
– –
NOW icon
23
ServiceNow
NOW
$120B
$1.08M 0.66%
7,000
– –
TKO icon
24
TKO Group
TKO
$13.6B
$1.07M 0.66%
5,000
– –
PWR icon
25
Quanta Services
PWR
$104B
$943K 0.58%
+2,200
New +$967K
1
2

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2
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LRIC
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GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
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WWM
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KAM
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IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return

Caldwell Investment Management's Q4 2025 Portfolio in Review

As of Q4 2025, Caldwell Investment Management held 35 positions worth $163M, up 6.8% from $152M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Caldwell Investment Management's Q4 2025 filing shows 9 new, 2 increased, 4 reduced and 6 closed positions. Its largest new stake was KKR & Co: 200,000 shares worth $25.7M. The largest sale was Stantec, an estimated $6.12M.

By sector, the portfolio is most concentrated in Financials at 71% of assets, up from 53% a quarter earlier, followed by Energy and Industrials.

  • Caldwell Investment Management's largest Q4 2025 buy was KKR & Co: 200,000 shares worth $25.7M.
  • Caldwell Investment Management added most to Miami International Holdings in Q4 2025, an estimated $3.34M increase.
  • Caldwell Investment Management's biggest Q4 2025 reduction was Agnico Eagle Mines, cutting an estimated $1.93M.
  • Caldwell Investment Management fully exited Stantec in Q4 2025, selling an estimated $6.12M.
  • Caldwell Investment Management's ten largest holdings make up 83% of its $163M portfolio in Q4 2025.
  • Caldwell Investment Management opened 9 new positions and closed 6 in Q4 2025.
  • Caldwell Investment Management's portfolio value rose 6.8% quarter-over-quarter to $163M.

Based on Caldwell Investment Management's 13F filing for Q4 2025, filed 11 Feb 2026.