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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+18.09%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$130M
AUM Growth
+$27.3M
Cap. Flow
+$8.3M
Cap. Flow %
6.38%
Top 10 Hldgs %
76.19%
Holding
38
New
11
Increased
4
Reduced
4
Closed
7

Top Buys

Rank Stock Value
1
AGI icon
Alamos Gold
AGI
+$5.75M
2
TCN
Tricon Residential Inc.
TCN
+$5.48M
3
BMO icon
Bank of Montreal
BMO
+$4.32M
4
VRN
Veren
VRN
+$3.28M
5
QSR icon
Restaurant Brands International
QSR
+$2.34M

Top Sells

Rank Stock Value
1
ATS icon
ATS Corp
ATS
+$6.45M
2
STN icon
Stantec
STN
+$5.18M
3
ESAB icon
ESAB
ESAB
+$2.25M
4
FDX icon
FedEx
FDX
+$2.08M
5
COP icon
ConocoPhillips
COP
+$1.9M

Sector Composition

Rank Sector Weight
1 Financials 56.45%
2 Industrials 11.04%
3 Energy 8.19%
4 Technology 5.99%
5 Real Estate 5.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$32.5B
$20.8M 16.01%
116,400
+6,400
+6% +$1.1M
KKR icon
2
KKR & Co
KKR
$91.1B
$16.6M 12.76%
200,000
– –
ICE icon
3
Intercontinental Exchange
ICE
$85.6B
$12.9M 9.89%
100,000
– –
BAC icon
4
Bank of America
BAC
$435B
$11.8M 9.08%
350,000
– –
STN icon
5
Stantec
STN
$8.04B
$7.91M 6.08%
98,300
-74,700
-43% -$5.18M
CCJ icon
6
Cameco
CCJ
$37.6B
$7.56M 5.81%
175,000
-13,600
-7% -$569K
TCN
7
DELISTED
Tricon Residential Inc.
TCN
$7.39M 5.68%
810,740
+715,000
+747% +$5.48M
AGI icon
8
Alamos Gold
AGI
$11.6B
$5.92M 4.55%
+439,500
New +$5.75M
BMO icon
9
Bank of Montreal
BMO
$126B
$5.14M 3.95%
+51,800
New +$4.32M
VRN
10
DELISTED
Veren
VRN
$3.09M 2.38%
+445,000
New +$3.28M
QSR icon
11
Restaurant Brands International
QSR
$25.7B
$2.63M 2.02%
+33,600
New +$2.34M
AMZN icon
12
Amazon
AMZN
$2.92T
$2.24M 1.72%
14,700
+2,300
+19% +$322K
AVGO icon
13
Broadcom
AVGO
$1.85T
$2.13M 1.63%
19,000
+6,000
+46% +$568K
MA icon
14
Mastercard
MA
$502B
$2.07M 1.59%
4,838
– –
JPM icon
15
JPMorgan Chase
JPM
$935B
$1.95M 1.5%
11,460
– –
COST icon
16
Costco
COST
$422B
$1.85M 1.42%
2,800
-1,000
-26% -$593K
BAH icon
17
Booz Allen Hamilton
BAH
$8.39B
$1.79M 1.38%
+14,000
New +$1.75M
BSY icon
18
Bentley Systems
BSY
$10.8B
$1.69M 1.3%
+32,400
New +$1.66M
DGX icon
19
Quest Diagnostics
DGX
$25.7B
$1.63M 1.25%
11,800
– –
TTEK icon
20
Tetra Tech
TTEK
$8.49B
$1.56M 1.2%
+46,500
New +$1.48M
ENTG icon
21
Entegris
ENTG
$18.1B
$1.49M 1.14%
+12,400
New +$1.26M
J icon
22
Jacobs Solutions
J
$15.9B
$1.43M 1.1%
13,299
– –
UNH icon
23
UnitedHealth
UNH
$376B
$1.42M 1.09%
2,690
– –
GIB icon
24
CGI
GIB
$15.1B
$1.39M 1.07%
12,910
– –
V icon
25
Visa
V
$684B
$1.33M 1.02%
5,100
– –
1
2

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2
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PIP
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LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
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TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return

Caldwell Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Investment Management held 38 positions worth $130M, up 27% from $103M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Caldwell Investment Management deployed $8.3M of net new capital in Q4 2023, opening 11 new positions and adding to 4 existing holdings. Its largest new stake was Alamos Gold: 439,500 shares worth $5.92M.

By sector, the portfolio is most concentrated in Financials at 56% of assets, up from 53% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Stantec, an estimated $5.18M trimmed.

  • Caldwell Investment Management's largest Q4 2023 buy was Alamos Gold: 439,500 shares worth $5.92M.
  • Caldwell Investment Management added most to Tricon Residential Inc. in Q4 2023, an estimated $5.48M increase.
  • Caldwell Investment Management's biggest Q4 2023 reduction was Stantec, cutting an estimated $5.18M.
  • Caldwell Investment Management fully exited ATS Corp in Q4 2023, selling an estimated $6.45M.
  • Caldwell Investment Management's ten largest holdings make up 76% of its $130M portfolio in Q4 2023.
  • Caldwell Investment Management opened 11 new positions and closed 7 in Q4 2023.
  • Caldwell Investment Management's portfolio value rose 27% quarter-over-quarter to $130M.

Based on Caldwell Investment Management's 13F filing for Q4 2023, filed 11 Jan 2024.