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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+5.54%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$118M
AUM Growth
+$4.24M
Cap. Flow
+$1.29M
Cap. Flow %
1.1%
Top 10 Hldgs %
75.53%
Holding
121
New
40
Increased
3
Reduced
16
Closed
35

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.54M
2
KURA icon
Kura Oncology
KURA
+$1.39M
3
CDTX
Cidara Therapeutics
CDTX
+$1.19M
4
HOOD icon
Robinhood
HOOD
+$883K
5
NVDA icon
NVIDIA
NVDA
+$688K

Top Sells

Rank Stock Value
1
ODFL icon
Old Dominion Freight Line
ODFL
+$1.83M
2
BR icon
Broadridge
BR
+$969K
3
FAST icon
Fastenal
FAST
+$938K
4
AMZN icon
Amazon
AMZN
+$910K
5
ABBV icon
AbbVie
ABBV
+$892K

Sector Composition

Rank Sector Weight
1 Healthcare 62.37%
2 Financials 3.46%
3 Industrials 3.45%
4 Technology 3.36%
5 Consumer Staples 2.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
101
Fastenal
FAST
$59.5B
– –
-36,368
Closed -$938K
FCX icon
102
Freeport-McMoran
FCX
$97.5B
– –
-11,240
Closed -$366K
FCX icon
103
PUT
Freeport-McMoran
FCX
$97.5B
– –
-400
Closed -$1K
GEN icon
104
Gen Digital
GEN
$17.5B
– –
-8,995
Closed -$228K
LH icon
105
Labcorp
LH
$25.9B
– –
-1,862
Closed -$450K
LMT icon
106
Lockheed Martin
LMT
$136B
– –
-1,828
Closed -$631K
LNT icon
107
Alliant Energy
LNT
$18B
– –
-12,409
Closed -$695K
NEM icon
108
Newmont
NEM
$119B
– –
-10,918
Closed -$593K
O icon
109
Realty Income
O
$59.1B
– –
-5,432
Closed -$341K
ODFL icon
110
Old Dominion Freight Line
ODFL
$44.9B
– –
-12,790
Closed -$1.83M
REM icon
111
iShares Mortgage Real Estate ETF
REM
$543M
– –
-8,037
Closed -$291K
SJM icon
112
J.M. Smucker
SJM
$12.8B
– –
-5,340
Closed -$641K
SNY icon
113
Sanofi
SNY
$104B
– –
-18,012
Closed -$868K
STX icon
114
Seagate
STX
$184B
– –
-3,247
Closed -$268K
T icon
115
AT&T
T
$163B
– –
-21,528
Closed -$439K
TMUS icon
116
T-Mobile US
TMUS
$190B
– –
-3,256
Closed -$416K
UNH icon
117
UnitedHealth
UNH
$370B
– –
-1,597
Closed -$624K
UNH icon
118
PUT
UnitedHealth
UNH
$370B
– –
-200
Closed -$2K
USB icon
119
US Bancorp
USB
$99.6B
– –
-12,146
Closed -$722K
YUM icon
120
Yum! Brands
YUM
$41.1B
– –
-6,015
Closed -$736K
DISH
121
DELISTED
DISH Network Corp.
DISH
– –
-6,718
Closed -$292K
1 2 3 4
5

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Alethea Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Alethea Capital Management held 121 positions worth $118M, up 3.7% from $114M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Alethea Capital Management's Q4 2021 filing shows 40 new, 3 increased, 16 reduced and 35 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M. The largest sale was Old Dominion Freight Line, an estimated $1.83M.

By sector, the portfolio is most concentrated in Healthcare at 62% of assets, down from 63% a quarter earlier, followed by Financials and Industrials.

  • Alethea Capital Management's largest Q4 2021 buy was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M.
  • Alethea Capital Management added most to Cidara Therapeutics in Q4 2021, an estimated $1.19M increase.
  • Alethea Capital Management's biggest Q4 2021 reduction was Spectrum Pharmaceuticals Inc, cutting an estimated $858K.
  • Alethea Capital Management fully exited Old Dominion Freight Line in Q4 2021, selling an estimated $1.83M.
  • Alethea Capital Management's ten largest holdings make up 76% of its $118M portfolio in Q4 2021.
  • Alethea Capital Management opened 40 new positions and closed 35 in Q4 2021.
  • Alethea Capital Management's portfolio value rose 3.7% quarter-over-quarter to $118M.

Based on Alethea Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.