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CIM
Caldwell Investment Management Portfolio holdings
AUM
$255M
1-Year Est. Return
36.87%
This Fund
S&P 500
This Quarter
Est. Return
+2.66%
1 Year Est. Return
+36.87%
3 Year Est. Return
+177.92%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$92.5M
(+57%)
Cap. Flow
+$107M
Cap. Flow
% of AUM
41.93%
Top 10 Holdings %
Top 10 Hldgs %
70.63%
Holding
65
New
36
Increased
2
Reduced
4
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Morgan Stanley
MS
|
+$43.3M |
| 2 |
Bank of America
BAC
|
+$18.1M |
| 3 |
Citigroup
C
|
+$8.54M |
| 4 |
SII
Sprott
SII
|
+$7.67M |
| 5 |
Kinross Gold
KGC
|
+$5.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Manulife Financial
MFC
|
+$3.83M |
| 2 |
MIAX
Miami International Holdings
MIAX
|
+$3.09M |
| 3 |
Alibaba
BABA
|
+$2.95M |
| 4 |
JPMorgan Chase
JPM
|
+$2.61M |
| 5 |
Agnico Eagle Mines
AEM
|
+$2.12M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 66.65% |
| 2 | Energy | 9.65% |
| 3 | Industrials | 8.13% |
| 4 | Technology | 5.53% |
| 5 | Materials | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Alphabet (Google) Class A
GOOGL
$4.18T
| $685K | 0.27% |
+2,500
| New | +$786K |
|
52
Accenture
ACN
$107B
| $633K | 0.25% |
3,200
| – | – |
|
53
Synopsys
SNPS
$73.9B
| $626K | 0.25% |
+1,631
| New | +$737K |
|
54
HCA Healthcare
HCA
$91.1B
| $562K | 0.22% |
+1,200
| New | +$604K |
|
|
FISV
55
Fiserv Inc
FISV
$29.6B
| $399K | 0.16% |
+7,300
| New | +$452K |
|
|
AMTM
56
Amentum Holdings
AMTM
$5.4B
| $294K | 0.12% |
11,669
| – | – |
|
57
Broadcom
AVGO
$1.83T
| – | – |
-4,100
| Closed | -$1.43M |
|
|
58
Alibaba
BABA
$281B
| – | – |
-20,000
| Closed | -$2.95M |
|
59
InterDigital
IDCC
$6.85B
| – | – |
-3,900
| Closed | -$1.27M |
|
60
Meta Platforms (Facebook)
META
$1.52T
| – | – |
-1,050
| Closed | -$699K |
|
|
61
Manulife Financial
MFC
$73.9B
| – | – |
-105,000
| Closed | -$3.83M |
|
62
Quanta Services
PWR
$86B
| – | – |
-2,200
| Closed | -$943K |
|
63
TFI International
TFII
$11.6B
| – | – |
-14,200
| Closed | -$1.48M |
|
64
TKO Group
TKO
$14B
| – | – |
-5,000
| Closed | -$1.07M |
|
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Caldwell Investment Management's Q1 2026 Portfolio in Review
As of Q1 2026, Caldwell Investment Management held 65 positions worth $255M, up 57% from $163M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Caldwell Investment Management deployed $107M of net new capital in Q1 2026, opening 36 new positions and adding to 2 existing holdings. Its largest new stake was Morgan Stanley: 250,000 shares worth $39.6M.
By sector, the portfolio is most concentrated in Financials at 67% of assets, down from 71% a quarter earlier, followed by Energy and Industrials.
On the sell side, the largest reduction was Miami International Holdings, an estimated $3.09M trimmed.
- Caldwell Investment Management's largest Q1 2026 buy was Morgan Stanley: 250,000 shares worth $39.6M.
- Caldwell Investment Management added most to Cenovus Energy in Q1 2026, an estimated $3.84M increase.
- Caldwell Investment Management's biggest Q1 2026 reduction was Miami International Holdings, cutting an estimated $3.09M.
- Caldwell Investment Management fully exited Manulife Financial in Q1 2026, selling an estimated $3.83M.
- Caldwell Investment Management's ten largest holdings make up 71% of its $255M portfolio in Q1 2026.
- Caldwell Investment Management opened 36 new positions and closed 8 in Q1 2026.
- Caldwell Investment Management's portfolio value rose 57% quarter-over-quarter to $255M.
Based on Caldwell Investment Management's 13F filing for Q1 2026, filed 14 May 2026.