Caldwell Investment Management’s Alibaba BABA Stock Holding History

Caldwell Investment Management’s Portfolio BABA Stock Details BABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-20,000	Closed	-$2.95M	–	59
2025 Q4	$2.95M	Hold	20,000	–	–	1.81%	11
2025 Q3	$3.6M	Buy	+20,000	New	+$2.62M	2.36%	10
2025 Q2	–	Sell	-5,000	Closed	-$658K	–	23
2025 Q1	$658K	Buy	+5,000	New	+$577K	0.49%	27
2024 Q2	–	Sell	-10,000	Closed	-$723K	–	34
2024 Q1	$723K	Hold	10,000	–	–	0.54%	33
2023 Q4	$777K	Hold	10,000	–	–	0.6%	29
2023 Q3	$862K	Buy	+10,000	New	+$915K	0.84%	25

Other funds holding BABA

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Caldwell Investment Management's BABA Position: Q1 2026 in Review

Caldwell Investment Management sold out of Alibaba (BABA) in Q1 2026, closing a stake of 20,000 shares — an estimated $2.95M sold.

Caldwell Investment Management first reported a position in BABA in Q3 2023 and held it in 6 quarters. The position peaked at $3.6M in Q3 2025. 1,343 funds tracked by Wall St. Rank hold BABA as of Q1 2026.

Caldwell Investment Management reported no remaining Alibaba position as of Q1 2026 after selling out during the quarter.
Caldwell Investment Management sold 20,000 Alibaba shares in Q1 2026, an estimated $2.95M.
Caldwell Investment Management first reported a position in Alibaba in Q3 2023 and held it in 6 quarters.
Caldwell Investment Management's Alibaba position peaked at $3.6M in Q3 2025.
1,343 funds tracked by Wall St. Rank held Alibaba as of Q1 2026.

Based on Caldwell Investment Management's 13F filing for Q1 2026, filed 14 May 2026.