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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+10.9%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$94.7M
AUM Growth
+$12.5M
Cap. Flow
+$5.66M
Cap. Flow %
5.98%
Top 10 Hldgs %
78.94%
Holding
30
New
4
Increased
2
Reduced
5
Closed
4

Top Buys

Rank Stock Value
1
STN icon
Stantec
STN
+$7.58M
2
QSR icon
Restaurant Brands International
QSR
+$4.54M
3
STKL
SunOpta
STKL
+$1.68M
4
AVGO icon
Broadcom
AVGO
+$1.35M
5
EOG icon
EOG Resources
EOG
+$1.29M

Top Sells

Rank Stock Value
1
NTR icon
Nutrien
NTR
+$4.12M
2
TRP icon
TC Energy
TRP
+$2.27M
3
CVE icon
Cenovus Energy
CVE
+$1.83M
4
APH icon
Amphenol
APH
+$1.36M
5
COST icon
Costco
COST
+$791K

Sector Composition

Rank Sector Weight
1 Financials 51.27%
2 Technology 15.09%
3 Industrials 9.82%
4 Energy 8.04%
5 Healthcare 7.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$31.1B
$13.8M 14.59%
110,000
– –
BAC icon
2
Bank of America
BAC
$437B
$11.6M 12.26%
350,000
– –
ICE icon
3
Intercontinental Exchange
ICE
$85.2B
$10.3M 10.85%
100,000
– –
KKR icon
4
KKR & Co
KKR
$95.7B
$9.3M 9.82%
200,000
– –
GIB icon
5
CGI
GIB
$15.1B
$8.96M 9.46%
103,712
– –
STN icon
6
Stantec
STN
$8.17B
$7.54M 7.96%
+157,100
New +$7.58M
QSR icon
7
Restaurant Brands International
QSR
$25.3B
$4.79M 5.06%
+73,900
New +$4.54M
UNH icon
8
UnitedHealth
UNH
$377B
$3.25M 3.43%
6,121
– –
CVE icon
9
Cenovus Energy
CVE
$54.5B
$2.96M 3.13%
152,400
-95,600
-39% -$1.83M
EOG icon
10
EOG Resources
EOG
$77.6B
$2.27M 2.4%
17,500
+9,700
+124% +$1.29M
DGX icon
11
Quest Diagnostics
DGX
$25.6B
$1.85M 1.95%
11,800
-2,300
-16% -$331K
BAH icon
12
Booz Allen Hamilton
BAH
$8.56B
$1.76M 1.86%
16,800
-2,500
-13% -$260K
MCK icon
13
McKesson
MCK
$96.8B
$1.71M 1.8%
4,550
+1,200
+36% +$448K
DOX icon
14
Amdocs
DOX
$5.88B
$1.7M 1.8%
18,700
-1,900
-9% -$162K
JPM icon
15
JPMorgan Chase
JPM
$937B
$1.54M 1.62%
11,460
– –
KEYS icon
16
Keysight
KEYS
$55B
$1.52M 1.61%
8,880
– –
AVGO icon
17
Broadcom
AVGO
$1.87T
$1.51M 1.6%
+27,000
New +$1.35M
STKL
18
DELISTED
SunOpta
STKL
$1.5M 1.59%
+178,400
New +$1.68M
LNG icon
19
Cheniere Energy
LNG
$54.1B
$1.29M 1.36%
8,600
– –
DVN icon
20
Devon Energy
DVN
$51.4B
$1.09M 1.15%
17,700
-1,700
-9% -$116K
V icon
21
Visa
V
$683B
$1.06M 1.12%
5,100
– –
SPGI icon
22
S&P Global
SPGI
$123B
$966K 1.02%
2,880
– –
TCN
23
DELISTED
Tricon Residential Inc.
TCN
$740K 0.78%
95,740
– –
AQN icon
24
Algonquin Power & Utilities
AQN
$4.42B
$668K 0.71%
102,402
– –
ANSS
25
DELISTED
Ansys
ANSS
$605K 0.64%
2,500
– –
1
2

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2
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LRIC
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GAMC
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TIA
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WWM
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KAM
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Caldwell Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Investment Management held 30 positions worth $94.7M, up 15% from $82.2M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Caldwell Investment Management deployed $5.66M of net new capital in Q4 2022, opening 4 new positions and adding to 2 existing holdings. Its largest new stake was Stantec: 157,100 shares worth $7.54M.

By sector, the portfolio is most concentrated in Financials at 51% of assets, down from 54% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Cenovus Energy, an estimated $1.83M trimmed.

  • Caldwell Investment Management's largest Q4 2022 buy was Stantec: 157,100 shares worth $7.54M.
  • Caldwell Investment Management added most to EOG Resources in Q4 2022, an estimated $1.29M increase.
  • Caldwell Investment Management's biggest Q4 2022 reduction was Cenovus Energy, cutting an estimated $1.83M.
  • Caldwell Investment Management fully exited Nutrien in Q4 2022, selling an estimated $4.12M.
  • Caldwell Investment Management's ten largest holdings make up 79% of its $94.7M portfolio in Q4 2022.
  • Caldwell Investment Management opened 4 new positions and closed 4 in Q4 2022.
  • Caldwell Investment Management's portfolio value rose 15% quarter-over-quarter to $94.7M.

Based on Caldwell Investment Management's 13F filing for Q4 2022, filed 1 Feb 2023.