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CIM

Caldwell Investment Management Portfolio holdings

AUM $255M
1-Year Est. Return 36.87%
This Fund
S&P 500
This Quarter Est. Return
+2.66%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$92.5M
Cap. Flow
+$107M
Cap. Flow %
41.93%
Top 10 Hldgs %
70.63%
Holding
65
New
36
Increased
2
Reduced
4
Closed
8

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$43.3M
2
BAC icon
Bank of America
BAC
+$18.1M
3
C icon
Citigroup
C
+$8.54M
4
SII
Sprott
SII
+$7.67M
5
KGC icon
Kinross Gold
KGC
+$5.58M

Top Sells

Rank Stock Value
1
MFC icon
Manulife Financial
MFC
+$3.83M
2
MIAX
Miami International Holdings
MIAX
+$3.09M
3
BABA icon
Alibaba
BABA
+$2.95M
4
JPM icon
JPMorgan Chase
JPM
+$2.61M
5
AEM icon
Agnico Eagle Mines
AEM
+$2.12M

Sector Composition

Rank Sector Weight
1 Financials 66.65%
2 Energy 9.65%
3 Industrials 8.13%
4 Technology 5.53%
5 Materials 4.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
26
KLA
KLAC
$233B
$1.66M 0.65%
+12,000
New +$1.76M
ATS icon
27
ATS Corp
ATS
$2.56B
$1.65M 0.65%
60,800
– –
MSFT icon
28
Microsoft
MSFT
$2.93T
$1.62M 0.63%
+4,500
New +$1.88M
TMO icon
29
Thermo Fisher Scientific
TMO
$215B
$1.59M 0.62%
+3,300
New +$1.79M
V icon
30
Visa
V
$702B
$1.53M 0.6%
5,100
+200
+4% +$64.3K
CW icon
31
Curtiss-Wright
CW
$25.6B
$1.52M 0.6%
+2,400
New +$1.6M
STN icon
32
Stantec
STN
$8.03B
$1.51M 0.59%
+17,800
New +$1.67M
HWM icon
33
Howmet Aerospace
HWM
$112B
$1.43M 0.56%
+6,400
New +$1.49M
J icon
34
Jacobs Solutions
J
$16.2B
$1.37M 0.54%
11,000
– –
ROL icon
35
Rollins
ROL
$18.9B
$1.17M 0.46%
+22,000
New +$1.31M
JPM icon
36
JPMorgan Chase
JPM
$931B
$1.16M 0.46%
4,100
-8,600
-68% -$2.61M
CNI icon
37
Canadian National Railway
CNI
$78.3B
$1.1M 0.43%
+10,800
New +$1.11M
AROC icon
38
Archrock
AROC
$6.21B
$1.09M 0.43%
+31,500
New +$1.01M
LRCX icon
39
Lam Research
LRCX
$324B
$1.08M 0.42%
+5,400
New +$1.21M
WWD icon
40
Woodward
WWD
$23.6B
$1.03M 0.4%
+3,000
New +$1.08M
WMB icon
41
Williams Companies
WMB
$86.3B
$1.02M 0.4%
+14,000
New +$969K
GIB icon
42
CGI
GIB
$15.6B
$937K 0.37%
12,910
– –
IBKR icon
43
Interactive Brokers
IBKR
$38.9B
$886K 0.35%
13,900
-13,200
-49% -$942K
RMD icon
44
ResMed
RMD
$30.9B
$881K 0.35%
+4,000
New +$997K
VRT icon
45
Vertiv
VRT
$89.8B
$844K 0.33%
+3,600
New +$799K
WCN
46
Waste Connections
WCN
$43.6B
$826K 0.32%
+5,100
New +$850K
APH icon
47
Amphenol
APH
$188B
$811K 0.32%
+6,800
New +$957K
CACI icon
48
CACI
CACI
$11B
$783K 0.31%
+1,400
New +$843K
NOW icon
49
ServiceNow
NOW
$117B
$736K 0.29%
7,000
– –
NVDA icon
50
NVIDIA
NVDA
$4.66T
$728K 0.29%
+4,400
New +$807K
1
2
3

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2
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PIP
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LRIC
Long Road Investment Counsel Kalamazoo, Michigan $255M AUM 12.85% 1-Year Est. Return
KIG
Kennedy Investment Group West Depford, New Jersey $255M AUM 20.81% 1-Year Est. Return
GAMC
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TIA
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WWM
Westwood Wealth Management Los Angeles, California $255M AUM 54.97% 1-Year Est. Return

Caldwell Investment Management's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Investment Management held 65 positions worth $255M, up 57% from $163M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Caldwell Investment Management deployed $107M of net new capital in Q1 2026, opening 36 new positions and adding to 2 existing holdings. Its largest new stake was Morgan Stanley: 250,000 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 67% of assets, down from 71% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was Miami International Holdings, an estimated $3.09M trimmed.

  • Caldwell Investment Management's largest Q1 2026 buy was Morgan Stanley: 250,000 shares worth $39.6M.
  • Caldwell Investment Management added most to Cenovus Energy in Q1 2026, an estimated $3.84M increase.
  • Caldwell Investment Management's biggest Q1 2026 reduction was Miami International Holdings, cutting an estimated $3.09M.
  • Caldwell Investment Management fully exited Manulife Financial in Q1 2026, selling an estimated $3.83M.
  • Caldwell Investment Management's ten largest holdings make up 71% of its $255M portfolio in Q1 2026.
  • Caldwell Investment Management opened 36 new positions and closed 8 in Q1 2026.
  • Caldwell Investment Management's portfolio value rose 57% quarter-over-quarter to $255M.

Based on Caldwell Investment Management's 13F filing for Q1 2026, filed 14 May 2026.