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CIM
Caldwell Investment Management Portfolio holdings
AUM
$152M
1-Year Est. Return
26.38%
This Fund
S&P 500
This Quarter
Est. Return
+3.29%
1 Year Est. Return
+26.38%
3 Year Est. Return
+162.36%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$103M
(-40%)
Cap. Flow
-$104M
Cap. Flow
% of AUM
-68.4%
Top 10 Holdings %
Top 10 Hldgs %
84.63%
Holding
68
New
11
Increased
2
Reduced
6
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Manulife Financial
MFC
|
+$9.44M |
| 2 |
AAMI
Acadian Asset Management
AAMI
|
+$1.22M |
| 3 |
Brookfield Renewable
BEPC
|
+$1.21M |
| 4 |
Bank of America
BAC
|
+$1.08M |
| 5 |
RB Global
RBA
|
+$1.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Morgan Stanley
MS
|
+$39.6M |
| 2 |
Citigroup
C
|
+$8.06M |
| 3 |
SII
Sprott
SII
|
+$7.7M |
| 4 |
Agnico Eagle Mines
AEM
|
+$6.3M |
| 5 |
Cenovus Energy
CVE
|
+$5.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 76.25% |
| 2 | Industrials | 8.28% |
| 3 | Energy | 7.83% |
| 4 | Technology | 2.89% |
| 5 | Consumer Discretionary | 1.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Lam Research
LRCX
$349B
| – | – |
-5,400
| Closed | -$1.08M |
|
52
McKesson
MCK
$104B
| – | – |
-2,200
| Closed | -$1.89M |
|
|
53
Morgan Stanley
MS
$330B
| – | – |
-250,000
| Closed | -$39.6M |
|
54
Microsoft
MSFT
$3.71T
| – | – |
-4,500
| Closed | -$1.62M |
|
55
Motorola Solutions
MSI
$77.4B
| – | – |
-4,200
| Closed | -$1.79M |
|
56
Ovintiv
OVV
$18.2B
| – | – |
-34,900
| Closed | -$2.12M |
|
57
Pfizer
PFE
$159B
| – | – |
-75,000
| Closed | -$2.09M |
|
58
ResMed
RMD
$32.1B
| – | – |
-4,000
| Closed | -$881K |
|
59
Rollins
ROL
$17B
| – | – |
-22,000
| Closed | -$1.17M |
|
60
Royal Bank of Canada
RY
$285B
| – | – |
-15,600
| Closed | -$2.46M |
|
|
SII
61
Sprott
SII
$3.28B
| – | – |
-57,300
| Closed | -$7.7M |
|
62
Synopsys
SNPS
$74.7B
| – | – |
-1,631
| Closed | -$626K |
|
63
TJX Companies
TJX
$139B
| – | – |
-11,100
| Closed | -$1.73M |
|
64
Thermo Fisher Scientific
TMO
$225B
| – | – |
-3,300
| Closed | -$1.59M |
|
65
Williams Companies
WMB
$88.4B
| – | – |
-14,000
| Closed | -$1.02M |
|
66
Woodward
WWD
$19.1B
| – | – |
-3,000
| Closed | -$1.03M |
|
|
AMTM
67
Amentum Holdings
AMTM
$4.81B
| – | – |
-11,669
| Closed | -$294K |
|
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IA
Caldwell Investment Management's Q2 2026 Portfolio in Review
As of Q2 2026, Caldwell Investment Management held 68 positions worth $152M, down 40% from $255M the previous quarter. Its ten largest holdings account for 85% of the portfolio.
Caldwell Investment Management withdrew a net $104M in Q2 2026, closing 35 positions and reducing 6 holdings. Its most notable exit was Morgan Stanley, an estimated $39.6M position sold in full.
By sector, the portfolio is most concentrated in Financials at 76% of assets, up from 67% a quarter earlier, followed by Industrials and Energy.
Against the trend, Caldwell Investment Management opened a new position in Manulife Financial worth $9.88M.
- Caldwell Investment Management's largest Q2 2026 buy was Manulife Financial: 244,000 shares worth $9.88M.
- Caldwell Investment Management added most to Bank of America in Q2 2026, an estimated $1.08M increase.
- Caldwell Investment Management's biggest Q2 2026 reduction was Agnico Eagle Mines, cutting an estimated $6.3M.
- Caldwell Investment Management fully exited Morgan Stanley in Q2 2026, selling an estimated $39.6M.
- Caldwell Investment Management's ten largest holdings make up 85% of its $152M portfolio in Q2 2026.
- Caldwell Investment Management opened 11 new positions and closed 35 in Q2 2026.
- Caldwell Investment Management's portfolio value fell 40% quarter-over-quarter to $152M.
Based on Caldwell Investment Management's 13F filing for Q2 2026, filed 11 Aug 2026.