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CIM

Caldwell Investment Management Portfolio holdings

AUM $152M
1-Year Est. Return 26.38%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+26.38%
3 Year Est. Return
+162.36%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$103M
Cap. Flow
-$104M
Cap. Flow %
-68.4%
Top 10 Hldgs %
84.63%
Holding
68
New
11
Increased
2
Reduced
6
Closed
35

Top Buys

Rank Stock Value
1
MFC icon
Manulife Financial
MFC
+$9.44M
2
AAMI
Acadian Asset Management
AAMI
+$1.22M
3
BEPC icon
Brookfield Renewable
BEPC
+$1.21M
4
BAC icon
Bank of America
BAC
+$1.08M
5
RBA icon
RB Global
RBA
+$1.04M

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$39.6M
2
C icon
Citigroup
C
+$8.06M
3
SII
Sprott
SII
+$7.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$6.3M
5
CVE icon
Cenovus Energy
CVE
+$5.96M

Sector Composition

Rank Sector Weight
1 Financials 76.25%
2 Industrials 8.28%
3 Energy 7.83%
4 Technology 2.89%
5 Consumer Discretionary 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
26
Waste Connections
WCN
$40.8B
$849K 0.56%
5,100
– –
GIB icon
27
CGI
GIB
$14.9B
$833K 0.55%
12,910
– –
DRS icon
28
Leonardo DRS
DRS
$9.43B
$810K 0.53%
+19,000
New +$844K
NOW icon
29
ServiceNow
NOW
$142B
$694K 0.46%
7,000
– –
STN icon
30
Stantec
STN
$7.87B
$647K 0.42%
9,400
-8,400
-47% -$677K
EQX icon
31
Equinox Gold
EQX
$13.8B
$545K 0.36%
+56,000
New +$722K
AEM icon
32
Agnico Eagle Mines
AEM
$98.3B
$465K 0.31%
3,000
-34,000
-92% -$6.3M
ACN icon
33
Accenture
ACN
$116B
$398K 0.26%
3,200
– –
APH icon
34
Amphenol
APH
$197B
– –
-13,600
Closed -$811K
AROC icon
35
Archrock
AROC
$5.62B
– –
-31,500
Closed -$1.09M
C icon
36
Citigroup
C
$228B
– –
-75,000
Closed -$8.06M
CACI icon
37
CACI
CACI
$14B
– –
-1,400
Closed -$783K
CAE icon
38
CAE Inc
CAE
$7.7B
– –
-66,100
Closed -$1.69M
CCJ icon
39
Cameco
CCJ
$40.3B
– –
-41,000
Closed -$4.22M
CLS icon
40
Celestica
CLS
$40.9B
– –
-8,900
Closed -$2.29M
CNI icon
41
Canadian National Railway
CNI
$74.4B
– –
-10,800
Closed -$1.1M
CW icon
42
Curtiss-Wright
CW
$20.5B
– –
-2,400
Closed -$1.52M
FISV
43
Fiserv Inc
FISV
$28B
– –
-7,300
Closed -$399K
FIX icon
44
Comfort Systems
FIX
$55.9B
– –
-1,600
Closed -$2.04M
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.23T
– –
-2,500
Closed -$685K
HCA icon
46
HCA Healthcare
HCA
$93.4B
– –
-1,200
Closed -$562K
HWM icon
47
Howmet Aerospace
HWM
$89.6B
– –
-6,400
Closed -$1.43M
KGC icon
48
Kinross Gold
KGC
$33.1B
– –
-170,300
Closed -$4.88M
KLAC icon
49
KLA
KLAC
$225B
– –
-12,000
Closed -$1.66M
LHX icon
50
L3Harris
LHX
$46.5B
– –
-7,600
Closed -$2.59M
1
2
3

Similar funds

PAMP
Phoenix Asset Management Partners London $152M AUM 29.77% 1-Year Est. Return
RPA
Redwood Park Advisors Redwood City, California $152M AUM 8.17% 1-Year Est. Return
CP
Clayton Partners Berkeley, California $152M AUM 42.38% 1-Year Est. Return
TC
Tannin Capital Charlotte, North Carolina $152M AUM
CL
CRCM LP San Francisco, California $152M AUM 26.3% 1-Year Est. Return
MWM
Madrid Wealth Management Albuquerque, New Mexico $152M AUM
HAM
Hedges Asset Management Reno, Nevada $152M AUM
IA
IF Advisors San Antonio, Texas $152M AUM

Caldwell Investment Management's Q2 2026 Portfolio in Review

As of Q2 2026, Caldwell Investment Management held 68 positions worth $152M, down 40% from $255M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Caldwell Investment Management withdrew a net $104M in Q2 2026, closing 35 positions and reducing 6 holdings. Its most notable exit was Morgan Stanley, an estimated $39.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 76% of assets, up from 67% a quarter earlier, followed by Industrials and Energy.

Against the trend, Caldwell Investment Management opened a new position in Manulife Financial worth $9.88M.

  • Caldwell Investment Management's largest Q2 2026 buy was Manulife Financial: 244,000 shares worth $9.88M.
  • Caldwell Investment Management added most to Bank of America in Q2 2026, an estimated $1.08M increase.
  • Caldwell Investment Management's biggest Q2 2026 reduction was Agnico Eagle Mines, cutting an estimated $6.3M.
  • Caldwell Investment Management fully exited Morgan Stanley in Q2 2026, selling an estimated $39.6M.
  • Caldwell Investment Management's ten largest holdings make up 85% of its $152M portfolio in Q2 2026.
  • Caldwell Investment Management opened 11 new positions and closed 35 in Q2 2026.
  • Caldwell Investment Management's portfolio value fell 40% quarter-over-quarter to $152M.

Based on Caldwell Investment Management's 13F filing for Q2 2026, filed 11 Aug 2026.