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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+9.42%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$132M
AUM Growth
+$31.4M
Cap. Flow
+$23.4M
Cap. Flow %
17.67%
Top 10 Hldgs %
74.15%
Holding
31
New
8
Increased
1
Reduced
3
Closed
2

Top Buys

Rank Stock Value
1
ATS icon
ATS Corp
ATS
+$8.39M
2
CCJ icon
Cameco
CCJ
+$7.03M
3
GFL icon
GFL Environmental
GFL
+$6.72M
4
TAC icon
TransAlta
TAC
+$6.66M
5
ESAB icon
ESAB
ESAB
+$1.43M

Top Sells

Rank Stock Value
1
AGI icon
Alamos Gold
AGI
+$4.46M
2
GIB icon
CGI
GIB
+$2.55M
3
APH icon
Amphenol
APH
+$2.48M
4
AVGO icon
Broadcom
AVGO
+$1.14M
5
STN icon
Stantec
STN
+$301K

Sector Composition

Rank Sector Weight
1 Financials 40.59%
2 Industrials 23.19%
3 Technology 11.87%
4 Consumer Discretionary 8.54%
5 Energy 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$32.5B
$14.9M 11.3%
110,000
– –
ICE icon
2
Intercontinental Exchange
ICE
$85.6B
$11.2M 8.49%
100,000
– –
KKR icon
3
KKR & Co
KKR
$91.1B
$11.2M 8.46%
200,000
– –
BAC icon
4
Bank of America
BAC
$435B
$10M 7.59%
350,000
– –
STN icon
5
Stantec
STN
$8.04B
$9.75M 7.38%
152,100
-5,000
-3% -$301K
QSR icon
6
Restaurant Brands International
QSR
$25.7B
$9.41M 7.12%
122,300
– –
ATS icon
7
ATS Corp
ATS
$2.64B
$8.52M 6.45%
+186,800
New +$8.39M
GIB icon
8
CGI
GIB
$15.1B
$8.17M 6.18%
78,712
-25,000
-24% -$2.55M
CCJ icon
9
Cameco
CCJ
$37.6B
$7.72M 5.84%
+250,000
New +$7.03M
GFL icon
10
GFL Environmental
GFL
$14.9B
$7.06M 5.34%
+185,000
New +$6.72M
TAC icon
11
TransAlta
TAC
$3.95B
$6.54M 4.95%
+710,000
New +$6.66M
FDX icon
12
FedEx
FDX
$72.7B
$2.65M 2%
10,600
– –
MA icon
13
Mastercard
MA
$502B
$2.3M 1.74%
5,938
– –
COST icon
14
Costco
COST
$422B
$2.02M 1.53%
3,800
+800
+27% +$405K
AVGO icon
15
Broadcom
AVGO
$1.85T
$1.9M 1.44%
22,000
-16,000
-42% -$1.14M
AMZN icon
16
Amazon
AMZN
$2.92T
$1.88M 1.42%
14,700
– –
DGX icon
17
Quest Diagnostics
DGX
$25.7B
$1.64M 1.24%
11,800
– –
JPM icon
18
JPMorgan Chase
JPM
$935B
$1.64M 1.24%
11,460
– –
ESAB icon
19
ESAB
ESAB
$5.38B
$1.55M 1.18%
+23,500
New +$1.43M
ENTG icon
20
Entegris
ENTG
$18.1B
$1.5M 1.14%
+13,800
New +$1.26M
BMI icon
21
Badger Meter
BMI
$3.89B
$1.47M 1.11%
+10,000
New +$1.38M
ANSS
22
DELISTED
Ansys
ANSS
$1.43M 1.09%
4,400
– –
UNH icon
23
UnitedHealth
UNH
$376B
$1.28M 0.97%
2,690
– –
DOX icon
24
Amdocs
DOX
$5.92B
$1.22M 0.92%
12,400
– –
V icon
25
Visa
V
$684B
$1.2M 0.9%
5,100
– –
1
2

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JFG
Juno Financial Group Richmond, Virginia $255M AUM
2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
PIP
Palisades Investment Partners Santa Monica, California $255M AUM 50.52% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return

Caldwell Investment Management's Q2 2023 Portfolio in Review

As of Q2 2023, Caldwell Investment Management held 31 positions worth $132M, up 31% from $101M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Caldwell Investment Management deployed $23.4M of net new capital in Q2 2023, opening 8 new positions and adding to 1 existing holding. Its largest new stake was ATS Corp: 186,800 shares worth $8.52M.

By sector, the portfolio is most concentrated in Financials at 41% of assets, down from 51% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was CGI, an estimated $2.55M trimmed.

  • Caldwell Investment Management's largest Q2 2023 buy was ATS Corp: 186,800 shares worth $8.52M.
  • Caldwell Investment Management added most to Costco in Q2 2023, an estimated $405K increase.
  • Caldwell Investment Management's biggest Q2 2023 reduction was CGI, cutting an estimated $2.55M.
  • Caldwell Investment Management fully exited Alamos Gold in Q2 2023, selling an estimated $4.46M.
  • Caldwell Investment Management's ten largest holdings make up 74% of its $132M portfolio in Q2 2023.
  • Caldwell Investment Management opened 8 new positions and closed 2 in Q2 2023.
  • Caldwell Investment Management's portfolio value rose 31% quarter-over-quarter to $132M.

Based on Caldwell Investment Management's 13F filing for Q2 2023, filed 19 Jul 2023.