We are live on ! Find out more
CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+13.21%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$134M
AUM Growth
+$4.26M
Cap. Flow
-$8.1M
Cap. Flow %
-6.03%
Top 10 Hldgs %
72.54%
Holding
38
New
7
Increased
2
Reduced
4
Closed
4

Top Buys

Rank Stock Value
1
CLS icon
Celestica
CLS
+$6.92M
2
DCBO
Docebo
DCBO
+$3.93M
3
RBA icon
RB Global
RBA
+$3.83M
4
MFC icon
Manulife Financial
MFC
+$3.6M
5
ATS icon
ATS Corp
ATS
+$957K

Top Sells

Rank Stock Value
1
TCN
Tricon Residential Inc.
TCN
+$7.39M
2
STN icon
Stantec
STN
+$6.36M
3
AGI icon
Alamos Gold
AGI
+$5.92M
4
CCJ icon
Cameco
CCJ
+$4.27M
5
QSR icon
Restaurant Brands International
QSR
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 63.02%
2 Technology 14.61%
3 Industrials 10.98%
4 Energy 5.2%
5 Consumer Discretionary 2.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$30.1B
$21.4M 15.9%
116,400
– –
KKR icon
2
KKR & Co
KKR
$97.2B
$20.1M 14.95%
200,000
– –
ICE icon
3
Intercontinental Exchange
ICE
$83.8B
$13.7M 10.22%
100,000
– –
BAC icon
4
Bank of America
BAC
$440B
$13.3M 9.87%
350,000
– –
CLS icon
5
Celestica
CLS
$42.7B
$8.19M 6.09%
+182,300
New +$6.92M
BMO icon
6
Bank of Montreal
BMO
$126B
$5.11M 3.81%
52,400
+600
+1% +$56.6K
RBA icon
7
RB Global
RBA
$20.7B
$4.17M 3.11%
+54,800
New +$3.83M
DCBO
8
Docebo
DCBO
$523M
$4.01M 2.98%
+82,000
New +$3.93M
MFC icon
9
Manulife Financial
MFC
$74.4B
$3.91M 2.91%
+156,700
New +$3.6M
VRN
10
DELISTED
Veren
VRN
$3.64M 2.71%
445,000
– –
CCJ icon
11
Cameco
CCJ
$40.5B
$3.35M 2.5%
77,500
-97,500
-56% -$4.27M
AMZN icon
12
Amazon
AMZN
$2.99T
$2.65M 1.97%
14,700
– –
MA icon
13
Mastercard
MA
$500B
$2.33M 1.73%
4,838
– –
AVGO icon
14
Broadcom
AVGO
$1.99T
$2.12M 1.58%
16,000
-3,000
-16% -$372K
BAH icon
15
Booz Allen Hamilton
BAH
$8.85B
$2.08M 1.54%
14,000
– –
COST icon
16
Costco
COST
$420B
$2.05M 1.52%
2,800
– –
ENTG icon
17
Entegris
ENTG
$22B
$1.74M 1.3%
12,400
– –
STN icon
18
Stantec
STN
$8.28B
$1.73M 1.29%
20,900
-77,400
-79% -$6.36M
TTEK icon
19
Tetra Tech
TTEK
$8.97B
$1.72M 1.28%
46,500
– –
J icon
20
Jacobs Solutions
J
$16.8B
$1.69M 1.26%
13,299
– –
JPM icon
21
JPMorgan Chase
JPM
$950B
$1.66M 1.24%
8,300
-3,160
-28% -$570K
DGX icon
22
Quest Diagnostics
DGX
$25.8B
$1.57M 1.17%
11,800
– –
GIB icon
23
CGI
GIB
$15.4B
$1.42M 1.06%
12,910
– –
V icon
24
Visa
V
$690B
$1.42M 1.06%
5,100
– –
UNH icon
25
UnitedHealth
UNH
$370B
$1.33M 0.99%
2,690
– –
1
2

Similar funds

2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return
IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return
LIA
LifePlan Investment Advisors Raleigh, North Carolina $254M AUM 17.26% 1-Year Est. Return

Caldwell Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Caldwell Investment Management held 38 positions worth $134M, up 3.3% from $130M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Caldwell Investment Management withdrew a net $8.1M in Q1 2024, closing 4 positions and reducing 4 holdings. Its most notable exit was Tricon Residential Inc., an estimated $7.39M position sold in full.

By sector, the portfolio is most concentrated in Financials at 63% of assets, up from 56% a quarter earlier, followed by Technology and Industrials.

Against the trend, Caldwell Investment Management opened a new position in Celestica worth $8.19M.

  • Caldwell Investment Management's largest Q1 2024 buy was Celestica: 182,300 shares worth $8.19M.
  • Caldwell Investment Management added most to FTAI Aviation in Q1 2024, an estimated $335K increase.
  • Caldwell Investment Management's biggest Q1 2024 reduction was Stantec, cutting an estimated $6.36M.
  • Caldwell Investment Management fully exited Tricon Residential Inc. in Q1 2024, selling an estimated $7.39M.
  • Caldwell Investment Management's ten largest holdings make up 73% of its $134M portfolio in Q1 2024.
  • Caldwell Investment Management opened 7 new positions and closed 4 in Q1 2024.
  • Caldwell Investment Management's portfolio value rose 3.3% quarter-over-quarter to $134M.

Based on Caldwell Investment Management's 13F filing for Q1 2024, filed 26 Apr 2024.