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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
-2.88%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$82.2M
AUM Growth
-$17.4M
Cap. Flow
-$7.91M
Cap. Flow %
-9.63%
Top 10 Hldgs %
78.41%
Holding
32
New
5
Increased
2
Reduced
6
Closed
6

Top Buys

Rank Stock Value
1
TRP icon
TC Energy
TRP
+$2.73M
2
LNG icon
Cheniere Energy
LNG
+$1.3M
3
MCK icon
McKesson
MCK
+$1.16M
4
COST icon
Costco
COST
+$858K
5
ANSS
Ansys
ANSS
+$639K

Top Sells

Rank Stock Value
1
TCN
Tricon Residential Inc.
TCN
+$4.71M
2
NTR icon
Nutrien
NTR
+$2.04M
3
STN icon
Stantec
STN
+$1.99M
4
TFII icon
TFI International
TFII
+$1.75M
5
BBU
Brookfield Business Partners
BBU
+$1.23M

Sector Composition

Rank Sector Weight
1 Financials 54.15%
2 Technology 15.57%
3 Energy 11.7%
4 Healthcare 7.33%
5 Materials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBOE icon
1
Cboe Global Markets
CBOE
$30.5B
$13M 15.78%
110,000
– –
BAC icon
2
Bank of America
BAC
$441B
$10.7M 13.07%
350,000
– –
ICE icon
3
Intercontinental Exchange
ICE
$83.8B
$9.09M 11.06%
100,000
– –
KKR icon
4
KKR & Co
KKR
$97B
$8.67M 10.55%
200,000
– –
GIB icon
5
CGI
GIB
$15.3B
$7.82M 9.51%
103,712
-1,300
-1% -$106K
NTR icon
6
Nutrien
NTR
$32.2B
$4.12M 5.01%
49,200
-23,700
-33% -$2.04M
CVE icon
7
Cenovus Energy
CVE
$53.1B
$3.87M 4.71%
248,000
+14,600
+6% +$259K
UNH icon
8
UnitedHealth
UNH
$372B
$3.12M 3.79%
6,121
-1,230
-17% -$647K
TRP icon
9
TC Energy
TRP
$68.7B
$2.27M 2.76%
+55,000
New +$2.73M
BAH icon
10
Booz Allen Hamilton
BAH
$8.83B
$1.78M 2.17%
19,300
– –
DGX icon
11
Quest Diagnostics
DGX
$25.9B
$1.76M 2.14%
14,100
– –
DOX icon
12
Amdocs
DOX
$5.98B
$1.64M 2%
20,600
– –
LNG icon
13
Cheniere Energy
LNG
$54.3B
$1.41M 1.72%
+8,600
New +$1.3M
KEYS icon
14
Keysight
KEYS
$58.7B
$1.41M 1.72%
8,880
– –
APH icon
15
Amphenol
APH
$213B
$1.36M 1.65%
39,920
+14,720
+58% +$535K
JPM icon
16
JPMorgan Chase
JPM
$955B
$1.22M 1.48%
11,460
– –
DVN icon
17
Devon Energy
DVN
$50.8B
$1.19M 1.44%
19,400
-100
-0.5% -$6.21K
MCK icon
18
McKesson
MCK
$97.2B
$1.15M 1.4%
+3,350
New +$1.16M
AQN icon
19
Algonquin Power & Utilities
AQN
$4.45B
$1.14M 1.38%
102,402
– –
V icon
20
Visa
V
$690B
$920K 1.12%
5,100
-3,200
-39% -$651K
SPGI icon
21
S&P Global
SPGI
$122B
$895K 1.09%
2,880
– –
EOG icon
22
EOG Resources
EOG
$76.7B
$882K 1.07%
7,800
– –
TCN
23
DELISTED
Tricon Residential Inc.
TCN
$821K 1%
95,740
-445,420
-82% -$4.71M
COST icon
24
Costco
COST
$421B
$791K 0.96%
+1,650
New +$858K
AMZN icon
25
Amazon
AMZN
$2.99T
$598K 0.73%
5,200
– –
1
2

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Juno Financial Group Richmond, Virginia $255M AUM
2
2Xideas Kusnacht, Switzerland $255M AUM 0.46% 1-Year Est. Return
LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
GAMC
Garner Asset Management Corp Plano, Texas $255M AUM 22.93% 1-Year Est. Return
TIA
Tiemann Investment Advisors Menlo Park, California $255M AUM 21.35% 1-Year Est. Return
WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return
KAM
Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return
IGM
Incline Global Management New York $255M AUM 7.23% 1-Year Est. Return

Caldwell Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Investment Management held 32 positions worth $82.2M, down 17% from $99.6M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Caldwell Investment Management withdrew a net $7.91M in Q3 2022, closing 6 positions and reducing 6 holdings. Its most notable exit was Stantec, an estimated $1.99M position sold in full.

By sector, the portfolio is most concentrated in Financials at 54% of assets, up from 47% a quarter earlier, followed by Technology and Energy.

Against the trend, Caldwell Investment Management opened a new position in TC Energy worth $2.27M.

  • Caldwell Investment Management's largest Q3 2022 buy was TC Energy: 55,000 shares worth $2.27M.
  • Caldwell Investment Management added most to Amphenol in Q3 2022, an estimated $535K increase.
  • Caldwell Investment Management's biggest Q3 2022 reduction was Tricon Residential Inc., cutting an estimated $4.71M.
  • Caldwell Investment Management fully exited Stantec in Q3 2022, selling an estimated $1.99M.
  • Caldwell Investment Management's ten largest holdings make up 78% of its $82.2M portfolio in Q3 2022.
  • Caldwell Investment Management opened 5 new positions and closed 6 in Q3 2022.
  • Caldwell Investment Management's portfolio value fell 17% quarter-over-quarter to $82.2M.

Based on Caldwell Investment Management's 13F filing for Q3 2022, filed 27 Oct 2022.